0001553350-17-000753.txt : 20170614 0001553350-17-000753.hdr.sgml : 20170614 20170614170359 ACCESSION NUMBER: 0001553350-17-000753 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170430 FILED AS OF DATE: 20170614 DATE AS OF CHANGE: 20170614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1660 SOUTH ALBION STREET STREET 2: SUITE 525 CITY: DENVER STATE: CO ZIP: 80222 BUSINESS PHONE: 646-450-1843 MAIL ADDRESS: STREET 1: 1660 SOUTH ALBION STREET STREET 2: SUITE 525 CITY: DENVER STATE: CO ZIP: 80222 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wendolowski Gerard CENTRAL INDEX KEY: 0001601803 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55107 FILM NUMBER: 17911764 MAIL ADDRESS: STREET 1: 720 SOUTH COLORADO BOULEVARD STREET 2: SUITE 1150N CITY: DENVER STATE: CO ZIP: 80246 5 1 wendolowski5.xml OWNERSHIP DOCUMENT X0306 5 2017-04-30 0 0 1 0001487198 ASPEN GROUP, INC. ASPU 0001601803 Wendolowski Gerard 1660 SOUTH ALBION STREET SUITE 525 DENVER CO 80222 0 1 0 0 COO Stock Options (Right to Buy) 2.28 2016-09-13 4 D 0 L 8333 D 2017-03-15 Common Stock 8333 0 D Stock Options (Right to Buy) 2.52 2016-09-13 4 A 0 L 8333 A 2020-06-15 Common Stock 8333 8333 D Stock Options (Right to Buy) 2.28 2016-09-13 4 D 0 L 4167 D 2017-12-17 Common Stock 4167 0 D Stock Options (Right to Buy) 2.52 2016-09-13 4 A 0 L 4167 A 2021-03-17 Common Stock 4167 4167 D The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The securities vest in three equal annual increments with the first vesting date being March 15, 2018, subject to continued service as an employee on each applicable vesting date. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The securities vest in three equal annual increments with the first vesting date being December 17, 2018, subject to continued service as an employee on each applicable vesting date. /s/ Gerard Wendolowski 2017-06-13