EX-10.17 8 dex1017.htm PLEDGE AND SECURITY AGREEMENT Pledge and Security Agreement

Exhibit 10.17

Execution Version

 

 

 

PLEDGE AND SECURITY AGREEMENT

made by

BABCOCK & WILCOX INVESTMENT COMPANY

and certain Subsidiaries of the Borrower

in favor of

BANK OF AMERICA, N.A., as Administrative Agent,

for the ratable benefit of the Secured Parties

Dated as of May 3, 2010

 

 

 


TABLE OF CONTENTS

 

          Page

SECTION 1.

  

DEFINED TERMS

   1

1.1.

  

Definitions

   1

1.2.

  

Other Definitional Provisions

   6

SECTION 2.

  

GRANT OF SECURITY INTEREST; CONTINUING LIABILITY UNDER COLLATERAL

   6

2.1.

  

Grant of Security Interest

   6

2.2.

  

Continuing Liability Under Collateral

   8

2.3.

  

Foreign Action

   8

SECTION 3.

  

REPRESENTATIONS AND WARRANTIES

   8

3.1.

  

Representations in Credit Agreement

   8

3.2.

  

Title; No Other Liens

   9

3.3.

  

Perfected First Priority Liens

   9

3.4.

  

Name; Jurisdiction of Organization, etc.

   9

3.5.

  

Inventory and Equipment

   10

3.6.

  

Types of Collateral

   10

3.7.

  

Investment Property

   10

3.8.

  

Receivables

   11

3.9.

  

Intellectual Property

   11

3.10.

  

Commercial Tort Claims

   13

3.11.

  

Contracts

   13

SECTION 4.

  

COVENANTS

   13

4.1.

  

Covenants in Credit Agreement

   13

4.2.

  

Delivery and Control of Instruments, Chattel Paper, Negotiable Documents and Investment Property

   13

4.3.

  

Maintenance of Insurance

   14

4.4.

  

Payment of Obligations

   14

4.5.

  

Maintenance of Perfected Security Interest; Further Documentation

   15

4.6.

  

Changes in Locations, Name, Jurisdiction of Incorporation, etc.

   15

4.7.

  

Notices

   16

4.8.

  

Investment Property

   16

4.9.

  

Receivables

   18

4.10.

  

Intellectual Property

   18

4.11.

  

Contracts

   20

4.12.

  

Commercial Tort Claims

   21


          Page

SECTION 5.

  

REMEDIAL PROVISIONS

   21

5.1.

  

Certain Matters Relating to Receivables

   21

5.2.

  

Communications with Obligors; Grantors Remain Liable

   21

5.3.

  

Pledged Securities

   22

5.4.

  

Proceeds to be Turned Over To Administrative Agent

   23

5.5.

  

Application of Proceeds

   23

5.6.

  

Code and Other Remedies

   23

5.7.

  

Private Sales, etc.

   25

5.8.

  

Deficiency

   26

5.9.

  

BWXT Entities

   26

SECTION 6.

  

THE ADMINISTRATIVE AGENT

   26

6.1.

  

Administrative Agent’s Appointment as Attorney-in-Fact, etc.

   26

6.2.

  

Duty of Administrative Agent

   28

6.3.

  

Execution of Financing Statements

   28

6.4.

  

Authority of Administrative Agent

   29

6.5.

  

Appointment of Co-Administrative Agents

   29

SECTION 7.

  

MISCELLANEOUS

   29

7.1.

  

Amendments in Writing

   29

7.2.

  

Notices

   29

7.3.

  

No Waiver by Course of Conduct; Cumulative Remedies

   29

7.4.

  

Enforcement Expenses; Indemnification

   29

7.5.

  

Successors and Assigns

   30

7.6.

  

Set-off; Governing Law; Submission to Jurisdiction; Venue; WAIVER OF JURY TRIAL

   30

7.7.

  

Counterparts

   30

7.8.

  

Severability

   30

7.9.

  

Section Headings

   31

7.10.

  

Integration

   31

7.11.

  

Acknowledgments

   31

7.12.

  

Additional Grantors

   31

7.13.

  

Releases; Termination of this Agreement

   31

 

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Schedule 3.3 – Perfected First Priority Liens

Schedule 3.4 – Name; Jurisdiction of Organization, etc

Schedule 3.5 – Inventory and Equipment

Schedule 3.7 – Investment Property

Schedule 3.9 – Intellectual Property

Schedule 3.10 – Commercial Tort Claims

Exhibit A – Intellectual Property Notices


This PLEDGE AND SECURITY AGREEMENT, dated as of May 3, 2010, made by each of the signatories hereto (together with any other grantor that may become a party hereto as provided herein, the “Grantors”), in favor of BANK OF AMERICA, N.A., as administrative agent (in such capacity and together with its successors in such capacity, the “Administrative Agent”) for the benefit of the Secured Parties in connection with that certain Credit Agreement dated as of the date hereof (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”) among BABCOCK & WILCOX INVESTMENT COMPANY, a Delaware corporation, as the borrower thereunder (or, after the effectiveness of the Spinoff and the satisfaction of the other terms and conditions therein relating to the replacement thereof, the New Borrower, as the borrower thereunder), the Lenders, the Administrative Agent, the Swing Line Lender and the L/C Issuers.

Pursuant to the Credit Agreement, the Lenders have severally agreed to make Credit Extensions to the Borrower.

This Agreement is required by the terms of the Credit Agreement.

In consideration of the mutual covenants and agreements contained herein and in the other Loan Documents, the parties hereto covenant and agree as follows:

SECTION 1. DEFINED TERMS

1.1. Definitions.

(a) Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement, and the following terms are used herein as defined in the New York UCC: Accounts, Account Debtor, As-Extracted Collateral, Certificated Security, Chattel Paper, Commercial Tort Claim, Commodity Account, Commodity Contract, Commodity Intermediary, Consumer Goods, Deposit Account, Documents, Electronic Chattel Paper, Equipment, Farm Products, Financial Asset, Fixtures, General Intangibles, Goods (as defined in Article 9 of the New York UCC), Instruments, Inventory, Letter-of-Credit Rights, Manufactured Homes, Money, Payment Intangibles, Securities Account, Securities Intermediary, Security, Security Entitlement, Supporting Obligations, Tangible Chattel Paper and Uncertificated Security.

(b) The following terms shall have the following meanings:

Administrative Agent” shall have the meaning assigned to such term in the preamble.

After-Acquired Intellectual Property” shall have the meaning assigned to such term in Section 4.10(i).

Agreement” shall mean this Pledge and Security Agreement, as the same may be amended, restated, supplemented or otherwise modified from time to time.

Collateral” shall have the meaning assigned to such term in Section 2.1.


Collateral Account” shall mean any collateral account established by the Administrative Agent as provided in Sections 5.1 or 5.4.

Collateral Account Funds” shall mean, collectively, the following: all funds (including all trust monies) and investments (including all cash equivalents) credited to, or purchased with funds from, any Collateral Account and all certificates and instruments from time to time representing or evidencing such investments; all Money, notes, certificates of deposit, checks and other instruments from time to time hereafter delivered to or otherwise possessed by the Administrative Agent for or on behalf of any Grantor in substitution for, or in addition to, any or all of the Collateral; and all interest, dividends, cash, instruments and other property from time to time received in, receivable or otherwise distributed to the Collateral Account in respect of or in exchange for any or all of the items constituting Collateral.

Contracts” shall mean all contracts and agreements between any Grantor and any other Person (in each case, whether written or oral, or third party or intercompany) as the same may be amended, assigned, extended, restated, supplemented, replaced or otherwise modified from time to time including (a) all rights of any Grantor to receive moneys due and to become due to it thereunder or in connection therewith, (b) all rights of any Grantor to receive proceeds of any insurance, indemnity, warranty or guaranty with respect thereto, (c) all rights of any Grantor to damages arising thereunder and (d) all rights of any Grantor to terminate and to perform and compel performance of, such Contracts and to exercise all remedies thereunder.

Copyright Licenses” shall mean any agreement, whether written or oral, naming any Grantor as licensor or licensee (including those listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time)), granting any right in, to or under any Copyright, including the grant of rights to publicly perform, display, copy, prepare derivative works or distribute under any Copyright. This term shall exclude implied licenses and any rights obtained or granted under a copyright pursuant to the doctrines of first sale or estoppel.

Copyrights” shall mean (a) all copyrights arising under the laws of the United States, any other country, or union of countries, or any political subdivision of any of the foregoing, whether registered or unregistered and whether published or unpublished (including those listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time)), all registrations and recordings thereof, and all applications in connection therewith and rights corresponding thereto throughout the world, including all registrations, recordings and applications in the United States Copyright Office, and all Mask Works (as defined in 17 USC 901), (b) the right to, and to obtain, all extensions and renewals thereof, and the right to sue for past, present and future infringements of any of the foregoing, (c) all proceeds of the foregoing, including license, royalties, income, payments, claims, damages, and proceeds of suit and (d) all other rights of any kind whatsoever accruing thereunder or pertaining thereto.

Credit Agreement” shall have the meaning assigned to such term in the preamble.

Excluded Assets” shall mean:

(a) any lease, license, contract, property right or agreement to which any Grantor is a party or any of its rights or interests thereunder if, and only for so long as, the grant

 

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of a security interest hereunder shall constitute or result in a breach, termination or default under any such lease, license, contract, property right or agreement (other than to the extent that any such term would be rendered ineffective pursuant to Sections 9-406, 9-407, 9-408 or 9-409 of the UCC of any relevant jurisdiction or any other applicable law or principles of equity); provided, however, that such security interest shall attach immediately to any portion of such lease, license, contract, property rights or agreement that does not result in any of the consequences specified above;

(b) all Security Entitlements, Securities Accounts, Deposit Accounts, Financial Assets, Letter-of-Credit Rights (other than Letter-of-Credit Rights constituting a Supporting Obligation), Commodity Contracts and Commodity Accounts to which any Grantor has any right, title or interest;

(c) the Excluded Stock; and

(d) all cars, trucks, trailers and other vehicles covered by a certificate of title under the laws of any state to which any Grantor has any right, title or interest.

Excluded Stock” shall mean:

(e) the Voting Stock of any Foreign Subsidiary in excess of 65% of the outstanding Voting Stock of such Foreign Subsidiary;

(f) the Stock and Stock Equivalents of any BWXT Entity;

(g) the Stock and Stock Equivalents of any Captive Insurance Subsidiary;

(h) the Stock and Stock Equivalents of any Joint Venture to the extent that the Constituent Documents of such Joint Venture prohibit such a security interest to be granted to the Administrative Agent; and

(i) the Stock and Stock Equivalents of (i) any Subsidiary that is not a Loan Party or (ii) any Joint Venture, to the extent that such Subsidiary or Joint Venture has incurred Non-Recourse Indebtedness the terms of which either (A) require security interests in such Stock and Stock Equivalents to be granted to secure such Non-Recourse Indebtedness or (B) prohibit such a security interest to be granted to the Administrative Agent.

Grantors” shall have the meaning assigned to such term in the preamble.

Insurance” shall mean all insurance policies covering any or all of the Collateral (regardless of whether the Administrative Agent is the loss payee thereof).

Intellectual Property” shall mean the collective reference to all intellectual property rights whether arising under United States, multinational or foreign laws or otherwise, including the Copyrights, the Copyright Licenses, the Patents, the Patent Licenses, the Trademarks, the Trademark Licenses, the Trade Secrets and the Trade Secret Licenses.

 

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Intellectual Property Security Agreement” shall mean a Notice of Grant of Security Interest in substantially the form of Exhibit A or such other form as may be approved by the Administrative Agent and the applicable Grantor.

Intercompany Note” shall mean any promissory note evidencing Indebtedness permitted to be incurred pursuant to Section 7.01(f) of the Credit Agreement with respect to any outstanding intercompany obligations and advances owed by or to a Loan Party.

Investment Property” shall mean the collective reference to (a) all “investment property” as such term is defined in Section 9-102(a)(49) of the New York UCC (other than any Excluded Stock), including all Certificated Securities and Uncertificated Securities and (b) whether or not otherwise constituting “investment property,” all Pledged Notes and all Pledged Equity Interests.

Licensed Intellectual Property” shall have the meaning assigned to such term in Section 3.9(a).

Material Intellectual Property” shall have the meaning assigned to such term in Section 3.9(b).

New York UCC” shall mean the Uniform Commercial Code as from time to time in effect in the State of New York.

Owned Intellectual Property” shall have the meaning assigned to such term in Section 3.9(a).

Patent License” shall mean all agreements, whether written or oral, providing for the grant by or to any Grantor of any right to make, use, import, offer for sale, or sell any invention covered in whole or in part by a Patent, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time). This term shall exclude implied licenses and any rights obtained or granted under a patent pursuant to the doctrines of exhaustion or estoppel.

Patents” shall mean (a) all United States patents, patents issued by any other country, union of countries or any political subdivision of any of the foregoing, and all reissues and extensions thereof, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time), (b) all patent applications pending in the United States or any other country or union of countries or any political subdivision of any of the foregoing and all divisions, continuations and continuations-in-part thereof, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time), (c) all rights to, and to obtain, any reissues or extensions of the foregoing and (d) all proceeds of the foregoing, including licenses, royalties, income, payments, claims, damages and proceeds of suit.

Pledged Equity Interests” means the Pledged Interests, including the Stock and Stock Equivalents of the Subsidiaries owned by such Grantor as set forth on Schedule 3.7(a) (as such schedule may be amended or supplemented from time to time), in each case together with the certificates (or other agreements or instruments), if any, representing such shares, and all options

 

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and other rights, contractual or otherwise, with respect thereto, including, but not limited to, the following:

(j) all Stock and Stock Equivalents representing a dividend thereon, or representing a distribution or return of capital upon or in respect thereof, or resulting from a stock split, reclassification or other exchange therefor, and any subscriptions, warrants, rights or options issued to the holder thereof, or otherwise in respect thereof; and

(k) in the event of any consolidation or merger involving the issuer thereof and in which such issuer is not the surviving Person, all shares of each class of the Stock and Stock Equivalents of the successor Person formed by or resulting from such consolidation or merger, to the extent that such successor Person is a direct Subsidiary of a Grantor.

Pledged LLC/Partnership Interests” means, with respect to any Grantor, the entire partnership, membership interest or limited liability company interest, as applicable, of such Grantor in each partnership, limited partnership or limited liability company owned thereby, including, without limitation, such Grantor’s capital account, its interest as a partner or member, as applicable, in the net cash flow, net profit and net loss, and items of income, gain, loss, deduction and credit of any such partnership, limited partnership or limited liability company, as applicable, such Grantor’s interest in all distributions made or to be made by any such partnership, limited partnership or limited liability company, as applicable, to such Grantor and all of the other economic rights, titles and interests of such Grantor as a partner or member, as applicable, of any such partnership, limited partnership or limited liability company, as applicable, whether set forth in the partnership agreement or membership agreement, as applicable, of such partnership, limited partnership or limited liability company, as applicable, by separate agreement or otherwise.

Pledged Notes” shall mean all promissory notes now owned or hereafter acquired by any Grantor, including those listed on Schedule 3.7(b) (as such schedule may be amended or supplemented from time to time) and all Intercompany Notes at any time issued to or held by any Grantor (other than (a) promissory notes in an aggregate principal amount not to exceed $1,000,000 at any time outstanding issued in connection with extensions of trade credit by any Grantor in the ordinary course of business and (b) promissory notes constituting Cash Equivalents that are held by any Grantor).

Pledged Securities” shall mean the collective reference to the Pledged Notes and the Pledged Equity Interests.

Proceeds” shall mean all “proceeds” as such term is defined in Section 9-102(a)(64) of the New York UCC and, in any event, shall include all dividends or other income from the Investment Property, collections thereon or distributions or payments with respect thereto.

Receivable” shall mean all Accounts and any other right to payment for goods or other property sold, leased, licensed or otherwise disposed of or for services rendered, whether or not such right is evidenced by an Instrument or Chattel Paper or classified as a Payment Intangible and whether or not it has been earned by performance. References herein to Receivables shall include any Supporting Obligation or collateral securing such Receivable.

 

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Securities Act” shall mean the Securities Act of 1933, as amended.

Trademark License” shall mean any agreement, whether written or oral, providing for the grant by or to any Grantor of any right in, to or under any Trademark, including any of the foregoing referred to in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time). This term shall exclude implied licenses and any rights obtained or granted under a trademark pursuant to the doctrines of first sale or estoppel.

Trademarks” shall mean (a) all trademarks, trade names, corporate names, company names, business names, fictitious business names, trade styles, service marks, logos, designs and other source or business identifiers, and all goodwill associated therewith, now existing or hereafter adopted or acquired, all registrations and recordings thereof, and all applications in connection therewith, whether in the United States Patent and Trademark Office or in any similar office or agency of the United States, any State thereof or any other country, union of countries, or any political subdivision of any of the foregoing, or otherwise, and all common-law rights related thereto, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time), (b) the right to, and to obtain, all renewals thereof, (c) the goodwill of the business symbolized by the foregoing and (d) the right to sue for past, present and future infringements or dilution of any of the foregoing or for any injury to goodwill, and all proceeds of the foregoing, including royalties, income, payments, claims, damages and proceeds of suit.

Trade Secret License” shall mean any agreement, whether written or oral, providing for the grant by or to any Grantor of any right in, to or under any Trade Secret, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time). This term shall exclude implied licenses and any rights obtained or granted under a trade secret pursuant to the doctrine of estoppel.

Trade Secrets” shall mean (a) all trade secrets and all other confidential or proprietary information and know how whether or not reduced to a writing or other tangible form, (b) all documents and things embodying, incorporating or describing such Trade Secrets, and (c) the right to sue for past, present and future misappropriations of any Trade Secret and all proceeds of the foregoing, including royalties, income, payments, claims, damages and proceeds of suit.

1.2. Other Definitional Provisions. Without limiting the general applicability of the terms of the other Loan Documents to this Agreement and the parties hereto, the terms of Sections 1.02 of the Credit Agreement are incorporated herein by reference, mutatis mutandis, and the parties hereto agree to such terms.

