0001553350-18-001391.txt : 20181227 0001553350-18-001391.hdr.sgml : 20181227 20181227161112 ACCESSION NUMBER: 0001553350-18-001391 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181224 FILED AS OF DATE: 20181227 DATE AS OF CHANGE: 20181227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Andrew E CENTRAL INDEX KEY: 0001610088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38175 FILM NUMBER: 181254814 MAIL ADDRESS: STREET 1: 720 SOUTH COLORADO BOULEVARD STREET 2: SUITE 1150N CITY: DENVER STATE: CO ZIP: 80246 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 306 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (212) 477-1210 MAIL ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 306 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 4 1 kaplan4.xml OWNERSHIP DOCUMENT X0306 4 2018-12-24 0 0001487198 ASPEN GROUP, INC. ASPU 0001610088 Kaplan Andrew E 276 FIFTH AVENUE SUITE 306 NEW YORK NY 10001 1 0 0 0 Common Stock 2018-12-24 4 A 0 2000 0 A 32385 D Common Stock 2018-12-24 4 A 0 6836 0 A 39221 D The shares of restricted common stock were granted under the Aspen Group, Inc. 2018 Equity Incentive Plan for service as a director and a committee member, as applicable, and vest in three equal annual increments on December 24, 2019, December 24, 2020, and December 24, 2021, subject to continued service as a director of the Issuer on each applicable vesting date. Shares of restricted common stock were granted in lieu of cash compensation for services as a director pursuant to the Reporting Person's election. The amount was determined based on $5.12 per share, the closing price of the Issuer's common stock on The Nasdaq Capital Market on December 21, 2018. /s/ Andrew Kaplan 2018-12-27