0001493152-23-006860.txt : 20230306 0001493152-23-006860.hdr.sgml : 20230306 20230306194126 ACCESSION NUMBER: 0001493152-23-006860 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200323 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Delle Coste Riccardo CENTRAL INDEX KEY: 0001598573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41228 FILM NUMBER: 23710637 MAIL ADDRESS: STREET 1: C/O BARFRESH FOOD GROUP, INC. STREET 2: 8530 WILSHIRE BOULEVARD, SUITE 450 CITY: BEVERLY HILLS STATE: CA ZIP: 90211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARFRESH FOOD GROUP INC. CENTRAL INDEX KEY: 0001487197 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 271994359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3600 WILSHIRE SUITE 1720 CITY: LOS ANGELES STATE: CA ZIP: 90005 BUSINESS PHONE: 310-598-7110 MAIL ADDRESS: STREET 1: 3600 WILSHIRE SUITE 1720 CITY: LOS ANGELES STATE: CA ZIP: 90005 FORMER COMPANY: FORMER CONFORMED NAME: Moving Box Inc DATE OF NAME CHANGE: 20100315 4 1 ownership.xml X0306 4 2020-03-23 0 0001487197 BARFRESH FOOD GROUP INC. BRFH 0001598573 Delle Coste Riccardo 3600 WILSHIRE BLVD, SUITE 1720 BEVERLY HILLS, CA 90010 1 1 1 0 Chief Executive Officer Common Stock 2020-09-28 4 J 0 1755 A 1501880 I RD Capital Holdings Pty Ltd Common Stock 6782 I Delle Coste Family Trust Common Stock 2023-03-02 4 A 0 18300 A 58419 D Stock option 6.79 2022-04-27 4 A 0 19231 A 2023-04-27 2030-04-27 Common Stock 19231 19231 D Stock option 5.72 2021-04-27 4 A 0 19231 A 2022-04-27 2029-04-27 Common Stock 19231 19231 D Stock option 4.94 2021-04-25 2028-04-25 Common Stock 19231 19231 D Stock option 5.85 2020-05-20 2027-05-20 Common Stock 19231 19231 D Stock option 6.76 2019-07-26 2026-07-26 Common Stock 19231 19231 D Stock option 9.36 2018-04-27 2025-04-27 Common Stock 19231 19231 D Stock option 7.15 2018-09-15 2025-09-15 Common Stock 19231 19231 D Stock option 9.36 2017-11-25 2024-11-25 Common Stock 9616 9616 D Stock option 7.93 2017-05-27 2024-05-27 Common Stock 19231 19231 D Stock option 8.97 2016-04-27 2023-04-27 Common Stock 19231 19231 D Q Warrants 3.51 2020-03-31 4 A 0 75029 A 2020-03-31 2025-03-30 Common Stock 75029 75029 D P Warrants 7.80 2020-03-23 4 A 0 2308 A 2020-03-23 2023-03-23 Common Stock 2308 2308 I RD Capital Holdings Pty Ltd O Warrants 7.80 2020-09-28 4 A 0 878 A 2020-09-28 2023-09-28 Common Stock 878 878 I RD Capital Holdings Pty Ltd P Warrants 7.80 2020-09-28 4 A 0 989 A 2020-09-28 2023-09-28 Common Stock 989 989 I RD Capital Holdings Pty Ltd O Warrants 7.80 2020-03-23 2023-03-23 Common Stock 2048 2048 I RD Capital Holdings Pty Ltd M Warrants 9.10 2019-03-30 2024-03-30 Common Stock 56280 56280 D On September 28, 2020, RD Capital Holdings Pty Ltd received additional shares due to a price adjustment on the M1/M2 note conversion, as well as additional warrants. Represents the settlement of performance units in stock. Issued shares are net of 7,714 withheld to cover employee tax obligations. Granted pursuant to employment agreement. Options vest in equal amounts annually over three years beginning on the first anniversary of the grant date. On March 23, 2020, RD Capital Holdings Pty Ltd received shares of common stock upon conversion of its convertible note and warrants for participation in the conversion. On September 28, 2020, RD Capital Holdings Pty Ltd received additional shares due to a price adjustment on the convertible note conversion, as well as additional warrants. Granted on March 31, 2020 in consideration of deferral of cash compensation due. /s/ Riccardo Delle Coste 2023-03-06