SECTION 2. GRANT OF SECURITY INTEREST;

CONTINUING LIABILITY UNDER COLLATERAL

2.1. Grant of Security Interest. Each Grantor hereby grants and pledges to the Administrative Agent, for the ratable benefit of the Secured Parties, a security interest in all of such Grantor’s right, title and interest in and to the following property, in each case, wherever located and whether now owned or at any time hereafter acquired by such Grantor or in which such Grantor now has or at any time in the future may acquire any right, title or interest

 

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(collectively, the “Collateral”), as collateral security for the prompt and complete payment and performance when due (whether at the stated maturity, by acceleration or otherwise) of all Obligations:

(a) all Accounts;

(b) all As-Extracted Collateral;

(c) all Chattel Paper;

(d) all Collateral Accounts and all Collateral Account Funds;

(e) all Commercial Tort Claims from time to time specifically described on Schedule 3.10;

(f) all Contracts;

(g) all Documents;

(h) all Equipment;

(i) all Fixtures;

(j) all General Intangibles;

(k) all Goods;

(l) all Instruments;

(m) all Insurance;

(n) all Intellectual Property;

(o) all Inventory;

(p) all Investment Property;

(q) all books, records, ledger cards, files, correspondence, customer lists, blueprints, technical specifications, manuals, computer software, computer printouts, tapes, disks and other electronic storage media and related data processing software and similar items that at any time pertain to or evidence or contain information relating to any of the Collateral or are otherwise necessary or helpful in the collection thereof or realization thereupon; and

(r) to the extent not otherwise included, all Proceeds, goodwill, products, accessions, rents and profits of any and all of the foregoing and all collateral security, Supporting Obligations and guarantees given by any Person with respect to any of the foregoing;

provided that, notwithstanding any other provision set forth in this Section 2.1, this Agreement shall not, at any time, constitute a grant of a security interest in any property that is,

 

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at such time, an Excluded Asset, and the term “Collateral” and each of the defined terms incorporated therein shall exclude the Excluded Assets.

2.2. Continuing Liability Under Collateral. Notwithstanding anything herein to the contrary, (a) each Grantor shall remain liable for all obligations under and in respect of the Collateral and nothing contained herein is intended or shall be a delegation of duties to the Administrative Agent or any other Secured Party, (b) each Grantor shall remain liable under and each of the agreements included in the Collateral, including any Receivables, any Contracts and any agreements relating to Pledged LLC/Partnership Interests, to perform all of the obligations undertaken by it thereunder all in accordance with and pursuant to the terms and provisions thereof and neither the Administrative Agent nor any other Secured Party shall have any obligation or liability under any of such agreements by reason of or arising out of this Agreement or any other document related hereto nor shall the Administrative Agent nor any other Secured Party have any obligation to make any inquiry as to the nature or sufficiency of any payment received by it or have any obligation to take any action to collect or enforce any rights under any agreement included in the Collateral, including any agreements relating to any Receivables, any Contracts or any agreements relating to Pledged LLC/Partnership Interests and (c) the exercise by the Administrative Agent of any of its rights hereunder shall not release any Grantor from any of its duties or obligations under the contracts and agreements included in the Collateral, including any agreements relating to any Receivables, any Contracts and any agreements relating to Pledged LLC/Partnership Interests.

2.3. Foreign Action. Notwithstanding anything to the contrary herein, to the extent any Collateral is located in any jurisdiction outside the United States, or the creation or perfection of a lien in any Collateral requires any action or documentation outside the United States, no such action or documentation outside the United States shall be required with respect to such Collateral.

SECTION 3. REPRESENTATIONS AND WARRANTIES

To induce the Administrative Agent and the Lenders to enter into the Credit Agreement and make their respective Credit Extensions, each Grantor hereby represents and warrants to the Secured Parties that:

3.1. Representations in Credit Agreement.

In the case of each Grantor, the representations and warranties set forth in Article V of the Credit Agreement as they relate to such Grantor or to the Loan Documents to which such Grantor is a party, each of which is hereby incorporated herein by reference, are true and correct, in all material respects, except for representations and warranties expressly stated to relate to a specific earlier date, in which case such representations and warranties shall be true and correct in all material respects as of such earlier date, and the Secured Parties shall be entitled to rely on each of them as if they were fully set forth herein, provided that each reference in each such representation and warranty to the Borrower’s knowledge shall, for the purposes of this Section 3.1, be deemed to be a reference to such Grantor’s knowledge.

 

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3.2. Title; No Other Liens. Such Grantor owns or licenses or otherwise has the right to use each item of the Collateral free and clear of any and all Liens, including Liens arising as a result of such Grantor becoming bound (as a result of merger or otherwise) as grantor under a security agreement entered into by another Person, except for Liens expressly permitted by Section 7.02 of the Credit Agreement. No effective financing statement, mortgage or other public notice indicating the existence of a Lien with respect to all or any part of the Collateral is on file or of record in any public office, except such as have been filed in favor of the Administrative Agent, for the ratable benefit of the Secured Parties, pursuant to this Agreement or as are expressly permitted by Section 7.02 of the Credit Agreement.

3.3. Perfected First Priority Liens. The security interests granted pursuant to this Agreement (a) upon completion of the filings and other actions specified on Schedule 3.3 (all of which, in the case of all filings and other documents referred to on said Schedule, have been delivered to the Administrative Agent in duly completed and duly executed form, as applicable, and may be filed by the Administrative Agent at any time) and payment of all filing fees, will constitute valid fully perfected security interests in all of the Collateral in favor of the Administrative Agent, for the ratable benefit of the Secured Parties, as collateral security for such Grantor’s Obligations, enforceable in accordance with the terms hereof, to the extent such security interest in such Collateral can be perfected by (i) the filing of a financing statement under the Uniform Commercial Code of any jurisdiction, (ii) the filing with the United States Patent and Trademark Office or the United States Copyright Office of an Intellectual Property Security Agreement, or (iii) the possession of such Collateral, and (b) are prior to all other Liens on the Collateral, except for Liens expressly permitted by Section 7.02 of the Credit Agreement. Without limiting the foregoing, each Grantor has taken all actions necessary or desirable under all Requirements of Law of the United States and of any state, territory or possession thereof, including those specified in Section 4.2 to (i) establish the Administrative Agent’s “control” (within the meanings of Sections 8-106 and 9-106 of the New York UCC) over any portion of the Investment Property constituting Certificated Securities, Uncertificated Securities (each as defined in the New York UCC), other than any such Investment Property issued by a Foreign Subsidiary to the extent establishing “control” over such Investment Property would require actions under the Requirements of Law of a jurisdiction other than the United States or any state, territory or possession thereof, (ii) establish the Administrative Agent’s control (within the meaning of Section 9-105 of the New York UCC) over all Electronic Chattel Paper and (iii) establish the Administrative Agent’s “control” (within the meaning of Section 16 of the Uniform Electronic Transaction Act as in effect in the applicable jurisdiction “UETA”) over all “transferable records” (as defined in UETA).

3.4. Name; Jurisdiction of Organization, etc. On the date hereof, such Grantor’s exact legal name (as indicated on the public record of such Grantor’s jurisdiction of formation or organization), jurisdiction of organization, organizational identification number, if any, United States taxpayer identification number, if any, and the location of such Grantor’s chief executive office or sole place of business are specified on Schedule 3.4. Each Grantor is organized solely under the law of the jurisdiction so specified and has not filed any certificates of domestication, transfer or continuance in any other jurisdiction. Except as otherwise indicated on Schedule 3.4, the jurisdiction of each such Grantor’s organization of formation is required to maintain a public record showing the Grantor to have been organized or formed. Except as specified on Schedule 3.4, as of the Closing Date (or the date of any applicable Joinder Agreement hereto in the case of

 

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an Additional Grantor) no such Grantor has changed its name, jurisdiction of organization, chief executive office or sole place of business or its corporate structure in any way (e.g., by merger, consolidation, change in corporate form or otherwise) within the past five years and has not within the last five years become bound (whether as a result of merger or otherwise) as a grantor under a security agreement entered into by another Person, which has not heretofore been terminated.

3.5. Inventory and Equipment.

(a) On the date hereof, the material Inventory, Fixtures and Equipment (other than mobile goods, Inventory in transit, and Inventory, Fixtures and Equipment located outside the United States of America) that is included in the Collateral are kept at the locations listed on Schedule 3.5.

(b) Any Inventory now or hereafter produced by any Grantor included in the Collateral have been and will be produced in compliance in all material respects with the requirements of all applicable laws and regulations, including the Fair Labor Standards Act, as amended.

(c) No material portion of the Inventory, Fixtures or Equipment that is included in the Collateral is in the possession of an issuer of a negotiable document (as defined in Section 7-104 of the New York UCC) therefor or is otherwise in the possession of any bailee or warehouseman.

3.6. Types of Collateral. None of the Collateral constitutes, or is the Proceeds of (a) Farm Products, (b) As-Extracted Collateral, (c) Consumer Goods, (d) Manufactured Homes, (e) standing timber, or (f) as of the Closing Date, aircraft, airframe, aircraft engine, aircraft lease or any other related property.

3.7. Investment Property.

(a) Schedule 3.7(a) hereto sets forth under the heading “Pledged Equity Interests” all of the Pledged Equity Interests as of the Closing Date, and such Pledged Equity Interests constitute the percentage of issued and outstanding shares of stock, percentage of membership interests, percentage of partnership interests or percentage of beneficial interest of the respective issuers thereof indicated on such schedule. Schedule 3.7(b) sets forth under the heading “Pledged Notes” all of the Pledged Notes owned by any Grantor as of the Closing Date, and all of such Pledged Notes have been duly authorized, authenticated or issued, and delivered and are the legal, valid and binding obligation of the issuers thereof enforceable in accordance with their terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights generally and subject to general principals of equity, regardless of whether considered in a proceeding in equity or at law, and constitute all of the issued and outstanding indebtedness evidenced by an instrument or certificated security of the respective issuers thereof owing to such Grantor.

(b) The shares of Pledged Equity Interests pledged by such Grantor hereunder constitute all of the issued and outstanding shares of all classes of Stock and Stock Equivalents owned by such Grantor in each issuer thereof (other than Excluded Stock).

 

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(c) The Pledged Equity Interests have been duly and validly issued and, except as set forth on Schedule 3.7(a) hereto, are fully paid and nonassessable (to the extent applicable).

(d) Such Grantor is the record and beneficial owner of, and has good and marketable title to, the Investment Property pledged by it hereunder, free of any and all Liens or options in favor of, or claims of, any other Person, except Liens expressly permitted by Section 7.02 of the Credit Agreement, and there are no outstanding warrants, options or other rights to purchase, or shareholder, voting trust or similar agreements outstanding with respect to, or property that is convertible into, or that requires the issuance or sale of, any Pledged Equity Interests.

3.8. Receivables.

(a) No amount payable to such Grantor under or in connection with any Receivable in excess of $1,000,000 that is included in the Collateral is evidenced by any Instrument or Tangible Chattel Paper which has not been delivered to the Administrative Agent or constitutes Electronic Chattel Paper that has not been subjected to the control (within the meaning of Section 9-105 of the New York UCC) of the Administrative Agent.

(b) Each Receivable that is included in the Collateral (i) is and will be the legal, valid and binding obligation of the Account Debtor in respect thereof, representing an unsatisfied obligation of such Account Debtor, (ii) is and will be enforceable in accordance with its terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights generally and subject to general principals of equity, regardless of whether considered in a proceeding in equity or at law, (iii) is not and will not be subject to any setoffs, defenses, taxes or counterclaims (except with respect to refunds, returns and allowances in the ordinary course of business) and (iv) is and will be in compliance with all applicable laws and regulations, except where the failure to comply with this Section 3.8(b) with respect to each Receivable would not reasonably be expected to have a Material Adverse Effect.

3.9. Intellectual Property.

(a) Schedule 3.9(a) lists all Copyrights, Patents, and Trademarks which are registered with the U.S. Patent and Trademark Office or the U.S. Copyright Office or are the subject of an application for registration with any such Governmental Authority, in each case which is owned by such Grantor in its own name on the date hereof (collectively, the “Owned Intellectual Property”). Except as set forth in Schedule 3.9(a), such Grantor is the exclusive owner of the entire and unencumbered right, title and interest in and to all material Owned Intellectual Property and is otherwise entitled to grant to others the right to use (and, where applicable, itself use) all such material Owned Intellectual Property. Such Grantor has a valid and enforceable right to use all material Intellectual Property used by, or licensed to others by, such Grantor which is not Owned Intellectual Property either pursuant to one of the written material Copyright Licenses, Patent Licenses, Trademark Licenses, and/or Trade Secret Licenses listed on Schedule 3.9(a) and subject to the terms thereof (collectively, the “Licensed Intellectual Property”) or otherwise.

 

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(b) On the date hereof all Owned Intellectual Property and all Licensed Intellectual Property, in each case, which is material to such Grantor’s business (collectively, the “Material Intellectual Property”), is valid, subsisting, unexpired and enforceable and has not been abandoned. The operation of such Grantor’s business as currently conducted or as contemplated to be conducted does not infringe, constitute a misappropriation of, dilute, or otherwise violate the Intellectual Property rights of any other Person where the same would have a Material Adverse Effect.

(c) No claim has been asserted that the use of the Material Intellectual Property does or may infringe upon or constitute a misappropriation of the rights of any other Person.

(d) To such Grantor’s knowledge, no decision or judgment has been rendered by any Governmental Authority or arbitrator in the United States or outside the United States which would materially limit or cancel the validity or enforceability of, or such Grantor’s rights in, any Material Intellectual Property. Such Grantor is not aware of any uses of any item of Material Intellectual Property that could reasonably be expected to lead to such item becoming invalid or unenforceable including unauthorized trademark uses by third parties and uses which were not supported by the goodwill of the business connected with Trademarks and Trademark Licenses.

(e) No action or proceeding is pending, or, to such Grantor’s knowledge, threatened, on the date hereof (i) seeking to limit, cancel or invalidate any Owned Intellectual Property, (ii) alleging that any services provided by, processes used by, or products manufactured or sold by such Grantor infringe any Patent, Trademark, Copyright, or misappropriate any Trade Secret or violate any other right of any other Person, or (iii) alleging that any Material Intellectual Property (A) owned by such Grantor or (B) licensed by such Grantor (to such Grantor’s knowledge), is being licensed or sublicensed in violation of any intellectual property or any other right of any other Person, in each case, which, if adversely determined, would reasonably be expected to have a Material Adverse Effect. To such Grantor’s knowledge, no Person is engaging in any activity that infringes upon or misappropriates, or is otherwise an unauthorized use of, any Material Intellectual Property owned by Grantor. The consummation of the transactions contemplated by this Agreement and the other Loan Documents will not result in the termination of any of the Material Intellectual Property.

(f) With respect to each Copyright License, Trademark License, Trade Secret License and Patent License which license constitutes Material Intellectual Property or the loss of which could otherwise have a Material Adverse Effect: (i) such license is binding and enforceable against the other party thereto; (ii) such license will not cease to be valid and binding and in full force and effect on terms identical to those currently in effect as a result of the rights and interests granted herein (including, but not limited to, the enforceability of such rights and interests with respect to each such license), nor will the grant of such rights and interests (or the enforceability thereof) constitute a breach or default under such license or otherwise give the licensor or licensee a right to terminate such license; (iii) such Grantor has not received any notice of termination or cancellation under such license; (iv) such Grantor has not received any notice of a breach or default under such license, which breach or default has not been cured; and (v) such Grantor is not in breach or default in any material respect, and no event has occurred

 

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that, with notice and/or lapse of time, would constitute such a breach or default or permit termination, modification or acceleration under such license.

(g) Except as set forth on Schedule 3.9(g), such Grantor has made all filings and recordations and paid all required fees and taxes to maintain each and every item of registered Material Intellectual Property in full force and effect and to protect and maintain its interest therein.

(h) To the knowledge of such Grantor, (i) none of the Trade Secrets that constitute Material Intellectual Property of such Grantor have been used, divulged, disclosed or appropriated to the detriment of such Grantor for the benefit of any other Person without permission of such Grantor; and (ii) no employee, independent contractor or agent of such Grantor has misappropriated any Trade Secrets of any other Person in the course of the performance of his or her duties as an employee, independent contractor or agent of such Grantor where the same would reasonably be expected to have a Material Adverse Effect.

(i) Such Grantor has taken commercially reasonable steps to exercise quality control over any licensee of such Grantor’s Trademarks.

3.10. Commercial Tort Claims. No Grantor has knowledge that it has any Commercial Tort Claims as of the date hereof individually or in the aggregate in excess of $1,000,000, except as set forth on Schedule 3.10.

3.11. Contracts. No amount payable to such Grantor under or in connection with any Contract which has a value in excess of $1,000,000 individually or $5,000,000 in the aggregate is evidenced by any Instrument or Tangible Chattel Paper which has not been delivered to the Administrative Agent or constitutes Electronic Chattel Paper that is not under the control (within the meaning of Section 9-105 of the New York UCC) of the Administrative Agent.

SECTION 4. COVENANTS

Each Grantor covenants and agrees with the Secured Parties that, as of the date hereof and until the termination of this Agreement in accordance with its terms:

4.1. Covenants in Credit Agreement. Each Grantor shall take, or shall refrain from taking, as the case may be, each action that is within its control and is necessary to be taken or not taken, as the case may be, so that no Default or Event of Default is caused by the failure to take such action or to refrain from taking such action by such Grantor or any of its Subsidiaries.

4.2. Delivery and Control of Instruments, Chattel Paper, Negotiable Documents and Investment Property.

(a) If any of the Collateral having a value in excess of $1,000,000 individually or $5,000,000 in the aggregate is or shall become evidenced or represented by any Instrument, Certificated Security, Negotiable Document or Tangible Chattel Paper, such Instrument (other than checks received in the ordinary course of business), Certificated Security, Negotiable Documents or Tangible Chattel Paper shall be promptly delivered to the Administrative Agent, duly endorsed in a manner reasonably satisfactory to the Administrative Agent, to be held as

 

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Collateral pursuant to this Agreement, and all of such property owned by any Grantor as of the Closing Date and represented in such form shall be delivered on the Closing Date.

(b) If any of the Collateral having a value in excess of $1,000,000 individually or $5,000,000 in the aggregate is or shall become “Electronic Chattel Paper” such Grantor shall ensure that (i) a single authoritative copy shall exist which is unique, identifiable, unalterable (except as provided in clauses (iii), (iv) and (v) of this paragraph), (ii) such authoritative copy identifies the Administrative Agent as the assignee and is communicated to and maintained by the Administrative Agent or its designee, (iii) copies or revisions that add or change the assignee of the authoritative copy can only be made with the participation of the Administrative Agent, (iv) each copy of the authoritative copy and any copy of a copy is readily identifiable as a copy and that is not the authoritative copy; (v) any revision of the authoritative copy is readily identifiable as an authorized or unauthorized revision, and (vi) the Administrative Agent has “control” within the meaning of the New York UCC of such Electronic Chattel Paper.

