0001553350-17-000754.txt : 20170614 0001553350-17-000754.hdr.sgml : 20170614 20170614170531 ACCESSION NUMBER: 0001553350-17-000754 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170430 FILED AS OF DATE: 20170614 DATE AS OF CHANGE: 20170614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1660 SOUTH ALBION STREET STREET 2: SUITE 525 CITY: DENVER STATE: CO ZIP: 80222 BUSINESS PHONE: 646-450-1843 MAIL ADDRESS: STREET 1: 1660 SOUTH ALBION STREET STREET 2: SUITE 525 CITY: DENVER STATE: CO ZIP: 80222 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mathews Michael CENTRAL INDEX KEY: 0001469394 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55107 FILM NUMBER: 17911773 MAIL ADDRESS: STREET 1: 257 PARK AVENUE SOUTH STREET 2: SUITE 602 CITY: NEW YORK STATE: NY ZIP: 10010 5 1 mathews5.xml OWNERSHIP DOCUMENT X0306 5 2017-04-30 0 0 1 0001487198 ASPEN GROUP, INC. ASPU 0001469394 Mathews Michael 1660 SOUTH ALBION STREET SUITE 525 DENVER CO 80222 1 1 0 0 CEO Stock Options (Right to Buy) 2.28 2016-09-13 4 D 0 L 24076 D 2017-10-23 Common Stock 24076 0 D Stock Options (Right to Buy) 2.52 2016-09-13 4 A 0 L 24076 A 2021-01-23 Common Stock 24076 24076 D Stock Options (Right to Buy) 2.28 2016-09-13 4 D 0 L 13889 D 2017-10-23 Common Stock 13889 0 D Stock Options (Right to Buy) 2.52 2016-09-13 4 A 0 L 13889 A 2021-01-23 Common Stock 13889 13889 D Stock Options (Right to Buy) 2.28 2016-09-13 4 D 0 L 25000 D 2017-03-15 Common Stock 25000 0 D Stock Options (Right to Buy) 2.52 2016-09-13 4 A 0 L 25000 A 2020-06-15 Common Stock 25000 25000 D Stock Options (Right to Buy) 2.28 2016-09-13 4 D 0 L 41667 D 2017-03-22 Common Stock 41667 0 D Stock Options (Right to Buy) 2.52 2016-09-13 4 A 0 L 41667 A 2020-06-22 Common Stock 41667 41667 D Stock Options (Right to Buy) 2.28 2016-09-13 4 D 0 L 241667 D 2017-09-04 Common Stock 241667 0 D Stock Options (Right to Buy) 2.52 2016-09-13 4 A 0 L 241667 A 2020-12-04 Common Stock 241667 241667 D The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The securities vest in three equal annual increments with the first vesting date being October 23, 2018, subject to continued service on each applicable vesting date. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The securities vest in three equal annual increments with the first vesting date being October 23, 2018, subject to continued service on each applicable vesting date. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The securities vest in three equal annual increments with the first vesting date being June 15, 2018, subject to continued service on each applicable vesting date. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The securities vest in three equal annual increments with the first vesting date being June 22, 2018, subject to continued service on each applicable vesting date. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The securities vest in three equal annual increments with the first vesting date being December 4, 2018, subject to continued service on each applicable vesting date. /s/ Michael Mathews 2017-06-14