0001493152-23-006860.txt : 20230306
0001493152-23-006860.hdr.sgml : 20230306
20230306194126
ACCESSION NUMBER: 0001493152-23-006860
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200323
FILED AS OF DATE: 20230306
DATE AS OF CHANGE: 20230306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Delle Coste Riccardo
CENTRAL INDEX KEY: 0001598573
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41228
FILM NUMBER: 23710637
MAIL ADDRESS:
STREET 1: C/O BARFRESH FOOD GROUP, INC.
STREET 2: 8530 WILSHIRE BOULEVARD, SUITE 450
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARFRESH FOOD GROUP INC.
CENTRAL INDEX KEY: 0001487197
STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030]
IRS NUMBER: 271994359
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3600 WILSHIRE SUITE 1720
CITY: LOS ANGELES
STATE: CA
ZIP: 90005
BUSINESS PHONE: 310-598-7110
MAIL ADDRESS:
STREET 1: 3600 WILSHIRE SUITE 1720
CITY: LOS ANGELES
STATE: CA
ZIP: 90005
FORMER COMPANY:
FORMER CONFORMED NAME: Moving Box Inc
DATE OF NAME CHANGE: 20100315
4
1
ownership.xml
X0306
4
2020-03-23
0
0001487197
BARFRESH FOOD GROUP INC.
BRFH
0001598573
Delle Coste Riccardo
3600 WILSHIRE BLVD,
SUITE 1720
BEVERLY HILLS,
CA
90010
1
1
1
0
Chief Executive Officer
Common Stock
2020-09-28
4
J
0
1755
A
1501880
I
RD Capital Holdings Pty Ltd
Common Stock
6782
I
Delle Coste Family Trust
Common Stock
2023-03-02
4
A
0
18300
A
58419
D
Stock option
6.79
2022-04-27
4
A
0
19231
A
2023-04-27
2030-04-27
Common Stock
19231
19231
D
Stock option
5.72
2021-04-27
4
A
0
19231
A
2022-04-27
2029-04-27
Common Stock
19231
19231
D
Stock option
4.94
2021-04-25
2028-04-25
Common Stock
19231
19231
D
Stock option
5.85
2020-05-20
2027-05-20
Common Stock
19231
19231
D
Stock option
6.76
2019-07-26
2026-07-26
Common Stock
19231
19231
D
Stock option
9.36
2018-04-27
2025-04-27
Common Stock
19231
19231
D
Stock option
7.15
2018-09-15
2025-09-15
Common Stock
19231
19231
D
Stock option
9.36
2017-11-25
2024-11-25
Common Stock
9616
9616
D
Stock option
7.93
2017-05-27
2024-05-27
Common Stock
19231
19231
D
Stock option
8.97
2016-04-27
2023-04-27
Common Stock
19231
19231
D
Q Warrants
3.51
2020-03-31
4
A
0
75029
A
2020-03-31
2025-03-30
Common Stock
75029
75029
D
P Warrants
7.80
2020-03-23
4
A
0
2308
A
2020-03-23
2023-03-23
Common Stock
2308
2308
I
RD Capital Holdings Pty Ltd
O Warrants
7.80
2020-09-28
4
A
0
878
A
2020-09-28
2023-09-28
Common Stock
878
878
I
RD Capital Holdings Pty Ltd
P Warrants
7.80
2020-09-28
4
A
0
989
A
2020-09-28
2023-09-28
Common Stock
989
989
I
RD Capital Holdings Pty Ltd
O Warrants
7.80
2020-03-23
2023-03-23
Common Stock
2048
2048
I
RD Capital Holdings Pty Ltd
M Warrants
9.10
2019-03-30
2024-03-30
Common Stock
56280
56280
D
On September 28, 2020, RD Capital Holdings Pty Ltd received additional shares due to a price adjustment on the M1/M2 note conversion, as well as additional warrants.
Represents the settlement of performance units in stock. Issued shares are net of 7,714 withheld to cover employee tax obligations.
Granted pursuant to employment agreement. Options vest in equal amounts annually over three years beginning on the first anniversary of the grant date.
On March 23, 2020, RD Capital Holdings Pty Ltd received shares of common stock upon conversion of its convertible note and warrants for participation in the conversion.
On September 28, 2020, RD Capital Holdings Pty Ltd received additional shares due to a price adjustment on the convertible note conversion, as well as additional warrants.
Granted on March 31, 2020 in consideration of deferral of cash compensation due.
/s/ Riccardo Delle Coste
2023-03-06