(c) If any Collateral having a value in excess of $1,000,000 individually or $5,000,000 in the aggregate is or shall become an Uncertificated Security, such Grantor shall cause the issuer thereof, if such issuer is a Subsidiary of the Borrower, either (i) to register the Administrative Agent as the registered owner of such Uncertificated Security, upon original issue or registration of transfer or (ii) to agree in writing with such Grantor and the Administrative Agent that such issuer will comply with instructions with respect to such Uncertificated Security originated by the Administrative Agent without further consent of such Grantor and such actions shall be taken on or prior to the Closing Date with respect to any such Uncertificated Securities owned as of the Closing Date by any Grantor and the Grantor shall take or cause to be taken all such other actions as may be necessary for the Administrative Agent to have “control” defined in Article 8 of the New York UCC.

4.3. Maintenance of Insurance.

(a) Such Grantor will maintain insurance in accordance with Section 6.16 of the Credit Agreement, and furnish to the Administrative Agent, upon written request, of a copy of such insurance policies.

(b) Such Grantor will deliver to the Administrative Agent on behalf of the Secured Parties, (i) on the Closing Date, a certificate dated as of a recent date showing the amount and types of insurance coverage as of such date, (ii) upon reasonable request of the Administrative Agent from time to time, reasonably detailed information as to the insurance carried, (iii) promptly following receipt of notice from any insurer, a copy of any notice of cancellation or material change in coverage from that existing on the Closing Date and (iv) forthwith, notice of any cancellation or nonrenewal of coverage by such Grantor. To the extent applicable, the Administrative Agent shall be named as additional insured on all such liability insurance policies of such Grantor and the Administrative Agent shall be named as loss payee (and, where applicable, mortgagee) on all property and casualty insurance policies of such Grantor.

4.4. Payment of Obligations. Such Grantor shall pay and discharge or otherwise satisfy at or before maturity or before they become delinquent, as the case may be, all taxes,

 

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assessments and governmental charges or levies imposed upon the Collateral or in respect of income or profits therefrom, as well as all claims of any kind (including claims for labor, materials and supplies) against or with respect to the Collateral, except that no such tax, assessment or charge need be paid if (a) the amount or validity thereof is currently being contested in good faith by appropriate proceedings, reserves in conformity with GAAP with respect thereto have been provided on the books of such Grantor and such proceedings could not reasonably be expected to result in the sale, forfeiture or loss of any material portion of the Collateral or any interest therein, or (b) the failure to so pay and discharge would not, in the aggregate, reasonably be expected to have a Material Adverse Effect.

4.5. Maintenance of Perfected Security Interest; Further Documentation.

(a) Except as otherwise expressly permitted by the Credit Agreement, such Grantor shall maintain each of the security interests created by this Agreement as a perfected security interest under all Requirements of Law of the United States and of any state, territory or possession thereof, having at least the priority described in Section 3.3 and shall defend such security interest against any claims and demands of any Persons (other than the Secured Parties), subject to the provisions of Section 7.13.

(b) Such Grantor shall furnish to the Secured Parties from time to time statements and schedules further identifying and describing the Collateral and such other reports in connection with the assets and property of such Grantor as the Administrative Agent may reasonably request, all in reasonable detail.

(c) At any time and from time to time, upon the written request of the Administrative Agent, and at the sole expense of such Grantor, such Grantor shall promptly and duly authorize, execute and deliver, and have recorded, such further instruments and documents and take such further actions as the Administrative Agent may reasonably request to be taken in the United States for the purpose of obtaining or preserving the full benefits of this Agreement and of the rights and powers herein granted, including, the filing of any financing or continuation statements under the Uniform Commercial Code (or other similar laws) in effect in the United States or any State, territory or possession thereof with respect to the security interests created hereby and in the case of Investment Property and any other relevant Collateral, taking any actions necessary to enable the Administrative Agent to obtain “control” (within the meaning of the applicable Uniform Commercial Code) with respect thereto.

4.6. Changes in Locations, Name, Jurisdiction of Incorporation, etc. Such Grantor shall not, except upon at least 10 days’ prior written notice (or such shorter period consented to by the Administrative Agent in writing), in each case, to the Administrative Agent and delivery to the Administrative Agent of duly authorized and, where required, executed copies of all additional financing statements and other documents reasonably requested by the Administrative Agent to maintain the validity, perfection and priority of the security interests provided for herein:

(a) change its legal name, jurisdiction of organization or the location of its chief executive office or sole place of business from that referred to in Section 3.4; or

 

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(b) change its legal name, identity or structure to such an extent that any financing statement filed by the Administrative Agent in connection with this Agreement would become misleading; provided, however, that no such notices shall be required in connection with the Spinoff so long as (i) the Grantors comply with each of their respective obligations under Sections 6.22 and 6.24 of the Credit Agreement and (ii) such notice is given to the Administrative Agent within 30 days after the applicable event necessitating such notice.

4.7. Notices. Such Grantor shall advise the Administrative Agent promptly, in reasonable detail, of:

(a) any Lien (other than any Lien expressly permitted by Section 7.02 of the Credit Agreement) on any of the Collateral which would adversely affect the ability of the Administrative Agent to exercise any of its remedies hereunder;

(b) the occurrence of any other event of which such Grantor becomes aware that would reasonably be expected to have a Material Adverse Effect on the aggregate value of the Collateral or on the security interests created hereby; and

(c) the acquisition or ownership by any Grantor of any aircraft, airframe, aircraft engine, aircraft lease or any other related property with a value in excess of $3,000,000 individually or in the aggregate.

4.8. Investment Property.

(a) If such Grantor shall become entitled to receive or shall receive any stock or other ownership certificate (including any certificate representing a stock dividend or a distribution in connection with any reclassification, increase or reduction of capital or any certificate issued in connection with any reorganization), option or rights in respect of Stock and Stock Equivalents in any issuer thereof, whether in addition to, in substitution of, as a conversion of, or in exchange for, any shares of or other ownership interests in the Pledged Securities, or otherwise in respect thereof, such Grantor shall accept the same as the agent of the Secured Parties, hold the same in trust for the Secured Parties and promptly deliver the same to the Administrative Agent in the exact form received (other than Excluded Stock), duly endorsed by such Grantor to the Administrative Agent, if required, together with an undated stock power or similar instrument of transfer covering such certificate duly executed in blank by such Grantor and with, if the Administrative Agent so requests, signature guaranteed, to be held by the Administrative Agent, subject to the terms hereof, as additional collateral security for the Obligations. Any sums paid upon or in respect of the Pledged Securities upon the liquidation or dissolution of any issuer thereof shall be paid over to the Administrative Agent to be held by it hereunder as additional collateral security for the Obligations if an Event of Default then exists, and in case any distribution of capital shall be made on or in respect of the Pledged Securities or any property shall be distributed upon or with respect to the Pledged Securities pursuant to the recapitalization or reclassification of the capital of any issuer thereof or pursuant to the reorganization thereof, the property so distributed shall, if an Event of Default then exists, and unless otherwise subject to a perfected security interest in favor of the Administrative Agent, be delivered to the Administrative Agent to be held by it hereunder as additional collateral security for the Obligations. If any sums of money or property so paid or distributed in respect of the

 

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Pledged Securities shall be received by such Grantor in violation of the immediately preceding sentence, such Grantor shall, until such money or property is paid or delivered to the Administrative Agent, hold such money or property in trust for the Secured Parties, segregated from other funds of such Grantor, as additional collateral security for the Obligations.

(b) Without the prior written consent of the Administrative Agent, such Grantor shall not (i) vote to enable, or take any other action to permit, any Subsidiary of the Borrower that is an issuer of Pledged Securities to issue any stock, partnership interests, limited liability company interests or other equity securities of any nature or to issue any other securities convertible into or granting the right to purchase or exchange for any stock, partnership interests, limited liability company interests or other equity securities of any nature of any such issuer (except, in each case, pursuant to a transaction expressly permitted by the Credit Agreement), (ii) sell, assign, transfer, exchange, or otherwise dispose of, or grant any option with respect to, any of the Investment Property or Proceeds thereof or any interest therein (except, in each case, pursuant to a transaction expressly permitted by the Credit Agreement), (iii) create, incur or permit to exist any Lien or option in favor of, or any claim of any Person with respect to, any of the Investment Property or Proceeds thereof, or any interest therein, except for the security interests created by this Agreement or any Lien expressly permitted thereon pursuant to Section 7.02 of the Credit Agreement, (iv) enter into any agreement or undertaking restricting the right or ability of such Grantor or the Administrative Agent to sell, assign or transfer any of the Investment Property or Proceeds thereof or any interest therein or (v) without the prior written consent of the Administrative Agent, cause or permit any Subsidiary of the Borrower that is an issuer of any Pledged LLC/Partnership Interests which are not securities (for purposes of the New York UCC) on the date hereof to elect or otherwise take any action to cause such Pledged LLC/Partnership Interests to be treated as Securities for purposes of the New York UCC; provided, however, notwithstanding the foregoing, if any issuer of any Pledged LLC/Partnership Interests takes any such action in violation of the provisions in this clause (v) or any non-Subsidiary of the Borrower that is an issuer takes any of the foregoing actions, such Grantor shall promptly notify the Administrative Agent in writing of any such election or action and, in such event, shall take all steps necessary or advisable to establish the Administrative Agent’s “control” thereof.

(c) In the case of each Grantor which is an issuer of Pledged Securities, such issuer agrees that (i) it shall be bound by the terms of this Agreement relating to the Pledged Securities issued by it and shall comply with such terms insofar as such terms are applicable to it, (ii) it shall notify the Administrative Agent promptly in writing of the occurrence of any of the events described in Section 4.8(a) with respect to the Pledged Securities issued by it and (iii) the terms of Sections 5.3(c) and 5.7 shall apply to it, mutatis mutandis, with respect to all actions that may be required of it pursuant to Section 5.3(c) or 5.7 with respect to the Pledged Securities issued by it. In addition, each Grantor which is either an issuer or an owner of any Pledged Security hereby consents to the grant by each other Grantor of the security interest hereunder in favor of the Administrative Agent and to the transfer of any Pledged Security to the Administrative Agent or its nominee following the occurrence and during the continuance of an Event of Default and to the substitution of the Administrative Agent or its nominee as a partner, member or shareholder of the issuer of the related Pledged Security.

 

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4.9. Receivables. Other than in the ordinary course of business, such Grantor shall not (i) grant any extension of the time of payment of any Receivable, (ii) compromise or settle any Receivable for less than the full amount thereof, (iii) release, wholly or partially, any Person liable for the payment of any Receivable, (iv) allow any credit or discount whatsoever on any Receivable or (v) amend, supplement or modify any Receivable in any manner that could adversely affect the value thereof.

4.10. Intellectual Property.

(a) Such Grantor (either itself or through licensees) shall, in the exercise of its reasonable business judgment, taking into account the Secured Parties’ interests under this Agreement, (i) continue to use each owned Trademark material to its business, (ii) maintain commercially reasonable quality of products and services offered under such Trademarks and take all necessary steps to ensure that all licensed users of such Trademarks comply with such Grantor’s quality control requirements and maintain reasonable quality, (iii) not adopt or use any mark which is confusingly similar or a colorable imitation of such Trademarks unless the Administrative Agent, for the ratable benefit of the Secured Parties, shall obtain a perfected security interest in such mark pursuant to this Agreement and an Intellectual Property Security Agreement, and (iv) not (and not permit any licensee or sublicensee thereof to) do any act or knowingly omit to do any act whereby such Trademark may become invalidated or impaired in any way.

(b) Such Grantor (either itself or through licensees), subject to the exercise of its reasonable business judgment, taking into account the Secured Parties’ interests under this Agreement, shall not do any act, or omit to do any act, whereby any Patent owned by such Grantor material to its business may become forfeited, abandoned or dedicated to the public.

(c) Such Grantor (either itself or through licensees), subject to the exercise of its reasonable business judgment, taking into account the Secured Parties’ interests under this Agreement, shall not (and shall not permit any licensee or sublicensee thereof to) do any act or knowingly omit to do any act whereby any material portion of Copyrights owned by such Grantor and material to its business may become invalidated or otherwise impaired. Such Grantor shall not (either itself or through licensees) do any act whereby any material portion of such Copyrights may fall into the public domain.

(d) Such Grantor shall notify the Administrative Agent promptly if it knows or suspects that any application or registration relating to any Material Intellectual Property owned by such Grantor may become forfeited, abandoned or dedicated to the public, or of any adverse determination (including the institution of, or any such determination in, any proceeding in the United States Patent and Trademark Office, the United States Copyright Office or any court or tribunal in any country) regarding such Grantor’s ownership of, or the validity of, any such Material Intellectual Property or such Grantor’s right to register the same or to own and maintain the same.

(e) Promptly after such Grantor, either by itself or through any agent, employee, licensee or designee, shall file an application for the registration of any Intellectual Property that is material to the business of such Grantor with the United States Patent and

 

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Trademark Office or the United States Copyright Office, such Grantor shall report such filing to the Administrative Agent (i) in the case of any Copyrights, within five Business Days (or such longer period of time permitted by the Administrative Agent in its sole discretion) after applying for a registration and again within five Business Days (or such longer period of time permitted by the Administrative Agent in its sole discretion) after receiving a registration and (ii) in the case of material Patents, Trademarks or other Intellectual Property, within five Business Days after the last day of the fiscal quarter in which such filing occurs. Upon request of the Administrative Agent, such Grantor shall execute and deliver, and have recorded in the United States Patent and Trademark office or the United States Copyright Office, as applicable, any and all agreements, instruments, documents, and papers as the Administrative Agent may request to evidence the Secured Parties’ security interest in any Copyright, Patent, Trademark or other Intellectual Property of such Grantor.

(f) Such Grantor, subject to the exercise of its reasonable business judgment, taking into account the Secured Parties’ interests under this Agreement, shall take reasonable and necessary steps, including in any proceeding before the United States Patent and Trademark Office or the United States Copyright Office, to maintain and pursue each application (and to obtain the relevant registration) and to maintain each registration of Intellectual Property material to its business, including the payment of required fees and taxes, the filing of responses to office actions issued by the United States Patent and Trademark Office and the United States Copyright Office, the filing of applications for renewal or extension, the filing of affidavits of use and affidavits of incontestability, the filing of divisional, continuation, continuation-in-part, reissue and renewal applications or extensions, the payment of maintenance fees, and the participation in interference, reexamination, opposition, cancellation, infringement and misappropriation proceedings.

(g) Such Grantor (either itself or through licensees), subject to the exercise of its reasonable business judgment, taking into account the Secured Parties’ interests under this Agreement, shall not, without the prior written consent of the Administrative Agent, discontinue use of or otherwise abandon any of its registered Owned Intellectual Property, or abandon any application or any right to file an application for any patent, trademark, or copyright, unless such Grantor shall have previously determined that such use or the pursuit or maintenance of such Intellectual Property is no longer desirable in the conduct of such Grantor’s business and that the loss thereof could not reasonably be expected to have a Material Adverse Effect.

(h) In the event that any Intellectual Property material to its business is infringed, misappropriated or diluted by a third party, such Grantor shall (i) take such actions as such Grantor shall reasonably deem appropriate under the circumstances to protect such Intellectual Property and (ii) if such Intellectual Property is of material economic value, promptly notify the Administrative Agent after it learns thereof and sue for infringement, misappropriation or dilution, to seek injunctive relief where appropriate and to recover any and all damages for such infringement, misappropriation or dilution.

(i) Such Grantor agrees that, should it obtain an ownership interest in any item of intellectual property which is not, as of the Closing Date, a part of the Intellectual Property Collateral (the “After-Acquired Intellectual Property”), (i) the provisions of Section 2.1 shall automatically apply thereto, (ii) any such After-Acquired Intellectual Property, and in the

 

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case of trademarks, the goodwill of the business connected therewith or symbolized thereby, shall automatically become part of the Intellectual Property Collateral, (iii) in the case of any Copyrights, within five Business Days (or such longer period of time permitted by the Administrative Agent in its sole discretion) after obtaining such ownership, provide written notice thereof, (iv) in the case of material Patents, Trademarks or other Intellectual Property, within five Business Days after the last day of the fiscal quarter in which such ownership is obtained, and (v) promptly after the Administrative Agent’s request, it shall provide the Administrative Agent with an amended Schedule 3.9(a) and take the actions specified in clauses (j) and (k) of Section 4.10.

(j) Such Grantor agrees to execute an Intellectual Property Security Agreement with respect to its Intellectual Property in order to record the security interest granted herein to the Administrative Agent for the ratable benefit of the Secured Parties with the United States Patent and Trademark Office and the United States Copyright Office.

(k) Such Grantor agrees to execute an Intellectual Property Security Agreement with respect to its After-Acquired Intellectual Property in order to record the security interest granted herein to the Administrative Agent for the ratable benefit of the Secured Parties with the United States Patent and Trademark Office and the United States Copyright Office.

(l) Such Grantor shall take commercially reasonable steps to protect the secrecy of all trade secrets or confidential information material to its business, including entering into confidentiality agreements with employees and labeling and restricting access to secret information and documents.

4.11. Contracts.

(a) Such Grantor shall perform and comply in all material respects with all its obligations under the Contracts, except where the failure to so perform and comply would not reasonably be expected to have a Material Adverse Effect.

(b) Such Grantor shall not amend, modify, terminate, waive or fail to enforce any provision of any Contract in any manner which would reasonably be expected to have a Material Adverse Effect.

(c) Such Grantor shall exercise promptly and diligently each and every material right which it may have under each contract (other than any right of termination), except where the failure to so exercise would not reasonably be expected to have a Material Adverse Effect.

(d) Such Grantor shall not permit to become effective in any document creating, governing or providing for any permit, lease, license or contract, a provision that would limit the creation, perfection or scope of, or exercise or enforcement of remedies in connection with, a Lien on such permit, lease, license or contract in favor of the Administrative Agent for the ratable benefit of the Secured Parties unless such Grantor believes, in its reasonable judgment, that such prohibition is usual and customary in transactions of such type.

 

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4.12. Commercial Tort Claims. Such Grantor shall advise the Administrative Agent promptly after such Grantor becomes aware of any Commercial Tort Claim held by such Grantor individually or in the aggregate in excess of $1,000,000 and shall promptly execute a supplement to this Agreement in form and substance reasonably satisfactory to the Administrative Agent to grant a security interest in such Commercial Tort Claim to the Administrative Agent for the ratable benefit of the Secured Parties.

