0001553350-19-000046.txt : 20190114
0001553350-19-000046.hdr.sgml : 20190114
20190114174025
ACCESSION NUMBER: 0001553350-19-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190109
FILED AS OF DATE: 20190114
DATE AS OF CHANGE: 20190114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Solomon Ricky D
CENTRAL INDEX KEY: 0001499185
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38175
FILM NUMBER: 19525757
MAIL ADDRESS:
STREET 1: 538 BEDFORD RD
CITY: ARMONK
STATE: NY
ZIP: 10504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN GROUP, INC.
CENTRAL INDEX KEY: 0001487198
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 271933597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 276 FIFTH AVENUE
STREET 2: SUITE 306
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: (212) 477-1210
MAIL ADDRESS:
STREET 1: 276 FIFTH AVENUE
STREET 2: SUITE 306
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: Elite Nutritional Brands, Inc.
DATE OF NAME CHANGE: 20111011
FORMER COMPANY:
FORMER CONFORMED NAME: Hidden Ladder, Inc.
DATE OF NAME CHANGE: 20100315
4
1
solomon4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-01-09
1
0001487198
ASPEN GROUP, INC.
ASPU
0001499185
Solomon Ricky D
276 FIFTH AVENUE
SUITE 306
NEW YORK
NY
10001
1
0
0
0
Common Stock
2019-01-10
4
M
0
6771
1.86
A
116421
D
Common Stock
2019-01-10
4
M
0
8334
2.40
A
124755
D
Common Stock
2019-01-10
4
M
0
8334
2.4312
A
133089
D
Common Stock
2019-01-10
4
F
0
10529
5.02
D
122560
D
Common Stock
2019-01-10
4
S
0
2000
5.15
D
120560
D
Common Stock
2019-01-10
4
M
0
87719
2.28
A
208279
D
Common Stock
2019-01-10
4
M
0
21930
2.28
A
230209
D
Common Stock
2019-01-10
4
F
0
48467
5.158
D
181742
D
Common Stock
2019-01-11
4
S
0
2400
5.0126
D
179342
D
Common Stock
2019-01-09
4
S
0
6000
5.053
D
9000
I
Held in IRA
Stock Options (Right to Buy)
1.86
2019-01-10
4
M
0
6771
0
D
2014-09-04
2019-09-04
Common Stock
6771
0
D
Stock Options (Right to Buy)
2.40
2019-01-10
4
M
0
8334
0
D
2014-09-16
2019-09-16
Common Stock
8334
0
D
Stock Options (Right to Buy)
2.4312
2019-01-10
4
M
0
8334
0
D
2014-12-11
2019-12-11
Common Stock
8334
0
D
Warrants
2.28
2019-01-10
4
M
0
87719
0
D
2014-03-10
2019-03-10
Common Stock
87719
0
D
Warrants
2.28
2019-01-10
4
M
0
21930
0
D
2014-06-24
2019-06-24
Common Stock
21930
0
D
The Reporting Person cashlessly exercised the stock options which were expiring in 2019. The exercise of the stock options was exempt under Rule 16b-6 and the disposition of shares to the Issuer was pre-approved in advance by the Issuer's Board of Directors as required by Rule 16b-3.
The Reporting Person cashlessly exercised warrants which were expiring in 2019. The exercise of the warrants was exempt under Rule 16b-6 and the disposition of shares to the Issuer was pre-approved in advance by the Issuer's Board of Directors as required by Rule 16b-3.
/s/ Rick D. Solomon
2019-01-14