0001213900-13-003975.txt : 20130806 0001213900-13-003975.hdr.sgml : 20130806 20130806115235 ACCESSION NUMBER: 0001213900-13-003975 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130806 DATE AS OF CHANGE: 20130806 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-87012 FILM NUMBER: 131012430 BUSINESS ADDRESS: STREET 1: 720 SOUTH COLORADO BOULEVARD STREET 2: SUITE 1150N CITY: DENVER STATE: CO ZIP: 95765 BUSINESS PHONE: 646-450-1843 MAIL ADDRESS: STREET 1: 720 SOUTH COLORADO BOULEVARD STREET 2: SUITE 1150N CITY: DENVER STATE: CO ZIP: 95765 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WHALEHAVEN CAPITAL FUND LTD CENTRAL INDEX KEY: 0001326903 IRS NUMBER: 980451099 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX HM 1027 CITY: HAMILTON STATE: D0 ZIP: HMDX BUSINESS PHONE: 011-441-295-8313 MAIL ADDRESS: STREET 1: P O BOX HM 1027 CITY: HAMILTON STATE: D0 ZIP: HMDX SC 13G 1 sc13g0813whalehaven_aspen.htm SCHEDULE 13G sc13g0813whalehaven_aspen.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. ___)

 
ASPEN GROUP, INC.
(Name of Issuer)

 
COMMON STOCK
(Title of Class of Securities)

 
04530L104
(CUSIP Number)

 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed: x Rule 13d-1(c)
 
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
(Continued on following page(s)
 
Page 1 of 4 Pages

 
 
 
 
CUSIP No. 04530L104  
    13G       Page 2 of 4 Pages
 
 1.    NAMES OF REPORTING PERSON
                S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Whalehaven Capital Fund Limited
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
                                                                 (a)   o
                                                                 (b)   o
3.    SEC USE ONLY

 
4.    CITIZENSHIP OR PLACE OF ORGANIZATION

Bermuda
5.   SOLE VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON – 3,445,904 Common Stock

 
6.   SHARED VOTING POWER - None

 
7.   SOLE DISPOSITIVE POWER – 3,445,904 shares of Common Stock

 
8.   SHARED DISPOSITIVE POWER – None

 
9.     AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -

3,445,904 shares of Common Stock
10.    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES           o
 
 
11.    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

5.82%
12.    TYPE OF REPORTING PERSON
 
CO
 
 
 
 
 
CUSIP No. 04530L104  
    13G       Page  of 4 Pages
 
ITEM 1 (a) NAME OF ISSUER: Aspen Group, Inc.

ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:

720 South Colorado Boulevard, Suite 1150N, Denver, CO 80246

ITEM 2 (a) NAME OF PERSON FILING: Whalehaven Capital Fund Limited

ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

285 Grand Avenue, Patriot Center, Building 5, 2nd Floor, Englewood, NJ 07631

ITEM 2 (c) CITIZENSHIP: Bermuda

ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock

ITEM 2 (e) CUSIP NUMBER: 04530L104

ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B):  Not applicable

ITEM 4 OWNERSHIP

         (a) AMOUNT BENEFICIALLY OWNED: 3,445,904 Shares of Common Stock

         (b) PERCENT OF CLASS: 5.82%

         (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:

             (i)   SOLE POWER TO VOTE OR DIRECT THE VOTE

                                3,445,904 Shares

             (ii)  SHARED POWER TO VOTE OR DIRECT THE VOTE

                                    0 Shares

             (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF

                                3,445,904 Shares

             (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF

                                    0 Shares
 
 
 
 
 
CUSIP No. 04530L104  
    13G       Page 4 of 4 Pages
 

ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

Not applicable
 
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

Not applicable

ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY

Not applicable

ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP

Not applicable

ITEM 9   NOTICE OF DISSOLUTION OF GROUP

Not applicable

 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
  August 6, 2013
  (Date)
   
   
  /s/ Michael Finkelstein
  (Signature)
   
   
  Michael Finkelstein, Investment Manager
  (Name/Title)