SECTION 5. REMEDIAL PROVISIONS

5.1. Certain Matters Relating to Receivables.

(a) The Administrative Agent shall have the right (but shall in no way be obligated), at its own expense if an Event of Default does not then exist, to make test verifications of the Receivables that are included in the Collateral in any manner and through any medium that it reasonably considers advisable, and each Grantor shall furnish all such assistance and information as the Administrative Agent may reasonably require in connection with such test verifications.

(b) Subject to the rights of the Administrative Agent under Section 5.2(b), each Grantor hereby agrees to use its commercially reasonable efforts to continue to collect all amounts due or to become due to such Grantor under the Receivables and any Supporting Obligation and diligently exercise each material right it may have under any Receivable and any Supporting Obligation, in each case, at its own expense. If required by the Administrative Agent at any time after the occurrence and during the continuance of an Event of Default, any payments of Receivables, when collected by any Grantor, (i) shall be promptly (and, in any event, within two Business Days) deposited by such Grantor in the exact form received, duly endorsed by such Grantor to the Administrative Agent if required, in a Collateral Account maintained under the sole dominion and control of the Administrative Agent, subject to withdrawal by the Administrative Agent for the account of the Secured Parties only as provided in Section 5.5, and (ii) until so turned over, shall be held by such Grantor in trust for the Secured Parties, segregated from other funds of such Grantor. Each such deposit of Proceeds of Receivables shall be accompanied by a report identifying in reasonable detail the nature and source of the payments included in the deposit.

(c) At the Administrative Agent’s request but subject to the confidentiality provisions set forth in the Credit Agreement, during the continuance of an Event of Default each Grantor shall make available to the Administrative Agent original and other documents evidencing, and relating to, the agreements and transactions which gave rise to the Receivables that are included in the Collateral, including original orders, invoices and shipping receipts.

5.2. Communications with Obligors; Grantors Remain Liable.

(a) The Administrative Agent in its own name or in the name of others may at any time after the occurrence and during the continuance of an Event of Default communicate with obligors under the Receivables and parties to the Contracts to verify with them to the Administrative Agent’s satisfaction the existence, amount and terms of any Receivables or Contracts.

 

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(b) The Administrative Agent may at any time after the occurrence and during the continuance of an Event of Default notify, or require any Grantor to so notify, the Account Debtor or counterparty on any Receivable or Contract of the security interest of the Administrative Agent therein. In addition, after the occurrence and during the continuance of an Event of Default, the Administrative Agent may upon written notice to the applicable Grantor, notify, or require any Grantor to notify, the Account Debtor or counterparty to make all payments under the Receivables and/or Contracts directly to the Administrative Agent.

(c) Anything herein to the contrary notwithstanding, each Grantor shall remain liable under each of the Receivables and Contracts to observe and perform all the conditions and obligations to be observed and performed by it thereunder, all in accordance with the terms of any agreement giving rise thereto. No Secured Party shall have any obligation or liability under any Receivable (or any agreement giving rise thereto) or Contract by reason of or arising out of this Agreement or the receipt by any Secured Party of any payment relating thereto, nor shall any Secured Party be obligated in any manner to perform any of the obligations of any Grantor under or pursuant to any Receivable (or any agreement giving rise thereto) or Contract, to make any payment, to make any inquiry as to the nature or the sufficiency of any payment received by it or as to the sufficiency of any performance by any party thereunder, to present or file any claim, to take any action to enforce any performance or to collect the payment of any amounts which may have been assigned to it or to which it may be entitled at any time or times.

5.3. Pledged Securities.

(a) Unless an Event of Default shall have occurred and be continuing and the Administrative Agent shall have given notice to the relevant Grantor of the Administrative Agent’s intent to exercise its corresponding rights pursuant to Section 5.3(b), each Grantor shall be permitted to receive all cash dividends paid in respect of the Pledged Equity Interests and all payments made in respect of the Pledged Notes, to the extent not prohibited by the Credit Agreement, and to exercise all voting, corporate and other ownership (or other similar) rights with respect to the Pledged Securities; provided, however, that no vote shall be cast or corporate or other ownership (or other similar) right exercised or other action taken which would materially impair the Collateral or which would be inconsistent with or result in any violation of any provision of the Credit Agreement, this Agreement or any other Loan Document.

(b) If an Event of Default shall occur and be continuing and the Administrative Agent shall have given notice to the relevant Grantor of the Administrative Agent’s intent to exercise its rights pursuant to this Section 5.3(b): (i) all rights of each Grantor to exercise or refrain from exercising the voting and other consensual rights which it would otherwise be entitled to exercise pursuant hereto shall cease and all such rights shall thereupon become vested in the Administrative Agent who shall thereupon have the sole right, but shall be under no obligation, to exercise or refrain from exercising such voting and other consensual rights; (ii) the Administrative Agent shall have the right, without notice to any Grantor (where permitted by applicable law), to transfer all or any portion of the Investment Property to its name or the name of its nominee or agent; and (iii) the Administrative Agent shall have the right, without notice to any Grantor, to exchange any certificates or instruments representing any Investment Property for certificates or instruments of smaller or larger denominations. In order

 

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to permit the Administrative Agent to exercise the voting and other consensual rights which it may be entitled to exercise pursuant hereto and to receive all dividends and other distributions which it may be entitled to receive hereunder each Grantor shall promptly execute and deliver (or cause to be executed and delivered) to the Administrative Agent all proxies, dividend payment orders and other instruments as the Administrative Agent may from time to time reasonably request and each Grantor acknowledges that the Administrative Agent may utilize the power of attorney set forth herein.

(c) Each Grantor hereby authorizes and instructs each issuer of any Pledged Securities pledged by such Grantor hereunder to (i) comply with any instruction received by it from the Administrative Agent in writing that (A) states that an Event of Default has occurred and is continuing and (B) is otherwise in accordance with the terms of this Agreement, without any other or further instructions from such Grantor, and each Grantor agrees that each such issuer shall be fully protected in so complying, and (ii) upon any such instruction following the occurrence and during the continuance of an Event of Default, pay any dividends or other payments with respect to the Investment Property, including Pledged Securities, directly to the Administrative Agent.

5.4. Proceeds to be Turned Over To Administrative Agent. In addition to the rights of the Secured Parties specified in Section 5.1 with respect to payments of Receivables, if an Event of Default shall occur and be continuing, all Proceeds received by any Grantor consisting of cash, cash equivalents, checks and other near-cash items shall, if requested in writing by the Administrative Agent, be held by such Grantor in trust for the Secured Parties, segregated from other funds of such Grantor, and shall, forthwith upon receipt by such Grantor, be turned over to the Administrative Agent in the exact form received by such Grantor (duly endorsed by such Grantor to the Administrative Agent, if required). All Proceeds received by the Administrative Agent hereunder shall be held by the Administrative Agent in a Collateral Account maintained under its sole dominion and control. All Proceeds while held by the Administrative Agent in a Collateral Account (or by such Grantor in trust for the Secured Parties) shall continue to be held as collateral security for all the Obligations and shall not constitute payment thereof until applied as provided in Section 5.5.

5.5. Application of Proceeds. At such intervals as may be agreed upon by the Borrower and the Administrative Agent, or, if an Event of Default shall have occurred and be continuing, at any time at the Administrative Agent’s election, the Administrative Agent may apply all or any part of the net Proceeds (after deducting fees and reasonable out-of-pocket expenses as provided in Section 5.6) constituting Collateral realized through the exercise by the Administrative Agent of its remedies hereunder, whether or not held in any Collateral Account, and any proceeds of the guarantee set forth in the Guaranty, in payment of the Obligations in accordance with the Credit Agreement.

5.6. Code and Other Remedies.

(a) If an Event of Default shall occur and be continuing, the Administrative Agent, on behalf of the Secured Parties, may exercise, in addition to all other rights and remedies granted to it in this Agreement and in any other instrument or agreement securing, evidencing or relating to the Obligations, all rights and remedies of a secured party under the New York UCC

 

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(whether or not the New York UCC applies to the affected Collateral) or its rights under any other applicable law or in equity. Without limiting the generality of the foregoing, the Administrative Agent, without demand of performance or other demand, presentment, protest, advertisement or notice of any kind (except any notice required by law referred to below) to or upon any Grantor or any other Person (all and each of which demands, defenses, advertisements and notices are hereby waived), may in such circumstances collect, receive, appropriate and realize upon the Collateral, or any part thereof, and/or may sell, lease, license, assign, give option or options to purchase, or otherwise dispose of and deliver the Collateral or any part thereof (or contract to do any of the foregoing), in one or more parcels at public or private sale or sales, at any exchange, broker’s board or office of any Secured Party or elsewhere upon such terms and conditions as it may deem advisable and at such prices as it may deem best, for cash or on credit or for future delivery without assumption of any credit risk. Each Secured Party shall have the right upon any such public sale or sales, and, to the extent permitted by law, upon any such private sale or sales, to purchase the whole or any part of the Collateral so sold, free of any right or equity of redemption in any Grantor, which right or equity is hereby waived and released. Each purchaser at any such sale shall hold the property sold absolutely free from any claim or right on the part of any Grantor, and each Grantor hereby waives (to the extent permitted by applicable law) all rights of redemption, stay and/or appraisal which it now has or may at any time in the future have under any rule of law or statute now existing or hereafter enacted. Each Grantor agrees that, to the extent notice of sale shall be required by law, at least ten days notice to such Grantor of the time and place of any public sale or the time after which any private sale is to be made shall constitute reasonable notification. The Administrative Agent shall not be obligated to make any sale of Collateral regardless of notice of sale having been given. The Administrative Agent may adjourn any public or private sale from time to time by announcement at the time and place fixed therefor, and such sale may, without further notice, be made at the time and place to which it was so adjourned. The Administrative Agent may sell the Collateral without giving any warranties as to the Collateral. The Administrative Agent may specifically disclaim or modify any warranties of title or the like. This procedure will not be considered to adversely effect the commercial reasonableness of any sale of the Collateral. Each Grantor agrees that it would not be commercially unreasonable for the Administrative Agent to dispose of the Collateral or any portion thereof by using Internet sites that provide for the auction of assets of the types included in the Collateral or that have the reasonable capability of doing so, or that match buyers and sellers of assets. To the extent permitted by applicable law, each Grantor hereby waives any claims against the Administrative Agent arising by reason of the fact that the price at which any Collateral may have been sold at such a private sale was less than the price which might have been obtained at a public sale, even if the Administrative Agent accepts the first offer received and does not offer such Collateral to more than one offeree. Each Grantor further agrees, at the Administrative Agent’s request, to assemble the Collateral and make it available to the Administrative Agent at places which the Administrative Agent shall reasonably select, whether at such Grantor’s premises or elsewhere. To the extent permitted by applicable law, and so long as an Event of Default is continuing, the Administrative Agent shall have the right to enter onto the property where any Collateral is located and take possession thereof with or without judicial process.

(b) The Administrative Agent shall apply the net proceeds of any action taken by it pursuant to this Section 5.6, after deducting all reasonable costs and expenses of every kind incurred in connection therewith or incidental to the care or safekeeping of any of the Collateral

 

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or in any way relating to the Collateral or the rights of the Secured Parties hereunder, including reasonable attorneys’ fees and disbursements, to the payment in whole or in part of the Obligations and only after such application and after the payment by the Administrative Agent of any other amounts required by any provision of law, including Section 9-615(a) of the New York UCC, need the Administrative Agent account for the surplus, if any, to any Grantor. If the Administrative Agent sells any of the Collateral upon credit, the Grantor will be credited only with payments actually made by the purchaser and received by the Administrative Agent and applied to indebtedness of the purchaser. In the event the purchaser fails to pay for the Collateral, the Administrative Agent may resell the Collateral and the Grantor shall be credited with proceeds of the sale. To the extent permitted by applicable law, each Grantor waives all claims, damages and demands it may acquire against any Secured Party arising out of the exercise by any Secured Party of any rights hereunder.

(c) In the event of any disposition of any of the Intellectual Property, the goodwill of the business connected with and symbolized by any Trademarks subject to such disposition shall be included, and the applicable Grantor shall, to the extent commercially reasonable and feasible under the circumstances, supply the Administrative Agent or its designee with such Grantor’s know-how and expertise, and with documents and things embodying the same, relating to the manufacture, distribution, advertising and sale of products or the provision of services relating to any Intellectual Property subject to such disposition, and such Grantor’s customer lists and other records and documents relating to such Intellectual Property and to the manufacture, distribution, advertising and sale of such products and services.

5.7. Private Sales, etc.

(a) Each Grantor recognizes that the Administrative Agent may be unable to effect a public sale of any or all the Pledged Equity Interests, by reason of certain prohibitions contained in the Securities Act and applicable state securities laws or otherwise, and may be compelled to resort to one or more private sales thereof to a restricted group of purchasers which will be obliged to agree, among other things, to acquire such securities for their own account for investment and not with a view to the distribution or resale thereof. Each Grantor acknowledges and agrees that any such private sale may result in prices and other terms less favorable than if such sale were a public sale and, notwithstanding such circumstances, agrees that any such private sale shall be deemed to have been made in a commercially reasonable manner. The Administrative Agent shall be under no obligation to delay a sale of any of the Pledged Equity Interests for the period of time necessary to permit the issuer thereof to register such securities for public sale under the Securities Act, or under applicable state securities laws, even if such issuer would agree to do so.

(b) Each Grantor agrees to use commercially reasonable efforts to do or cause to be done all such other acts as may be necessary to make such sale or sales of all or any portion of the Pledged Equity Interests pursuant to this Section 5.7 valid and binding and in compliance with any and all other applicable Requirements of Law. Each Grantor further agrees that a breach of any of the covenants contained in this Section 5.7 will cause irreparable injury to the Secured Parties, that the Secured Parties have no adequate remedy at law in respect of such breach and, as a consequence, that each and every covenant contained in this Section 5.7 shall be specifically enforceable against such Grantor, and such Grantor hereby waives and agrees not to

 

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assert any defenses against an action for specific performance of such covenants except for a defense that no Event of Default has occurred and is continuing under the Credit Agreement or a defense of payment.

5.8. Deficiency. Each Grantor shall remain liable for any deficiency if the proceeds of any sale or other disposition of the Collateral are insufficient to pay its Obligations and the reasonable fees and disbursements of any outside attorneys employed by any Secured Party to collect such deficiency.

5.9. BWXT Entities. Notwithstanding anything contained herein to the contrary, the Administrative Agent will not take any action with respect to any pledge of Stock or Stock Equivalents of any Person that directly or indirectly owns Stock or Stock Equivalents in any BWXT Entity if such action would constitute or result in the change of ownership of any Person that directly or indirectly owns Stock in a BWXT Entity if such change of ownership would require under then-existing law or any material contract, the prior approval of the U.S. Navy, the U.S. Department of Energy or any other Governmental Authority, without first obtaining such approval. Each Grantor covenants that, after the occurrence and during the continuance of an Event of Default, it will take all actions as may be requested by the Administrative Agent to obtain such approval.

SECTION 6. THE ADMINISTRATIVE AGENT

6.1. Administrative Agent’s Appointment as Attorney-in-Fact, etc.

(a) Each Grantor hereby irrevocably constitutes and appoints the Administrative Agent, with full power of substitution, as its true and lawful attorney-in-fact with full irrevocable power and authority in the place and stead of such Grantor and in the name of such Grantor or in its own name, for the purpose of carrying out the terms of this Agreement, to take any and all appropriate action and to execute any and all documents and instruments which may be necessary or desirable to accomplish the purposes of this Agreement, and, without limiting the generality of the foregoing, each Grantor hereby gives the Administrative Agent the power and right, on behalf of such Grantor, without notice to or assent by such Grantor, to do any or all of the following:

(i) in the name of such Grantor or its own name, or otherwise, take possession of and endorse and collect any checks, drafts, notes, acceptances or other instruments for the payment of moneys due under any Receivable or Contract or with respect to any other Collateral and file any claim or take any other action or proceeding in any court of law or equity or otherwise deemed appropriate by the Administrative Agent for the purpose of collecting any and all such moneys due under any Receivable or Contract or with respect to any other Collateral whenever payable;

(ii) in the case of any Intellectual Property, execute and deliver, and have recorded, any and all agreements, instruments, documents and papers as the Administrative Agent may request to evidence the Secured Parties’ security interest in such Intellectual Property and the goodwill and general intangibles of such Grantor relating thereto or represented thereby;

 

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(iii) pay or discharge taxes and Liens levied or placed on or threatened against the Collateral, effect any repairs or any insurance called for by the terms of this Agreement and pay all or any part of the premiums therefor and the costs thereof;

(iv) execute, in connection with any sale provided for in Section 5.7, any endorsements, assignments or other instruments of conveyance or transfer with respect to the Collateral; and

(v) (1) direct any party liable for any payment under any of the Collateral to make payment of any and all moneys due or to become due thereunder directly to the Administrative Agent or as the Administrative Agent shall direct; (2) ask or demand for, collect, and receive payment of and receipt for, any and all moneys, claims and other amounts due or to become due at any time in respect of or arising out of any Collateral; (3) sign and endorse any invoices, freight or express bills, bills of lading, storage or warehouse receipts, drafts against debtors, assignments, verifications, notices and other documents in connection with any of the Collateral; (4) commence and prosecute any suits, actions or proceedings at law or in equity in any court of competent jurisdiction to collect the Collateral or any portion thereof and to enforce any other right in respect of any Collateral; (5) defend any suit, action or proceeding brought against such Grantor with respect to any Collateral; (6) settle, compromise or adjust any such suit, action or proceeding and, in connection therewith, give such discharges or releases as the Administrative Agent may deem appropriate; (7) assign any Copyright, Patent or Trademark (along with the goodwill of the business to which any such Copyright, Patent or Trademark pertains), throughout the world for such term or terms, on such conditions, and in such manner, as the Administrative Agent shall in its sole discretion determine; and (8) generally, sell, transfer, pledge and make any agreement with respect to or otherwise deal with any of the Collateral as fully and completely as though the Administrative Agent were the absolute owner thereof for all purposes, and do, at the Administrative Agent’s option and such Grantor’s expense, at any time, or from time to time, all acts and things which the Administrative Agent deems necessary to protect, preserve or realize upon the Collateral and the Secured Parties’ security interests therein and to effect the intent of this Agreement, all as fully and effectively as such Grantor might do.

Anything in this Section 6.1(a) to the contrary notwithstanding, the Administrative Agent agrees that, except as provided in Section 6.1(b), it will not exercise any rights under the power of attorney provided for in this Section 6.1(a) unless an Event of Default shall have occurred and be continuing.

