0001553350-18-001349.txt : 20181217
0001553350-18-001349.hdr.sgml : 20181217
20181217161546
ACCESSION NUMBER: 0001553350-18-001349
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181213
FILED AS OF DATE: 20181217
DATE AS OF CHANGE: 20181217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sevely Joseph L.
CENTRAL INDEX KEY: 0001497170
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38175
FILM NUMBER: 181238303
MAIL ADDRESS:
STREET 1: C/O RIVUS BOND FUND
STREET 2: 113 KING STREET
CITY: ARMONK
STATE: NY
ZIP: 10504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN GROUP, INC.
CENTRAL INDEX KEY: 0001487198
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 271933597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 276 FIFTH AVENUE
STREET 2: SUITE 306
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: (212) 477-1210
MAIL ADDRESS:
STREET 1: 276 FIFTH AVENUE
STREET 2: SUITE 306
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: Elite Nutritional Brands, Inc.
DATE OF NAME CHANGE: 20111011
FORMER COMPANY:
FORMER CONFORMED NAME: Hidden Ladder, Inc.
DATE OF NAME CHANGE: 20100315
4
1
ownership.xml
X0306
4
2018-12-13
0
0001487198
ASPEN GROUP, INC.
ASPU
0001497170
Sevely Joseph L.
276 FIFTH AVENUE
SUITE 306
NEW YORK
NY
10001
0
1
0
0
Chief Financial Officer
Stock Options (Right to Buy)
7.17
2018-12-13
4
A
0
180000
A
2018-12-13
2023-09-10
Common Stock
180000
180000
D
Pursuant to the Employment Agreement between the Issuer and the Reporting Person, the stock options will vest annually over a three-year period with the first vesting date being September 10, 2019, subject to continued employment on each applicable vesting date.
The option grant was approved by the Issuer's board of directors in September 2018, subject to shareholder approval of the 2018 Equity Incentive Plan (the "Plan") under which the options were granted. The Issuer's shareholders approved the Plan at the annual shareholders' meeting held on December 13, 2018.
/s/ Joseph Sevely
2018-12-17