0001553350-19-000046.txt : 20190114 0001553350-19-000046.hdr.sgml : 20190114 20190114174025 ACCESSION NUMBER: 0001553350-19-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190109 FILED AS OF DATE: 20190114 DATE AS OF CHANGE: 20190114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Solomon Ricky D CENTRAL INDEX KEY: 0001499185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38175 FILM NUMBER: 19525757 MAIL ADDRESS: STREET 1: 538 BEDFORD RD CITY: ARMONK STATE: NY ZIP: 10504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 306 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (212) 477-1210 MAIL ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 306 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 4 1 solomon4.xml OWNERSHIP DOCUMENT X0306 4 2019-01-09 1 0001487198 ASPEN GROUP, INC. ASPU 0001499185 Solomon Ricky D 276 FIFTH AVENUE SUITE 306 NEW YORK NY 10001 1 0 0 0 Common Stock 2019-01-10 4 M 0 6771 1.86 A 116421 D Common Stock 2019-01-10 4 M 0 8334 2.40 A 124755 D Common Stock 2019-01-10 4 M 0 8334 2.4312 A 133089 D Common Stock 2019-01-10 4 F 0 10529 5.02 D 122560 D Common Stock 2019-01-10 4 S 0 2000 5.15 D 120560 D Common Stock 2019-01-10 4 M 0 87719 2.28 A 208279 D Common Stock 2019-01-10 4 M 0 21930 2.28 A 230209 D Common Stock 2019-01-10 4 F 0 48467 5.158 D 181742 D Common Stock 2019-01-11 4 S 0 2400 5.0126 D 179342 D Common Stock 2019-01-09 4 S 0 6000 5.053 D 9000 I Held in IRA Stock Options (Right to Buy) 1.86 2019-01-10 4 M 0 6771 0 D 2014-09-04 2019-09-04 Common Stock 6771 0 D Stock Options (Right to Buy) 2.40 2019-01-10 4 M 0 8334 0 D 2014-09-16 2019-09-16 Common Stock 8334 0 D Stock Options (Right to Buy) 2.4312 2019-01-10 4 M 0 8334 0 D 2014-12-11 2019-12-11 Common Stock 8334 0 D Warrants 2.28 2019-01-10 4 M 0 87719 0 D 2014-03-10 2019-03-10 Common Stock 87719 0 D Warrants 2.28 2019-01-10 4 M 0 21930 0 D 2014-06-24 2019-06-24 Common Stock 21930 0 D The Reporting Person cashlessly exercised the stock options which were expiring in 2019. The exercise of the stock options was exempt under Rule 16b-6 and the disposition of shares to the Issuer was pre-approved in advance by the Issuer's Board of Directors as required by Rule 16b-3. The Reporting Person cashlessly exercised warrants which were expiring in 2019. The exercise of the warrants was exempt under Rule 16b-6 and the disposition of shares to the Issuer was pre-approved in advance by the Issuer's Board of Directors as required by Rule 16b-3. /s/ Rick D. Solomon 2019-01-14