(b) If any Grantor fails to perform or comply with any of its agreements contained herein, the Administrative Agent, at its option, but without any obligation so to do, may perform or comply, or otherwise cause performance or compliance, with such agreement; provided, however, that unless an Event of Default has occurred and is continuing or time is of the essence, the Administrative Agent shall not exercise this power without first making demand on the Grantor and the Grantor failing to promptly comply therewith.

 

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(c) The expenses of the Administrative Agent incurred in connection with actions undertaken as provided in this Section 6.1, together with interest thereon at a rate per annum equal to the rate per annum at which interest would then be payable on past due Committed Loans that are Base Rate Loans under the Credit Agreement, from the date of payment by the Administrative Agent to the date reimbursed by the relevant Grantor, shall be payable by such Grantor to the Administrative Agent on demand.

(d) Each Grantor hereby ratifies all that said attorneys shall lawfully do or cause to be done by virtue hereof. All powers, authorizations and agencies contained in this Agreement are coupled with an interest and are irrevocable until this Agreement is terminated and the security interests created hereby are released.

6.2. Duty of Administrative Agent. The Administrative Agent’s sole duty with respect to the custody, safekeeping and physical preservation of the Collateral in its possession, under Section 9-207 of the New York UCC or otherwise, shall be to deal with it in the same manner as the Administrative Agent deals with similar property for its own account. Neither the Administrative Agent, nor any other Secured Party nor any of their respective officers, directors, partners, employees, agents, attorneys and other advisors, attorneys-in-fact or affiliates shall be liable for failure to demand, collect or realize upon any of the Collateral or for any delay in doing so or shall be under any obligation to sell or otherwise dispose of any Collateral upon the request of any Grantor or any other Person or to take any other action whatsoever with regard to the Collateral or any part thereof. The powers conferred on the Secured Parties hereunder are solely to protect the Secured Parties’ interests in the Collateral and shall not impose any duty upon any Secured Party to exercise any such powers. The Secured Parties shall be accountable only for amounts that they actually receive as a result of the exercise of such powers, and neither they nor any of their officers, directors, partners, employees, agents, attorneys and other advisors, attorneys-in-fact or affiliates shall be responsible to any Grantor for any act or failure to act hereunder, except to the extent that any such act or failure to act is found by a final and nonappealable decision of a court of competent jurisdiction to have resulted from their own gross negligence or willful misconduct in breach of a duty owed to such Grantor.

6.3. Execution of Financing Statements. Each Grantor acknowledges that pursuant to Section 9-509(b) of the New York UCC and any other applicable law, each Grantor authorizes the Administrative Agent to file or record financing or continuation statements, and amendments thereto, and other filing or recording documents or instruments with respect to the Collateral, without the signature of such Grantor, in such form and in such offices as the Administrative Agent reasonably determines appropriate to perfect or maintain the perfection of the security interests of the Administrative Agent under this Agreement. Each Grantor agrees that such financing statements may describe the collateral in the same manner as described in this Agreement or as “all assets,” “all personal property” or words of similar effect, regardless of whether or not the Collateral includes all assets or all personal property of such Grantor, or such other description as the Administrative Agent, in its sole judgment, determines is necessary or advisable that is of an equal or lesser scope or with greater detail. A photographic or other reproduction of this Agreement shall, where permitted by applicable law, be sufficient as a financing statement or other filing or recording document or instrument for filing or recording in any jurisdiction.

 

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6.4. Authority of Administrative Agent. Each Grantor acknowledges that the rights and responsibilities of the Administrative Agent under this Agreement with respect to any action taken by the Administrative Agent or the exercise or non-exercise by the Administrative Agent of any option, voting right, request, judgment or other right or remedy provided for herein or resulting or arising out of this Agreement shall, as between the Administrative Agent and the other Secured Parties, be governed by the Credit Agreement and by such other agreements with respect thereto as may exist from time to time among them, but, as between the Administrative Agent and the Grantors, the Administrative Agent shall be conclusively presumed to be acting as agent for the Secured Parties with full and valid authority so to act or refrain from acting, and no Grantor shall be under any obligation, or entitlement, to make any inquiry respecting such authority.

6.5. Appointment of Co-Administrative Agents. At any time or from time to time, in order to comply with any applicable requirement of law, the Administrative Agent may appoint another bank or trust company or one of more other Persons, either to act as co-agent or agents on behalf of the Secured Parties with such power and authority as may be necessary for the effectual operation of the provisions hereof and which may be specified in the instrument of appointment (which may, in the discretion of the Administrative Agent, include provisions for indemnification and similar protections of such co-agent or separate agent).

SECTION 7. MISCELLANEOUS

7.1. Amendments in Writing. None of the terms or provisions of this Agreement may be waived, amended, supplemented or otherwise modified except by a written instrument executed by each affected Grantor and the Administrative Agent, subject to any consents required under Section 10.01 of the Credit Agreement; provided that any provision of this Agreement imposing obligations on any Grantor may be waived by the Administrative Agent in a written instrument executed thereby.

7.2. Notices. All notices and communications hereunder shall be given to the addresses and otherwise made in accordance with Section 10.02 of the Credit Agreement; provided that notices and communications to any Grantor other than the Borrower shall be directed to such Grantor, at the address of the Borrower.

7.3. No Waiver by Course of Conduct; Cumulative Remedies. No Secured Party shall by any act (except by a written instrument pursuant to Section 7.1), delay, indulgence, omission or otherwise be deemed to have waived any right or remedy hereunder or to have acquiesced in any Default or Event of Default. No failure to exercise, nor any delay in exercising, on the part of any Secured Party, any right, power or privilege hereunder shall operate as a waiver thereof. No single or partial exercise of any right, power or privilege hereunder shall preclude any other or further exercise thereof or the exercise of any other right, power or privilege. A waiver by any Secured Party of any right or remedy hereunder on any one occasion shall not be construed as a bar to any right or remedy which such Secured Party would otherwise have on any future occasion. The rights and remedies herein provided are cumulative, may be exercised singly or concurrently and are not exclusive of any other rights or remedies provided by law.

7.4. Enforcement Expenses; Indemnification.

 

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(a) Each Grantor agrees to pay or reimburse each Secured Party for its reasonable out-of-pocket costs and expenses incurred in collecting against such Grantor under the guarantee contained in the Guaranty or otherwise enforcing or preserving any rights under this Agreement and the other Loan Documents to which such Grantor is a party, including the reasonable fees and disbursements of outside counsel to each Secured Party and outside counsel to the Administrative Agent.

(b) Each Grantor agrees to pay, and to hold the Secured Parties harmless from, any and all liabilities, obligations, losses, damages, penalties, actions, judgments, suits and reasonable out-of-pocket costs, expenses or disbursements of any kind or nature whatsoever with respect to, or resulting from any delay in paying, any and all stamp, excise, sales or other taxes (other than Excluded Taxes) which may be payable or determined to be payable with respect to any of the Collateral or in connection with any of the transactions contemplated by this Agreement.

(c) Each Grantor agrees to pay, and to hold the Secured Parties harmless from, any and all liabilities, obligations, losses, damages, penalties, actions, judgments, suits and reasonable out-of-pocket costs, expenses or disbursements of any kind or nature whatsoever with respect to the execution, delivery, enforcement, performance and administration of this Agreement to the extent the Borrower would be required to do so pursuant to Section 10.04 of the Credit Agreement.

(d) The agreements in this Section shall survive repayment of the Obligations and all other amounts payable under the Credit Agreement and the other Loan Documents.

7.5. Successors and Assigns. This Agreement shall be binding upon the successors and assigns of each Grantor and shall inure to the benefit of the Secured Parties and their permitted successors and assigns; provided that, except as otherwise permitted by the Credit Agreement, no Grantor may assign, transfer or delegate any of its rights or obligations under this Agreement without the prior written consent of the Administrative Agent, and any attempted assignment without such consent shall be null and void.

7.6. Set-off; Governing Law; Submission to Jurisdiction; Venue; WAIVER OF JURY TRIAL. THIS AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK. Without limiting the general applicability of the foregoing and the terms of the other Loan Documents to this Agreement and the parties hereto, the terms of Sections 10.08, 10.14 and 10.15 of the Credit Agreement are incorporated herein by reference, mutatis mutandis, with each reference to the “Borrower” therein (whether express or by reference to the Borrower as a “party” thereto) being a reference to the Grantors, and the parties hereto agree to such terms.

7.7. Counterparts. This Agreement may be executed by one or more of the parties to this Agreement on any number of separate counterparts (including by facsimile), and all of said counterparts taken together shall be deemed to constitute one and the same instrument.

7.8. Severability. Any provision of this Agreement which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such

 

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prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction.

7.9. Section Headings. The Section headings used in this Agreement are for convenience of reference only and are not to affect the construction hereof or be taken into consideration in the interpretation hereof.

7.10. Integration. This Agreement and the other Loan Documents represent the agreement of the Grantors, the Administrative Agent and the other Secured Parties with respect to the subject matter hereof and thereof, and there are no promises, undertakings, representations or warranties by any Secured Party relative to subject matter hereof and thereof not expressly set forth or referred to herein or in the other Loan Documents.

7.11. Acknowledgments. Each Grantor hereby acknowledges that:

(a) it has been advised by counsel in the negotiation, execution and delivery of this Agreement and the other Loan Documents to which it is a party;

(b) no Secured Party has any fiduciary relationship with or duty to any Grantor arising out of or in connection with this Agreement or any of the other Loan Documents, and the relationship between the Grantors, on the one hand, and the Secured Parties, on the other hand, in connection herewith or therewith is solely that of debtor and creditor; and

(c) no joint venture is created hereby or by the other Loan Documents or otherwise exists by virtue of the transactions contemplated hereby among the Secured Parties or among the Grantors and the Secured Parties.

7.12. Additional Grantors. Each Subsidiary of the Borrower that is required to become a party to this Agreement pursuant to Section 6.22 of the Credit Agreement shall become a Grantor for all purposes of this Agreement upon execution and delivery by such Subsidiary of a Joinder Agreement.

7.13. Releases; Termination of this Agreement.

(a) At such time as the Loans and the other Obligations (other than (i) contingent indemnification obligations and (ii) Obligations in respect of Secured Cash Management Agreements and Secured Hedge Agreements either (A) as to which arrangements satisfactory to the applicable Cash Management Bank or Hedge Bank shall have been made or (B) notice has not been received by the Administrative Agent from the applicable Cash Management Bank or Hedge Bank that such amounts are then due and payable) shall have been paid in full, the Commitments under the Credit Agreement have been terminated or expired and each Letter of Credit issued under the Credit Agreement shall be Cash Collateralized or no longer outstanding (other than Letters of Credit as to which other arrangements satisfactory to the Administrative Agent and the applicable L/C Issuer shall have been made), the Collateral shall be released from the Liens created hereby, and this Agreement and all obligations (other than those expressly stated to survive such termination) of the Administrative Agent and each Grantor hereunder shall terminate, all without delivery of any instrument or performance of any

 

31


act by any party, and all rights to the Collateral shall revert to the Grantors. At the request and sole expense of any Grantor following any such termination, the Administrative Agent shall deliver to such Grantor any Collateral held by the Administrative Agent hereunder, and execute and deliver to such Grantor such documents as such Grantor shall reasonably request to evidence such termination.

(b) If any of the Collateral shall be sold or otherwise disposed of by any Grantor in a transaction permitted by the Credit Agreement, then the Administrative Agent, at the request and sole expense of such Grantor, shall execute and deliver to such Grantor all releases or other documents reasonably necessary for the release of the Liens created hereby on such Collateral. At the request and sole expense of the Borrower, a Grantor shall be released from its obligations hereunder in the event that all the Stock and Stock Equivalents in such Grantor shall be sold or otherwise disposed of in a transaction permitted by the Credit Agreement; provided that the Borrower shall have delivered to the Administrative Agent, at least three Business Days (or such lesser period permitted in writing by the Administrative Agent) prior to the date of the proposed release, a written request for such release identifying the relevant Grantor and the terms of the relevant sale or other disposition in reasonable detail, including the price thereof and any expenses incurred in connection therewith, together with a certification by the Borrower stating that such transaction is in compliance with the Credit Agreement and the other Loan Documents.

(c) After the occurrence and during the continuance of Collateral Release Event and in accordance with Section 10.19(a) of the Credit Agreement, the Administrative Agent, at the request and sole expense of the Borrower, shall promptly execute and deliver to the Borrower all releases and other documents, and take such other action, reasonably necessary for the release of the Liens created hereby or by any other Security Instrument on the applicable Collateral

(d) Each Grantor acknowledges that it is not authorized to file any financing statement or amendment or termination statement with respect to any financing statement originally filed in connection herewith without the prior written consent of the Administrative Agent, subject to such Grantor’s rights under Sections 9-509(d)(2) and 9-518 of the New York UCC.

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

 

32


IN WITNESS WHEREOF, each of the undersigned has caused this Pledge and Security Agreement to be duly executed and delivered as of the date first above written.

 

BABCOCK AND WILCOX INVESTMENT COMPANY

By:

 

/s/ James C. Lewis

Name:

 

James C. Lewis

Title:

 

Treasurer

AMERICON EQUIPMENT SERVICES, INC.

AMERICON, INC.

APPLIED SYNERGISTICS, INC.

BABCOCK & WILCOX CHINA HOLDINGS, INC.

BABCOCK & WILCOX CONSTRUCTION CO., INC.

BABCOCK & WILCOX DENMARK HOLDINGS, INC.

BABCOCK & WILCOX EBENSBURG POWER, INC.

BABCOCK & WILCOX EQUITY INVESTMENTS, INC.

BABCOCK & WILCOX INTERNATIONAL SALES AND SERVICE CORPORATION

BABCOCK & WILCOX INTERNATIONAL, INC.

BABCOCK & WILCOX MODULAR NUCLEAR ENERGY LLC

BABCOCK & WILCOX NUCLEAR ENERGY, INC.

BABCOCK & WILCOX POWER GENERATION GROUP, INC.

BABCOCK & WILCOX TECHNOLOGY, INC.

DELTA POWER SERVICES, LLC

DIAMOND OPERATING CO., INC.

DIAMOND POWER AUSTRALIA HOLDINGS, INC.

DIAMOND POWER CHINA HOLDINGS, INC.

DIAMOND POWER EQUITY INVESTMENTS, INC.

DIAMOND POWER INTERNATIONAL, INC.

DPS BERKELEY, LLC

DPS CADILLAC, LLC

DPS FLORIDA, LLC

DPS GREGORY, LLC

DPS LOWELL COGEN, LLC

DPS MECKLENBURG, LLC

DPS MICHIGAN, LLC

DPS MOJAVE, LLC

DPS SABINE, LLC

INTECH, INC.

INVEY-COOPER SERVICES, L.L.C.

O&M HOLDING COMPANY

PALM BEACH RESOURCE RECOVERY CORPORATION

POWER SYSTEMS OPERATIONS, INC.

REVLOC RECLAMATION SERVICE, INC.

SOFCO - EFS HOLDINGS LLC

By:

 

/s/ James C. Lewis

Name:

 

James C. Lewis

Title:

 

Treasurer

NATIONAL ECOLOGY CAMPANY

By:

 

/s/ James C. Lewis

Name:

 

James C. Lewis

Title:

 

Authorized Signatory

 

Babcock and Wilcox

Pledge & Security Agreement


BANK OF AMERICA, as Administrative Agent

By:

 

/s/ Bridgett J. Manduk

Name:

 

Bridgett J. Manduk

Title:

 

Assistant Vice President

 

Babcock and Wilcox

Pledge & Security Agreement


EXHIBIT A

NOTICE

OF

GRANT OF SECURITY INTEREST

IN

PATENTS

United States Patent and Trademark Office

Ladies and Gentlemen:

Please be advised that pursuant to the Pledge and Security dated as of May 3, 2010 (as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”) among the Grantor (as defined below), the other grantors party thereto and the Administrative Agent for the Secured Parties referenced therein, the undersigned Grantor has granted a continuing security interest in and continuing lien upon the patents and patent applications on Schedule 1 to the Administrative Agent for the ratable benefit of the Secured Parties.

The Grantors and the Administrative Agent, on behalf of the Secured Parties, hereby acknowledge and agree that the security interest in such patents and patent applications (a) may only be terminated in accordance with the terms of the Agreement and (b) is not to be construed as an assignment of any patent or patent application.

 

GRANTOR:

 

Very truly yours,

[Address]

 

[GRANTOR]

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

ADMINISTRATIVE AGENT:

 

Acknowledged and accepted:

[Address]

 

BANK OF AMERICA, N.A.,

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

 

Babcock and Wilcox

Pledge & Security Agreement


SCHEDULE 1

PATENTS

 

Patent No.

 

Description of

Patent Item

 

Date of Patent

   

PATENT APPLICATIONS

 

Patent Applications No.

 

Description of

Patent Applied for

 

Date of

Patent Applications

   


NOTICE

OF

GRANT OF SECURITY INTEREST

IN

TRADEMARKS

United States Patent and Trademark Office

Ladies and Gentlemen:

Please be advised that pursuant to the Pledge and Security dated as of May 3, 2010 (as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”) among the Grantor (as defined below), the other grantors party thereto and the Administrative Agent for the Secured Parties referenced therein, the undersigned Grantor has granted a continuing security interest in and continuing lien upon the trademarks and trademark applications on Schedule 1 to the Administrative Agent for the ratable benefit of the Secured Parties.

The Grantors and the Administrative Agent, on behalf of the Secured Parties, hereby acknowledge and agree that the security interest in such trademarks and trademark applications (a) may only be terminated in accordance with the terms of the Agreement and (b) is not to be construed as an assignment of any trademark or trademark application.

 

GRANTOR:

 

Very truly yours,

[Address]

 

[GRANTOR]

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

ADMINISTRATIVE AGENT:

 

Acknowledged and accepted:

[Address]

 

BANK OF AMERICA, N.A.,

 

By:

 

 

 

Name:

 

 

 

Title:

 

 


SCHEDULE 1

TRADEMARKS

 

Trademark No.

 

Description of

Trademark Item

 

Date of Trademark

   

TRADEMARK APPLICATIONS

 

Trademark Applications

No.

 

Description of

Trademark Applied for

 

Date of

Trademark Applications

   


NOTICE

OF

GRANT OF SECURITY INTEREST

IN

COPYRIGHTS

United States Copyright Office

Ladies and Gentlemen:

Please be advised that pursuant to the Pledge and Security dated as of May 3, 2010 (as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”) among the Grantor (as defined below), the other grantors party thereto and the Administrative Agent for the Secured Parties referenced therein, the undersigned Grantor has granted a continuing security interest in and continuing lien upon the copyrights and copyright applications on Schedule 1 to the Administrative Agent for the ratable benefit of the Secured Parties.

