0001553350-18-001392.txt : 20181227 0001553350-18-001392.hdr.sgml : 20181227 20181227161158 ACCESSION NUMBER: 0001553350-18-001392 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181224 FILED AS OF DATE: 20181227 DATE AS OF CHANGE: 20181227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacLean Malcolm F IV CENTRAL INDEX KEY: 0001318129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38175 FILM NUMBER: 181254825 MAIL ADDRESS: STREET 1: C/O ASPEN GROUP, INC. STREET 2: 1660 SOUTH ALBION STREET, SUITE 525 CITY: DENVER STATE: CO ZIP: 80222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 306 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (212) 477-1210 MAIL ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 306 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 4 1 maclean4.xml OWNERSHIP DOCUMENT X0306 4 2018-12-24 0 0001487198 ASPEN GROUP, INC. ASPU 0001318129 MacLean Malcolm F IV 276 FIFTH AVENUE SUITE 306 NEW YORK NY 10001 1 0 0 0 Common Stock 2018-12-24 4 A 0 2000 0 A 2302 D Common Stock 651228 I See footnote Employee Stock Option (Right to Buy) 5.12 2018-12-24 4 A 0 10000 0 A 2018-12-24 2023-12-24 Common Stock 10000 10000 D The shares of restricted common stock were granted under the Aspen Group, Inc. 2018 Equity Incentive Plan (the "Plan") for service as a director and a committee member, as applicable, and vest in three equal annual increments on December 24, 2019, December 24, 2020, and December 24, 2021, subject to continued service as a director of the Issuer on each applicable vesting date. Includes (i) 28,749 shares held jointly with spouse, (ii) 98,000 shares held by Starfish Partners LLC which Mr. MacLean indirectly controls, (iii) 250,000 shares held by Taurus Capital Partners LLC of which Mr. MacLean is the Managing Member, (iv) 18,938 shares held as custodian for the benefit of Mr. MacLean's children, (v) 155,196 shares held in the name of his multiple IRAs, (vi) 6,500 shares held in trust, (vii) 7,333 shares held in spouse's IRA, and (viii) 86,512 shares held in Mr. MacLean's company defined benefit plan. The stock options were granted under the Plan for service as a director and a committee member, as applicable, and vest in three equal annual increments on December 24, 2019, December 24, 2020 and December 24, 2021, subject to continued service as a director of the Issuer on each applicable vesting date. /s/ Malcolm F. MacLean IV 2018-12-27