The Grantors and the Administrative Agent, on behalf of the Secured Parties, hereby acknowledge and agree that the security interest in such copyrights and copyright applications (a) may only be terminated in accordance with the terms of the Agreement and (b) is not to be construed as an assignment of any copyright or copyright application.

 

GRANTOR:

 

Very truly yours,

[Address]

 

[GRANTOR]

 

By:

 

 

 

Name:

 

 

 

Title:

 

 

ADMINISTRATIVE AGENT:

 

Acknowledged and accepted:

[Address]

 

BANK OF AMERICA, N.A.,

 

By:

 

 

 

Name:

 

 

 

Title:

 

 


SCHEDULE 1

COPYRIGHTS

 

Copyright No.

 

Description of

Copyright Item

 

Date of Copyright

   

COPYRIGHT APPLICATIONS

 

Copyright Applications

No.

 

Description of

Copyright Applied for

 

Date of

Copyright Applications

   


SCHEDULE 3.3

TO PLEDGE AND SECURITY AGREEMENT

PERFECTED FIRST PRIORITY LIENS

UCC Filings

A UCC1 Financing Statement listing each Grantor, as debtor, and the Collateral Agent, as secured party, should be filed in the applicable governmental offices set forth below.

 

Grantor

  Jurisdiction of Filing

Americon Equipment Services, Inc.

  Delaware Secretary of State

Americon, Inc.

  Delaware Secretary of State

Applied Synergistics, Inc.

  Delaware Secretary of State

Babcock & Wilcox China Holdings, Inc.

  Delaware Secretary of State

Babcock & Wilcox Construction Co., Inc.

  Delaware Secretary of State

Babcock & Wilcox Denmark Holdings, Inc.

  Delaware Secretary of State

Babcock & Wilcox Ebensburg Power, Inc.

  Delaware Secretary of State

Babcock & Wilcox Equity Investments, Inc.

  Delaware Secretary of State

Babcock & Wilcox International Sales and Service Corporation

  Delaware Secretary of State

Babcock & Wilcox International, Inc.

  Delaware Secretary of State

Babcock & Wilcox Investment Company

  Delaware Secretary of State

Babcock & Wilcox Modular Nuclear Energy LLC

  Delaware Secretary of State

Babcock & Wilcox Nuclear Energy, Inc.

  Delaware Secretary of State

Babcock & Wilcox Power Generation Group, Inc.

  Delaware Secretary of State

Babcock & Wilcox Technology, Inc.

  Delaware Secretary of State

Delta Power Services, LLC

  Delaware Secretary of State

Diamond Operating Co., Inc.

  Delaware Secretary of State

Diamond Power Australia Holdings, Inc.

  Delaware Secretary of State

Diamond Power China Holdings, Inc.

  Delaware Secretary of State

Diamond Power Equity Investments, Inc.

  Delaware Secretary of State

Diamond Power International, Inc.

  Delaware Secretary of State

DPS Berkeley, LLC

  Delaware Secretary of State

DPS Cadillac, LLC

  Delaware Secretary of State

DPS Florida, LLC

  Delaware Secretary of State

DPS Gregory, LLC

  Delaware Secretary of State

DPS Lowell Cogen, LLC

  Delaware Secretary of State

DPS Mecklenburg, LLC

  Delaware Secretary of State

DPS Michigan, LLC

  Delaware Secretary of State

DPS Mojave, LLC

  Delaware Secretary of State

DPS Sabine, LLC

  Delaware Secretary of State

Intech, Inc.

  Tennessee Secretary of State

Ivey-Cooper Services, L.L.C.

  Tennessee Secretary of State

National Ecology Company

  Delaware Secretary of State

O&M Holding Company

  Delaware Secretary of State

Palm Beach Resource Recovery Corporation

  Florida Secured Transaction Registry

Power Systems Operations, Inc.

  Delaware Secretary of State

Revloc Reclamation Service, Inc.

  Delaware Secretary of State

SOFCo – EFS Holdings LLC

  Delaware Secretary of State

 

Schedule 3.3 – 1


To perfect the Lien in Fixtures, a UCC1 Financing Statement listing the applicable Grantor, as debtor, and the Collateral Agent, as secured party, should be filed in the real property records of the county in which such Fixtures are located. Each such UCC1 Financing Statement will need to include a legal description of the real property upon which such Fixtures are located.

Actions with respect to Pledged Securities

The original of all Pledged Securities evidence by either a Certificated Security or Instrument should be delivered to the Collateral Agent, together with an undated stock or note power, as applicable, duly executed in blank by the applicable Grantor.

Actions with respect to Patents and Trademarks

For Collateral consisting of Patents and Trademarks, the applicable Grantors should execute an Intellectual Property Security Agreement, and such agreement should be recorded with the United States Patent and Trademark Office.

Actions with respect to Copyrights

For Collateral consisting of Copyrights, the applicable Grantors should execute an Intellectual Property Security Agreement, and such agreement should be recorded with the United States Copyright Office.

 

Schedule 3.3 – Page 2


SCHEDULE 3.4

TO PLEDGE AND SECURITY AGREEMENT

NAME; JURISDICTION OF ORGANIZATION, ETC.

 

Exact Legal Name of Grantor

 

Type of

Organization

 

Jurisdiction

of

Organization

 

Chief Executive Office

 

Organizational

Identification

Number

Americon Equipment Services, Inc.   Corporation   Delaware  

74 Robinson Avenue

Barberton, OH 44203

  2077236
Americon, Inc.   Corporation   Delaware  

74 Robinson Avenue

Barberton, OH 44203

  2058172
Applied Synergistics, Inc.   Corporation   Delaware  

1019 Dillard Drive

Lynchburg, VA 24502-0158

  3596853
Babcock & Wilcox China Holdings, Inc.   Corporation   Delaware  

20 S. Van Buren Ave.

Barberton, OH 44203-0351

  3563042
Babcock & Wilcox Construction Co., Inc.   Corporation   Delaware  

74 Robinson Avenue

Barberton, OH 44203

  2058181
Babcock & Wilcox Denmark Holdings, Inc.   Corporation   Delaware  

20 S. Van Buren Ave.

Barberton, OH 44203-0351

  3563041
Babcock & Wilcox Ebensburg Power, Inc.   Corporation   Delaware  

20 S. Van Buren Avenue

Barberton, OH 44203

  2109431
Babcock & Wilcox Equity Investments, Inc.   Corporation   Delaware  

20 S. Van Buren Ave.

Barberton, OH 44203-0351

  2050183
Babcock & Wilcox International Sales and Service Corporation   Corporation   Delaware  

20 S. Van Buren Ave.

Barberton, OH 44203-0351

  0795023
Babcock & Wilcox International, Inc.   Corporation   Delaware  

20 S. Van Buren Ave.

Barberton, OH 44203-0351

  0914783
Babcock & Wilcox Investment Company   Corporation   Delaware  

800 Main Street

Lynchburg, VA 24504*

  2235817
Babcock & Wilcox Modular Nuclear Energy LLC   Limited Liability Company   Delaware  

2016 Mount Athos Road

Lynchburg, VA 24504-5447

  4697877
Babcock & Wilcox Nuclear Energy, Inc.   Corporation   Delaware  

2016 Mount Athos Road

Lynchburg, VA 24504-5447

  4293945
Babcock & Wilcox Power Generation Group, Inc.   Corporation   Delaware  

20 S. Van Buren Ave.

Barberton, OH 44203-0351

  0847234
Babcock & Wilcox Technology, Inc.   Corporation   Delaware  

2016 Mount Athos Road

Lynchburg, VA 24504-5447

  2725506
Delta Power Services, LLC   Limited Liability Company   Delaware  

363 N. Sam Houston Parkway E, Suite 350

Houston, TX 77060

  3363308

 

Schedule 3.4 – Page 1


Exact Legal Name of Grantor

 

Type of

Organization

 

Jurisdiction

of

Organization

 

Chief Executive Office

 

Organizational

Identification

Number

Diamond Operating Co., Inc.   Corporation   Delaware  

185 Great Valley Parkway

Malvern, PA 19355-1321

  3498044
Diamond Power Australia Holdings, Inc.   Corporation   Delaware  

2600 E. Main Street

Lancaster, OH 43130

  3563045
Diamond Power China Holdings, Inc.   Corporation   Delaware  

2600 E. Main Street

Lancaster, OH 43130

  3563044
Diamond Power Equity Investments, Inc.   Corporation   Delaware  

2600 E. Main Street

Lancaster, OH 43130

  3563043
Diamond Power International, Inc.   Corporation   Delaware  

2600 E. Main Street

Lancaster, OH 43130

  2725505
DPS Berkeley, LLC   Limited Liability Company   Delaware  

363 N. Sam Houston Parkway E, Suite 350

Houston, TX 77060

  3685555
DPS Cadillac, LLC   Limited Liability Company   Delaware  

363 N. Sam Houston Parkway E, Suite 350

Houston, TX 77060

  4111828
DPS Florida, LLC   Limited Liability Company   Delaware  

363 N. Sam Houston Parkway E, Suite 350

Houston, TX 77060

  4050781
DPS Gregory, LLC   Limited Liability Company   Delaware  

363 N. Sam Houston Parkway E, Suite 350

Houston, TX 77060

  3879537
DPS Lowell Cogen, LLC   Limited Liability Company   Delaware  

363 N. Sam Houston Parkway E, Suite 350

Houston, TX 77060

  4060363
DPS Mecklenburg, LLC   Limited Liability Company   Delaware  

363 N. Sam Houston Parkway E, Suite 350

Houston, TX 77060

  3860060
DPS Michigan, LLC   Limited Liability Company   Delaware  

363 N. Sam Houston Parkway E, Suite 350

Houston, TX 77060

  3768604
DPS Mojave, LLC   Limited Liability Company   Delaware  

363 N. Sam Houston Parkway E, Suite 350

Houston, TX 77060

  3950476
DPS Sabine, LLC   Limited Liability Company   Delaware  

363 N. Sam Houston Parkway E, Suite 350

Houston, TX 77060

  4138849
Intech, Inc.   Corporation   Tennessee  

2802 Belle Arbor Drive

Chattanooga, TN 37406

  282042
Ivey-Cooper Services, L.L.C   Limited Liability Company   Tennessee  

2815 Belle Arbor Drive

Chattanooga, TN 37406

  0401423
National Ecology Company   Corporation   Delaware  

20 S. Van Buren Ave.

Barberton, OH 44203-0351

  2209966

 

Schedule 3.4 – Page 2


Exact Legal Name of Grantor

 

Type of

Organization

 

Jurisdiction

of

Organization

 

Chief Executive Office

 

Organizational

Identification

Number

O&M Holding Company   Corporation   Delaware  

20 S. Van Buren Ave.

Barberton, OH 44203-0351

  4568185
Palm Beach Resource Recovery Corporation   Corporation   Florida  

6101 West 45th Street

West Palm Beach, FL 33410

  H27351
Power Systems Operations, Inc.   Corporation   Delaware  

20 S. Van Buren Avenue

Barberton, OH 44203-0351

  2074007
Revloc Reclamation Service, Inc.   Corporation   Delaware  

20 S. Van Buren Avenue

Barberton, OH 44203-0351

  2234938
SOFCo – EFS Holdings LLC   Limited Liability Company   Delaware  

20 S. Van Buren Ave.

Barberton, Ohio 44203

  3494936

* After the effective date of the Spinoff, the Chief Executive Office will relocate to The Harris Building, 13024 Ballantyne Corporate Place, Suite 700, Charlotte, North Carolina 28277

Prior Names during last 5 years:

On November 20, 2007, The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc.

On November 20, 2007, The Babcock & Wilcox Companies changed its name to The Babcock & Wilcox Company, and then on March 8, 2010, changed its name to Babcock & Wilcox Investment Company

On April 20, 2010, McDermott Technology, Inc. changed its name to Babcock & Wilcox Technology, Inc.

On April 29, 2010, Babcock & Wilcox Nuclear Power Generation Group, Inc. changed its name to Babcock & Wilcox Nuclear Energy, Inc.

Prior Addresses during last 5 years:

The former chief executive office of Americon Equipment Services, Inc. was located at: 3333 Copley Road, Copley, OH 44321.

The former chief executive office of the following entities was located at 90 E. Tuscarawas Ave., Barberton, OH 44203:

Americon, Inc.

Babcock & Wilcox Construction Co., Inc.

 

Schedule 3.4 – Page 3


The former chief executive office of the following entities was located at 1450 Poydras Street, New Orleans, LA 70112:

Babcock & Wilcox Equity Investments, Inc.

Babcock & Wilcox Holdings, Inc.

Babcock & Wilcox International Sales and Service Corporation

Babcock & Wilcox International, Inc.

Babcock & Wilcox Investment Company

Babcock & Wilcox Power Generation Group, Inc.

The former chief executive office of the following entities was located at 1415 Louisiana Street, Suite 3500, Houston, TX 77002:

Delta Power Services, LLC

DPS Cadillac, LLC

DPS Florida, LLC

DPS Mojave, LLC

The former chief executive office of the following entities was located at 67 Park Place East, Morristown, NJ 07960:

DPS Berkeley, LLC

DPS Michigan, LLC

The former chief executive office of the following entities was located at 7022 Wild Violet Drive, Humble, TX 77346:

DPS Gregory, LLC

DPS Mecklenburg, LLC

The former chief executive office of DPS Lowell Cogen, LLC was located at: 282 Western Avenue, Lowell, MA 01852

The former chief executive office of DPS Sabine, LLC was located at: 4647 FM1006 at: 4647 FM 1006 at Lanxess Plant, Orange, TX

 

Schedule 3.4 – Page 4


SCHEDULE 3.5

TO PLEDGE AND SECURITY AGREEMENT

INVENTORY AND EQUIPMENT

 

Grantor

 

Address/City/State/Zip Code

Babcock and Wilcox Power Generation Group, Inc.  

20 South Van Buren Ave

Barberton, OH 44203

Babcock and Wilcox Power Generation Group, Inc.  

East Half Mile St.

West Point, MS 39773

Babcock and Wilcox Power Generation Group, Inc.  

3333 Copley Road

Copley, OH 44202

Babcock and Wilcox Power Generation Group, Inc.  

600 Ford Avenue West

Barberton, OH 44203

Diamond Power

International, Inc.

 

2600 E. Main Street

Lancaster, OH 43130


SCHEDULE 3.7

TO PLEDGE AND SECURITY AGREEMENT

INVESTMENT PROPERTY

Pledged Stock:

 

Grantor

 

Issuer

 

Type of

Organization

 

# of

Shares

Owned

 

Total

Shares

Outstanding

 

% of

Interest

Pledged1

 

Certificate

No.

 

Par

Value

per

share

Americon, Inc.   Americon Equipment Services, Inc.   Corporation   1,000   1,000   100%   1   $1.00
Babcock & Wilcox Power Generation Group, Inc.   Americon, Inc.   Corporation   100   100   100%   2   $10.00

Diamond Power

International, Inc.

  Applied Synergistics, Inc.   Corporation   1,000   1,000   100%   2   1.00
Babcock & Wilcox Power Generation Group, Inc.   Babcock & Wilcox Canada Ltd.2   Corporation   500,000   500,000   65%   1   None
Babcock & Wilcox Equity Investments, Inc.   Babcock & Wilcox China Holdings, Inc.   Corporation   1,000   1,000   100%   1   $1.00
Americon, Inc.   Babcock & Wilcox Construction Co., Inc.   Corporation   100   100   100%   2   $10.00
Babcock & Wilcox Equity Investments, Inc.   Babcock & Wilcox Denmark Holdings, Inc.   Corporation   1,000   1,000   100%   1   $1.00

 

1 Notwithstanding any Grantor’s delivery to the Collateral Agent of any Certificated Security evidencing more than 65% of the Voting Stock of any Foreign Subsidiary, the Collateral does not include any Excluded Stock.

2 The stock certificate lists the issuing entity as Babcock & Wilcox Industries Ltd., which is the prior legal name of Babcock & Wilcox Canada Ltd.

 

Schedule 3.7 – Page 1


Grantor

 

Issuer

 

Type of

Organization

 

# of

Shares

Owned

 

Total

Shares

Outstanding

 

% of

Interest

Pledged1

 

Certificate

No.

 

Par

Value

per

share

Babcock & Wilcox Equity Investments, Inc.   Babcock & Wilcox Ebensburg Power, Inc.   Corporation   1,000   1,000   100%   1   $1.00
Babcock & Wilcox Power Generation Group, Inc.   Babcock & Wilcox Equity Investments, Inc.   Corporation   1,000   1,000   100%   3   $1.00
Babcock & Wilcox Investment Company3   Babcock & Wilcox India Private Limited   Corporation   675,000   675,020   65%   05   10 Indian Rupees
Babcock & Wilcox International, Inc.       20     65%   03 & 04   10 Indian Rupees
Babcock & Wilcox Power Generation Group, Inc.   Babcock & Wilcox International Sales and Service Corporation   Corporation   1,000   1,000   100%   5   $1.00
Babcock & Wilcox Power Generation Group, Inc.   Babcock & Wilcox International, Inc.   Corporation   1,000   1,000   100%   3   $10,000

 

3

Formerly known as “The Babcock & Wilcox Company”.

 

Schedule 3.7 – Page 2


Grantor

 

Issuer

 

Type of

Organization

 

# of

Shares

Owned

 

Total

Shares

Outstanding

 

% of

Interest

Pledged1

 

Certificate

No.

 

Par

Value

per

share

Babcock & Wilcox Investment Company

 

(formerly, The Babcock & Wilcox Company)

 

Babcock & Wilcox Nuclear Energy, Inc.

 

(formerly, Babcock & Wilcox Nuclear Power Generation Group, Inc.)

  Corporation   1,000   1,000   100%   3   $1.00

Babcock & Wilcox Investment Company

 

(formerly, The Babcock & Wilcox Company)

 

Babcock & Wilcox Power Generation Group, Inc.

 

(formerly, The Babcock & Wilcox Company)

  Corporation   100,100   100,100   100%   5   $1.00

Babcock & Wilcox Investment Company

 

(formerly, The Babcock & Wilcox Company)

 

Babcock & Wilcox Technology, Inc.

 

(formerly, McDermott Technology, Inc.)

  Corporation   1,000   1,000   100%   5   $1.00
Babcock & Wilcox Denmark Holdings, Inc.   Babcock & Wilcox Volund ApS   Corporation   100,000   100,000   65%   uncertificated  

100

Danish Kroners

Diamond Power International, Inc.   Diamond Operating Co., Inc.   Corporation   1,000   1,000   100%   1   $1.00
Diamond Power Equity Investments, Inc.   Diamond Power Australia Holdings, Inc.   Corporation   1,000   1,000   100%   1   $1.00

 

Schedule 3.7 – Page 3


Grantor

 

Issuer

 

Type of

Organization

 

# of

Shares

Owned

 

Total

Shares

Outstanding

 

% of

Interest

Pledged1

 

Certificate

No.

 

Par

Value

per

share

Diamond Power Equity Investments, Inc.   Diamond Power China Holdings, Inc.   Corporation   1,000   1,000   100%   1   $1.00
Diamond Power International, Inc.   Diamond Power Equity Investments, Inc.   Corporation   1,000   1,000   100%   1   $1.00
Babcock & Wilcox Power Generation Group, Inc.   Diamond Power International, Inc.   Corporation   1,000   1,000   100%   2   $1.00
Diamond Power International, Inc.   Diamond Power Services S.E.A. Ltd.   Corporation   623 Ordinary shares   784 ** Ordinary shares and 496** Preference shares   100%   21 & 22  

3.700

Thai

Baht

Diamond Power International, Inc.   Diamond Power Specialty (Proprietary) Limited   Corporation   1   1   65%   2  

1.00

South

African

Rand

Diamond Power International, Inc.4   Diamond Power Specialty Limited   Corporation   500,000   500,000   65%   14 & 21  

1.00

Pound

Sterling

Babcock & Wilcox Nuclear Energy, Inc.

 

(formerly, Babkcock & Wilcox Nuclear Power Generation Group, Inc.)

  Intech, Inc.   Corporation   2,500   2,500   100%   15   No par
Babcock & Wilcox Power Generation Group, Inc.   National Ecology Company   Corporation   1,000   1,000   100%   4   $1.00

 

4

The stock certificates list the registered proprietor as Babcock & Wilcox International Sales and Service Corporation. Certificates have not been reissued since the transfer of ownership to Diamond Power International, Inc.

 

Schedule 3.7 – Page 4


Grantor

 

Issuer

 

Type of

Organization

 

# of

Shares

Owned

 

Total

Shares

Outstanding

 

% of

Interest

Pledged1

 

Certificate

No.

 

Par

Value

per

share

Babcock & Wilcox Power Generation Group, Inc.   North County Recycling, Inc.   Corporation   300   300   100%   5   $1.00
Power Systems Operations, Inc.   O&M Holding Company   Corporation   1,000   1,000   100%   1   $1.00

Babcock & Wilcox Equity Investments, Inc.

 

Babcock & Wilcox International Sales and Service Corporation

  P. T. Babcock & Wilcox Asia   Corporation  

792

 

 

 

 

8

  800  

65%

 

 

 

 

65%

 

0001 - 0297

 

 

 

 

0298 - 0300

 

$500.00

 

 

 

 

$500.00

Power Systems Operations, Inc.   Palm Beach Resource Recovery Corporation   Corporation   60   60   100%   2   No par
Babcock & Wilcox Power Generation Group, Inc.   Power Systems Operations, Inc.   Corporation   1,000   1,000   100%   2   $10.00
Power Systems Operations, Inc.   Revloc Reclamation Service, Inc.   Corporation   1,000   1,000   100%   1   $1.00

Footnotes

** The 623 Ordinary shares owned by Diamond Power International constitute a majority of the Ordinary shares, but only account for a 48.67% effective ownership. Phothi-Ratana Engineering Co., Ltd. owns all 496 preference shares, which constitute a 50.94% effective ownership.

 

Schedule 3.7 – Page 5


Pledged LLC Interests:

 

Grantor

 

Issuer

 

Type of

Organization

 

# of

Shares

Owned

 

Total

Shares

Outstanding

 

% of

Interest

Pledged5

 

Certificate

No.

 

Par

Value

per

share

Babcock & Wilcox Investment Company   Babcock & Wilcox Modular Nuclear Energy LLC   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A
O&M Holding Company   Delta Power Services, LLC   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A

Diamond Power International, Inc.

 

Babcock & Wilcox International Sales and Service Corporation

  Diamond Power do Brasil Limitada   Limited Liability Company (Brazil)  

297,000 quotas

 

 

 

 

3,000

quotas

  300,000 quotas  

65%

 

 

 

 

65%

  uncertificated  

1.00

Brazilian

Real

Delta Power Services, LLC   DPS Berkely, LLC   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A
Delta Power Services, LLC   DPS Cadillac, LLC   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A
Delta Power Services, LLC   DPS Florida, LLC   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A
Delta Power Services, LLC   DPS Gregory, LLC   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A
Delta Power Services, LLC   DPS Lowell Cogan, LLC   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A
Delta Power Services, LLC   DPS Mecklenburg, LLC   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A

 

5 Notwithstanding any Grantor’s delivery to the Collateral Agent of any Certificated Security evidencing more than 65% of the Voting Interest of any Foreign Subsidiary, the Collateral does not include any Excluded Stock.

 

Schedule 3.7 – Page 6


Grantor

 

Issuer

 

Type of

Organization

 

# of

Shares

Owned

 

Total

Shares

Outstanding

 

% of

Interest

Pledged5

 

Certificate

No.

 

Par

Value

per

share

Delta Power Services, LLC   DPS Michigan, LLC   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A
Delta Power Services, LLC   DPS Mojave, LLC   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A
Delta Power Services, LLC   DPS Sabine, LLC   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A
Babcock & Wilcox Equity Investments, Inc.   Ivey Cooper Services, L.L.C.   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A
Babcock & Wilcox Technology, Inc.   SOFCo-EFS Holdings, LLC   Limited Liability Company   N/A   N/A   100%   uncertificated   N/A

Pledged Partnership Interests:

Babcock & Wilcox Ebensburg Power, Inc. owns a 49.5% general partnership interest in Ebensburg Power Company (which general partnership interest is uncertificated). Babcock & Wilcox Ebensburg Power, Inc. owns a 1% general partnership interest in Ebensburg Investors Limited Partnership (an unaffiliated third party), which in turn owns the other 50.5% general partnership interest in Ebensburg Power Company.

Pledged Trust Interests:

None.

Pledged Notes:

Global Intercompany Note, dated as of the Closing Date

Pledged Commodities Contracts:

None.

 

Schedule 3.7 – Page 7


SCHEDULE 3.9

TO PLEDGE AND SECURITY AGREEMENT

INTELLECTUAL PROPERTY

 

  (A)

Material Copyright Licenses

None.

 

  (B)

Copyrights

See “Babcock Copyright Listing” chart attached hereto.

 

  (C)

Material Patent Licenses

 

  1.

License between Siemens AG of Erlangen, Germany and Babcock and Wilcox Power Generation Group, Inc. for the Benson Boiler Technology.

 

  2.

License between Niro A/S of Soeborg, Denmark and Babcock and Wilcox Power Generation Group, Inc. for the Dry Flue Gas Desulfurization Technology.

 

  3.

License between Babcock & Wilcox Power Generation Group, Inc. and Enviroserv GmbH for Circulating Fluidized Bed Flue Gas Desulfurization.

 

  4.

License between Babcock & Wilcox Power Generation Group, Inc. and MeadWestvaco Corporation for Overfire Air System for Enhanced Black Liquor Combustion.

 

  5.

License between Babcock & Wilcox Power Generation Group, Inc. and AEP ProServ Inc. for SO3 Technology that Utilizes Trona as the Reagent.

 

  (D)

Patents

See “Active U.S. Patent Cases” charts attached hereto.

 

  (E)

Material Trademark Licenses

None.

 

  (F)

Trademarks

See “U.S. Trademarks and Domain Names” charts attached hereto.

 

  (G)

Material Trade Secret Licenses

None.


THE BABCOCK WILCOX COMPANY AND SUBSIDIARIES

COPYRIGHTS

 

Copyright Title

 

Reg. No.

 

Reg. Date

 

Division

 

Company

The Babcock & Wilcox Company

544083E-01 - Technical Drawing

  VAU-627-668   8-Jun-04   BWSC   B&W

544084E-01 - Technical Drawing

  VAU-632-091   8-Jun-04   BWSC   B&W

544085E-01 - Technical Drawing

  VAU-641-537   8-Jun-04   BWSC   B&W

544086E-01 - Technical Drawing

  VAU-627-669   8-Jun-04   BWSC   B&W

5440873-01 - Technical Drawing

  VAU-627-667   8-Jun-04   BWSC   B&W

544088E-01 - Technical Drawing

  VAU-641-538   8-Jun-04   BWSC   B&W

544497E-00 - Technical Drawing

  VAU-632-111   24-Jun-04   BWSC   B&W

ACOUSTIC LEAK LOCATOR ALL USERS MANUAL

  TX4-658-909   4-Nov-97   SIDT   B&W

ACOUSTIC LEAK LOCATOR ALLVIEW SOFTWARE USERS MANUAL

  TX4-665-982   4-Nov-97   SIDT   B&W

ACTIGRAF

  TXU-487-508   11-Jun-91   EISD   B&W

ADLPIPE

  590-486   1-Dec-80   PSI   B&W

AET 5500 OPERATOR’S GUIDE

  TX4-658-931   4-Nov-97   SIDT   B&W

AGASS

  TX2-953-534   19-Nov-90   FPD   B&W

APPLIED ENERGY SERVICES DEEPWATER COGENERATION PROJECT UNIT ONE, PASADENA, TX

  198-896   19-Aug-85   PSI   B&W

ASSOCIATED ELECTRIC COOPERATIVE, THOMAS HILL UNIT CO. 3, MOBERLY, MISSOURI

  VA-93-348   22-Oct-81   FPD   B&W

 

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Copyright Title

 

Reg. No.

 

Reg. Date

 

Division

 

Company

ASSURED STOCK PROGRAM TM (BOOKLET)

  TX2-114-746   17-Jul-87   DFO   B&W

ASSURED STOCK PROGRAM TM (BROCHURE)

  TX2-113-817   17-Jul-87   DFO   B&W

AUSTRALIA IRON & STEEL PTY., LTD, PORT KEMBLA WORKS, PORT KEMBLA, N.S.W. AUSTRALIA

  VA-104-544   19-Jul-82   FPD   B&W

B.F. GOODRICH, CHEMICAL GROUP, LOUISVILLE, KENTUCKY

  VA-93-346   22-Oct-81   FPD   B&W

BABCOCK & WILCOX, EL PULVERIZER MANUAL, DESCRIPTION, OPERATION, CHECKS

  TX1-145-814   5-Jul-83   FPD   B&W

BABCOCK & WILCOX, EL-56 PULVERIZER MANUAL DESCRIPTION, OPERATION, CHECKS

  TX1-05-595   21-Apr-83   FPD   B&W

BAR/TUBE HOT GAGE OPERATORS GUIDE

  TXU-298-622   24-Sep-87   TPD   B&W

BAR/TUBE MILL HOT GAGE

  TXU-298-623   24-Sep-87   TPD   B&W

BIG RIVERS ELECTRIC CORPORATION, REID STATION – UNIT NO. 2, SEBREE, KENTUCKY

  454-903   4-Mar-80   FPD   B&W

BOARD OF MUNICIPAL UTILITIES, SIKESTON POWER STATION UNIT 1

  505-125   18-Jun-80   FPD   B&W

BOWATER CAROLINA COMPANY, NO. 3 RECOVERY BOILER, CATAWBA, SOUTH CAROLINA

  VA-130-282   5-Jul-83   FPD   B&W

BYPASS FLOW SCHEMATIC

  VA-138-736   27-Oct-83   FPD   B&W

BYPASS FLOW SCHEMATIC, INTERMOUNTAIN POWER PROJECT

  VA-145-245   9-Jan-84   FPD   B&W

CAJUN ELECTRIC POWER COOPERATIVE, INC., BIG CAJUN NO. 2, POWER STATION UNIT NO. 3, NEW ROADS, LOUISIANA

  VA-116-843   6-Dec-82   FPD   B&W

CENTRAL ILLINOIS PUBLIC SERVICE COMPANY, COFFEEN POWER STATION, UNIT NO. 1, COFFEEN, ILLINOIS

  VA-122-776   28-Mar-83   FPD   B&W

CENTRAL ILLINOIS PUBLIC SERVICE COMPANY, COFFEEN POWER STATION, UNIT NO. 2, COFFEEN, ILLINOIS

  VA-122-777   28-Mar-83   FPD   B&W

 

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THE BABCOCK WILCOX COMPANY AND SUBSIDIARIES

COPYRIGHTS

 

Copyright Title

 

Reg. No.

 

Reg. Date

 

Division

 

Company

CERA-VAM CERAMIC LINING EXTENDS WEAR LIFE OF COAL- HANDLING SYSTEMS

  TX-795-956   4-Nov-81   FPD   B&W

CINCINNATI GAS & ELECTRIC COMPANY, THE; DAYTON POWER & LIGHT COMPANY, THE; EAST BEND STATION, UNIT NO. 2, RABBIT, KENTUCKY (RB555)

  VA-198-895   19-Aug-85   FPD   B&W

COMMONWEALTH EDISON COMPANY, KINCAID GENERATING STATION, UNIT NOS. 1&2, KINCAID, ILLINOIS

  VA-157-295   11-Jun-84   FPD   B&W

CONSUMERS POWER COMPANY, JAMES H. CAMPBELL PLANT, UNIT NO. 2, WEST OLIVE, MICHIGAN

  TX-710-115   12-May-81   FPD   B&W

COOLING CONTROL PROGRAM FOR SHAPE MELTING, A

  TXU-374-472   3-Apr-89   FPD   B&W

DAYTON POWER & LIGHT COMPANY, CINCINNATI GAS & ELECTRIC COMPANY, KILLEN ELECTRIC GENERATING STATION

  VA-104-897   14-May-82   FPD   B&W

DEPARTMENT OF ELECTRIC AND WATER UTILITIES, C.D. MCINTOSH PLANT, UNIT NO. 3, CITY OF LAKELAND, FLORIDA, BABCOCK & WILCOX, RADIANT REHEAT BOILER

  TX-827-464   7-Jan-82   FPD   B&W

DEPT. OF ELECTRIC AND WATER UTILITIES C.D. MCINTOSH PLAT, UNIT NO. 3 CITY OF LAKELAND, FLORIDA

  TX-827-464   7-Jan-82   FPD   B&W

DETROIT EDISON COMPANY, THE, BELLE RIVER POWER PLANT, UNITS NOS. 1 & 2, ST. CLAIR, MICHIGAN

  VA-145-244   9-Jan-84   FPD   B&W

DUQUESNE LIGHT COMPANY ELRAMA POWER STATION, UNIT NO. 3 ELRAMA, PENNSYLVANIA

  VA-161-319   29-May-84   UPG   B&W

DUQUESNE LIGHT COMPANY ELRAMA POWER STATION, UNITS NO. 1 & 2 ELRAMA, PENNSYLVANIA

  VA-161-318   29-May-84   UPG   B&W

DUQUESNE LIGHT COMPANY, ELRAMA POWER STATION, UNIT NO. 4, ELRAMA, PENNSYLVANIA

  VA-153-136   6-Apr-84   UPG   B&W

EL PULVERIZER MAINTENANCE MANUAL

  TX-1-267-005   16-Jan-84   FPD   B&W

EL-56 PULVERIZER MAINTENANCE MANUAL FOR CITY OF GRAND HAVEN, BOARD OF POWER & LIGHT, GRAND HAVEN, MICHIGAN

  TX-1-105-697   21-Apr-83   FPD   B&W

FEATHER RIVER PROJECT, MARYSVILLE, CALIFORNIA, CIRCULATING FLUID BED BOILER

  VA-237-840   11-Sep-86   PSI   B&W

FEEDWATER TREATMENT FOR RB BOILERS

  504-142   3-Jul-80   FPD   B&W

 

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THE BABCOCK WILCOX COMPANY AND SUBSIDIARIES

COPYRIGHTS

 

Copyright Title

 

Reg. No.

 

Reg. Date

 

Division

 

Company

FLORIDA POWER CORPORATION, CRYSTAL RIVER PLANT, UNIT NO. 4, CRYSTAL RIVER, FLORIDA

  VA-96-701   29-Mar-82   FPD   B&W

FLUE GAS DESULFURIZATION (FGD) LEXICON

  TX-6-849-972   16-Oct-07   FPD   B&W

FOSSIL POWER GENERATION DIVISION, BABCOCK & WILCOX, B&W BAG FILTERHOUSE, BROCHURE NO. E101-3066

  TX-621-165   30-Jan-81   FPD   B&W

FOSSIL-FUEL-FIRED BOILERS: FUNDAMENTALS AND ELEMENTS *

  TXU-405-775   16-Feb-90   FPD   B&W

GEORGIA-PACIFIC CORPORATION, CROSSETT ARKANSAS, PROJECT CIP-84-10A BOILER

  VA-237-841   11-Sep-86   PSI   B&W

GRAPHICS GUIDE

  A-721387   2-Mar-76   FPD   B&W

GREENWOOD MILLS, EDISTO PLANT, ORANGEBURG, SOUTH CAROLINA

  TX-686-378   12-May-81   FPD   B&W

HAMMERMILL PAPER COMPANY, ERIE, PENNSYLVANIA, BABCOcK & WILCOX PROCESS RECOVERY BOILER

  587-953   25-Nov-80   FPD   B&W

ILLINOIS POWER COMPANY, BALDWIN POWER STATION, UNIT NO. 1, BALDWIN, ILLINOIS

  VA-93-347   22-Oct-81   FPD   B&W

ILLINOIS POWER COMPANY, BALDWIN POWER STATION, UNIT NO. 2, BALDWIN, ILLINOIS

  VA-93-345   22-Oct-81   FPD   B&W

INTERMOUNTAIN POWER PROJECT, UNIT NO. 1, LYNNDYL, UTAH

  VA-145-242   9-Jan-84   FPD   B&W

INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA, BABCOCK & WILCOX 900 TON BLACK LIQUOR RECOVERY BOILER

  TX- 660-220   26-Mar-81   FPD   B&W

INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA, BABCOCK & WILCOX STIRLING POWER BOILER

  TX- 741-297   22-Jun-81   FPD   B&W

IOWA-ILLINOIS GAS & ELECTRIC COMPANY, LOUISA GENERATING STATION, UNIT NO. 1, LOUISA COUNTY, IOWA

  VA-93-349   22-Oct-81   FPD   B&W

KANSAS CITY POWER & LIGHT COMPANY, ST. JOSEPH LIGHT & POWER COMPANY, IATAN PLANT – UNIT NO. 1, IATAN, MO, RADIANT REHEAT BOILER TUBE METAL IDENTIFICATION

  495-522   18-Jun-80   FPD   B&W

LOGICAL MACHINE

  TX-2-165-288   2-Oct-87   PCC   B&W

 

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Copyright Title

 

Reg. No.

 

Reg. Date

 

Division

 

Company

MAINTENANCE TRAINING MANUAL, MPS GEARBOX FOR ESTAL HOOGOVENS BV, IJMUIDEN, HOLLAND

  TX-1-105-704   21-Apr-83   FPD   B&W

MERCK & CO., INC., STONEWALL PLANT, ELKTON, VIRGINIA

  VA-104-280   16-Jul-82   FPD   B&W

MICHIGAN SOUTH CENTRAL POWER AGENCY, LITCHFIELD, MICHIGAN, BABCOCK & WILCOX STIRLING POWER BOILER

  VA-116-842   6-Dec-82   FPD   B&W

MICHIGAN SOUTH CENTRAL POWER AGENCY, LITCHFIELD, MICHIGAN, FLUE GAS SCRUBBER SYSTEM

  VA-116-846   6-Dec-82   FPD   B&W

MIRROR ALL-METAL REFLECTIVE INSULATION VALVE AND FLANGE COVERS, BROCHURE NO. A952-3006

  582-823   14-Nov-80   DPS   B&W

MONONGAHELA POWER COMPANY, WEST PENN POWER COMPANY, THE POTOMAC EDISON CO., FORT MARTIN UNIT NO. 2, MONONGAHELA, W. VA. B&W UNIVERSAL PRESSURE BOILER

  504-141   3-Jul-80   FPD   B&W

MPS PULVERIZER

  504-140   3-Jul-80   FPD   B&W

NEBRASKA PUBLIC POWER DISTRICT, GERALD GENTLEMAN STATION, UNIT NO. 2, SUTHERLAND, NEBRASKA, BABCOCK & WILCOX RADIANT REHEAT BOILER

  TX-660-219   26-Mar-81   FPD   B&W

NETWORK PLOTTING SYSTEM

  TX-76-124   28-Jul-78   FPD   B&W

NORTHERN INDIANA PUBLIC SERVICE COMPANY, ROLLIN M. SCHAHFER GENERATING STATION, UNIT NO. 14, WHEATFIELD, INDIANA, B&W UNIVERSAL PRESSURE BOILER

  VA-116-845   6-Dec-82   FPD   B&W

OHIO EDISON COMPANY, THE, W.H. SAMMIS PLANT, UNIT NO. 5, STRATTON, OHIO

  VA-198-894   19-Aug-85   FPD   B&W

OIL & GAS FIRED BOILER, OPERATIONS AND MAINTENANCE GUIDE

  TX-1-255-647   17-Oct-83   FPD   B&W

OPERATING INSTRUCTIONS FOR THE AET MODELS 204B AND 204G MINIATURE BATTERY-POWERED ACOUSTIC EMISSIONS SYSTEMS

  TX4-658-979   4-Nov-97   SIDT   B&W

OPERATOR TRAINING MANUAL CAJUN ELECTRIC POWER COOPERATIVE, INC. NEW ROADS, LOUISIANA

  TX-505-639   7-Jul-80   FPD   B&W

OPERATOR TRAINING MANUAL EL PULVERIZER MAINTENANCE MANUAL

  TX-505-640   7-Jul-80   FPD   B&W

OPERATOR TRAINING MANUAL FOR APPLETON PAPERS, INCORPORATED, ROARING SPRINGS, PENNSYLVANIA

  TX-1-105-703   21-Apr-83   FPD   B&W

 

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Copyright Title

 

Reg. No.

 

Reg. Date

 

Division

 

Company

OPERATOR TRAINING MANUAL FOR ASSOCIATED ELECTRIC COOPERATIVE, MOBERLY, MISSOURI

  TX2-126-700   24-Jul-87   DFO   B&W

OPERATOR TRAINING MANUAL FOR AUGUSTA NEWSPRINT COMPANY, NIXON, GEORGIA

  TX-1-105-705   21-Apr-83   FPD   B&W

OPERATOR TRAINING MANUAL FOR B.F.GOODRICH CHEMICAL COMPANY, LOUISVILLE, KENTUCKY

  TX-787-881   22-Oct-81   FPD   B&W

OPERATOR TRAINING MANUAL FOR BLACK & VEATCH CONSULTING ENGINEERS

  TX-868-573   12-Mar-82   FPD   B&W

OPERATOR TRAINING MANUAL FOR BOWATER CAROLINA COMPANY, CATAWBA, SOUTH CAROLINA

  TX-868-571   12-Mar-82   FPD   B&W

OPERATOR TRAINING MANUAL FOR CAJUN ELECTRIC POWER COOPERATIVE, INC., NEW ROADS, LA

  TX-1-024-037   6-Dec-82   FPD   B&W

OPERATOR TRAINING MANUAL FOR CARGILL INCORPORATED, CEDAR RAPIDS PLANT, CEDAR RAPIDS, IOWA

  TX-433-699   4-Mar-80   FPD   B&W

OPERATOR TRAINING MANUAL FOR CARGILL INCORPORATED, DAYTON, OHIO

  TX-584-419   18-Nov-80   FPD   B&W

OPERATOR TRAINING MANUAL FOR CENTRAL ILLINOIS PUBLIC SERVICE COMPANY, UNITS 1 AND 2, COFFEEN, ILLINOIS

  TX-1-208-776   17-Oct-83   FPD   B&W

OPERATOR TRAINING MANUAL FOR CITY OF AMES ELECTRIC AMES, IOWA

  TX-787-882   22-Oct-81   FPD   B&W

OPERATOR TRAINING MANUAL FOR CITY OF GRAND HAVEN, BOARD OF POWER & LIGHT, GRAND HAVEN, MICHIGAN

  TX-1-105-706   21-Apr-83   FPD   B&W

OPERATOR TRAINING MANUAL FOR CONSUMERS POWER COMPANY, WEST OLIVE, MICHIGAN

  TX-2-121-500   24-Jul-87   DFO   B&W

OPERATOR TRAINING MANUAL FOR CRA, INC., KANSAS CITY, MISSOURI

  TX-685-278   8-May-81   FPD   B&W

OPERATOR TRAINING MANUAL FOR DETROIT EDISON COMPANY, BELLE RIVER POWER PLANT, CHINA TOWNSHIP, MICHIGAN

  TX-1-267-004   16-Jan-84   FPD   B&W

OPERATOR TRAINING MANUAL FOR E.I. DUPONT DE NEMOURS & CO., FLORENCE, SOUTH CAROLINA

  TX-1-024-039   6-Dec-82   FPD   B&W

OPERATOR TRAINING MANUAL FOR FLORIDA POWER CORPORATION, UNIT NO. 4, CRYSTAL RIVER, FLORIDA

  TX-1-147-400   6-Jul-83   FPD   B&W

 

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   Reg. No.    Reg. Date    Division    Company

OPERATOR TRAINING MANUAL FOR GILMAN PAPER COMPANY, ST. MARYS, GEORGIA

   TX-1-023-949    6-Dec-82    FPD    B&W

OPERATOR TRAINING MANUAL FOR GREENWOOD MILLS, INC., ORANGEBURG, SOUTH CAROLINA

   TX-713-291    19-Jun-81    FPD    B&W

OPERATOR TRAINING MANUAL FOR GULF STATES UTILITIES COMPANY, BEAUMONT, TEXAS

   TX1-024-035    6-Dec-82    FPD    B&W

OPERATOR TRAINING MANUAL FOR ILLINOIS POWER COMPANY, BALDWIN POWER STATION, BALDWIN, ILLINOIS

   TX-879-662    29-Mar-82    FPD    B&W

OPERATOR TRAINING MANUAL FOR INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA

   TX-685-277    8-May-81    FPD    B&W

OPERATOR TRAINING MANUAL FOR INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA (STERLING POWER BOILER)

   TX-713-290    19-Jun-81    FPD    B&W

OPERATOR TRAINING MANUAL FOR JACKSONVILLE ELECTRIC AUTHORITY, NORTHSIDE GENERATING STATION, JACKSONVILLE, FL.

   TX-587-160    24-Nov-80    FPD    B&W

OPERATOR TRAINING MANUAL FOR KOREA ELECTRIC COMPANY, GOJEONG POWER PLANT, SEOUL, KOREA

   TX-1-024-036    6-Dec-82    FPD    B&W

OPERATOR TRAINING MANUAL FOR MERCK & CO., INC., STONEWALL PLANT, ELKTON, VIRIGINA

   TX-868-572    12-Mar-82    FPD    B&W

OPERATOR TRAINING MANUAL FOR MICHIGAN SOUTH CENTRAL POWER AGENCY, LITCHFIELD, MICHIGAN

   TX-905-504    14-May-82    FPD    B&W

OPERATOR TRAINING MANUAL FOR NEBRASKA PUBLIC POWER DISTRICT, GERALD GENTLEMAN STATION, SUTHERLAND, NEBRASKA

   TX-660-248    26-Mar-81    FPD    B&W

OPERATOR TRAINING MANUAL FOR OIL & GAS FIRED UTILITY BOILERS

   TX-1-208-774    17-Oct-83    FPD    B&W

OPERATOR TRAINING MANUAL FOR PACKAGING CORPORATION OF AMERICA, FILER CITY, MICHIGAN

   TX-1-145-818    5-Jul-83    FPD    B&W

OPERATOR TRAINING MANUAL FOR PENNTECH PAPERS, INC., JOHNSONBURG, PENNSYLVANIA

   TX-1-024-034    6-Dec-82    FPD    B&W

OPERATOR TRAINING MANUAL FOR PENNTECH PAPERS, INC., JOHNSONBURG, PENNSYLVANIA

   TX-1-145-817    5-Jul-83    FPD    B&W

OPERATOR TRAINING MANUAL FOR PUBLIC SERVICE OF NEW HAMPSHIRE MANCHESTER, NEW HAMPSHIRE

   TX-827-483    7-Jan-82    FPD    B&W

 

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   Reg. No.    Reg. Date    Division    Company

OPERATOR TRAINING MANUAL FOR REPUBLIC STEEL CORPORATION, WARREN, OHIO

   TX-905-504    14-May-82    FPD    B&W

OPERATOR TRAINING MANUAL FOR SUNFLOWER ELECTRIC COOPERATIVE, GARDEN CITY, KANSAS

   TX-1-145-816    5-Jul-83    FPD    B&W

OPERATOR TRAINING MANUAL FOR TENNECO OIL COMPANY, SWEETWATER COUNTY, WYOMING

   TX-660-247    26-Mar-81    FPD    B&W

OPERATOR TRAINING MANUAL FOR THE ALABAMA POWER COMPANY, MILLER STEAM PLANT, UNIT NO. 2, WEST JEFFERSON, ALABAMA

   TX-1-267-006    16-Jan-84    FPD    B&W

OPERATOR TRAINING MANUAL FOR THE FM PACKAGE BOILER

   TX-1-208-775    17-Oct-83    FPD    B&W

OPERATOR TRAINING MANUAL FOR TOLEDO EDISON COMPANY BAYSHORE STATION OREGON, OHIO

   TX-1-145-815    5-Jul-83    FPD    B&W

OPERATOR TRAINING MANUAL FOR TOLEDO EDISON COMPANY BAYSHORE STATION TOLEDO, OHIO

   TX-1-024-038    6-Dec-82    FPD    B&W

OPERATOR TRAINING MANUAL FOR UNIVERSITY OF NORTHERN IOWA, CEDAR FALLS, IOWA

   TX-433-231    14-Mar-80    FPD    B&W

OPERATOR TRAINING MANUAL FOR UTAH POWER & LIGHT COMPANY HUNTER STATION UNITS 3&4 CASTLE DALE, UTAH

   TX-1-105-698    21-Apr-83    FPD    B&W

OPERATOR TRAINING MANUAL FOR WESTERN FARMERS ELECTRIC COOPERATIVE, FT. TOWSON, OKLAHOMA

   TX-2-121-504    24-Jul-87    FPD    B&W

OPERATOR TRAINING MANUAL FOR WESTERN KRAFT PAPER GROUP

   TX-685-276    8-May-81    FPD    B&W

OPERATOR TRAINING MANUAL FOR WISCONSIN POWER & LIGHT EDGEWATER GENERATING STATION, SHEBOYGAN, WISCONSIN

   TX-1-208-683    17-Oct-83    FPD    B&W

OPERATOR TRAINING MANUAL, BALTIMORE GAS & ELECTRIC COMPANY, BALTIMORE, MARYLAND

   TX-504-105    3-Jul-80    FPD    B&W

OPERATOR TRAINING MANUAL, BALTIMORE GAS & ELECTRIC COMPANY, BALTIMORE, MARYLAND

   TX-502-894    2-Jul-80    FPD    B&W

OPERATOR TRAINING MANUAL, CITY OF LAKELAND, FL.

   TX-787-883    22-Oct-81    FPD    B&W

OPERATOR TRAINING MANUAL, IOWA-ILLINOIS GAS & ELECTRIC COMPANY, LOUISA GENERATING STATION MUSCATINE, IOWA

   TX-827-334    6-Jan-82    FPD    B&W

 

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  Page 63 of 12  


THE BABCOCK WILCOX COMPANY AND SUBSIDIARIES

COPYRIGHTS

 

Copyright Title

   Reg. No.    Reg. Date    Division    Company

OPERATOR TRAINING MANUAL, PUBLIC SERVICE CO. OF NEW MEXICO UNITS 3&4 SAN JUAN STATION WATERFLOW, NM

   TX-827-335    6-Jan-82    FPD    B&W

OPERATOR TRAINING MANUAL, SAN MIGUEL ELECTRIC COOPERATIVE, SAN MIGUEL PLANT, CHRISTINE, TEXAS

   TX-543-600    7-Jul-80    FPD    B&W

PACKAGING CORPORATION OF AMERICA FILER CITY, MICHIGAN

   VA-122-780    28-Mar-83    FPD    B&W

PCPOWER

   TX-2-098-911    26-Jun-87    RDD    B&W

PCPOWER

   TX-2-140-588    26-Aug-87    RDD    B&W

PCPOWER

   TX-2-190-950    27-Nov-87    RDD    B&W

PDD-1000 PARTIAL DISCHARGE DETECTOR OPERATOR’S GUIDE

   TX4-658-842    4-Nov-97    SIDT    B&W

PENNSYLVANIA ELECTRIC COMPANY, NEW YORK ELECTRIC AND GAS COMPANY, HOMER CITY STATION UNIT NO. 3, HOMER CITY, PA

   TX-467-228    5-Mar-80    FPD    B&W

PENNTECH PAPERS, INC., UNITS 81&82, JOHNSONBURG, PENNSYLVANIA

   VA-122-775    28-Mar-83    FPS    B&W

PORTABLE ALL ACOUSTIC LEAK LOCATOR MODEL LD-180P OPERATING MANUAL

   TX4-660-370    4-Nov-97    SIDT    B&W

POTOMAC ELECTRIC POWER COMPANY GENERATING STATION “E”- UNITS NO. 1 AND 2 CHALK POINT, MARYLAND

   VA-122-778    28-Mar-83    FPD    B&W

PUBLIC SERVICE COMPANY OF NEW MEXICO, SAN JUAN STATION, UNIT NOS. 3&4, WATERFLOW, NEW MEXICO

   VA-198-897    19-Aug-85    PSI    B&W

PUBLIC SERVICE COMPANY OF NEW MEXICO, SAN JUAN, UNIT NOS. 3&4, WATERLFOW, NEW MEXICO

   VA-93-350    22-Oct-81    FPD    B&W

QUEENSLAND NICKEL PTY., LTD. YABULU, QUEENSLAND, AUSTRALIA (TECHNICAL DRAWING)

   VA-104-281    16-Jul-82    FPD    B&W

REPUBLIC STEEL CORPORATION, MAHONING VALLEY PLANT, WARREN, OHIO

   VA-104-470    14-May-82    FPD    B&W

SAN MIGUEL ELECTRIC POWER COOPERATIVE, INC., SAN MIGUEL PLANT, UNIT NO. 1, CHRISTINE, TEXAS B&W RADIANT REHEAT BOILER

   495-613    18-Jun-80    FPD    B&W

 

Prepared by: AMSaus, 4/26/2010

  Page 64 of 12  


THE BABCOCK WILCOX COMPANY AND SUBSIDIARIES

COPYRIGHTS

 

Copyright Title

   Reg. No.    Reg. Date    Division    Company

SECONDARY AIR HEATER, DETROIT EDISON COMPANY, BELLE RIVER POWER PLANT

   VA-154-188    3-May-84    FPD    B&W

SIERRA PACIFIC POWER COMPANY, NORTH VALMY STATION, UNIT NO. 1, VALMY, NEVADA B&W RADIANT REHEAT BOILER

   VA-116-844    6-Dec-82    FPD    B&W

SO2 REMOVAL PROJECT FOR ARIZONA PUBLIC SERVICE COMPANY FOUR CORNERS UNITS 4&5 FRUITLAND, NEW MEXICO

   TX-1-267-003    16-Jan-84    FPD    B&W

STEAM ITS GENERATION AND USE

   TX-6-468-898    11-Aug-06    FPD    B&W

STEAM, ITS GENERATION AND USE

   TX3-820-289    8-Mar-94    FPD    B&W

STEAM, ITS GENERATION AND USE

   TX-36-602    13-May-78    FPD    B&W

STEAM, ITS GENERATION AND USE

   A-693057    1-Dec-75    FPD    B&W

STEAM, ITS GENERATION AND USE

   A-638308    25-Jul-63    FPD    B&W

STEAM, ITS GENERATION AND USE

   AA-447247    3-Jun-60    FPD    B&W

STEAM, ITS GENERATION AND USE

   AA-406366    20-Jul-59    FPD    B&W

STEAM, ITS GENERATION AND USE

   AA-214504    20-Dec-55    FPD    B&W

SWAGE DRAW EXPERT SYSTEM

   TXU-617-134    28-Feb-94    FPD    B&W

TECHNICAL PROPOSAL TO JACKSONVILLE ELECTRIC AUTHORITY (PURCHASER) FOR REHEATER PURCHASE AT NORTHSIDE UNIT NO. 1 (ORIGINAL UP-34)

   TX2-380-986    18-Aug-88    FPD    B&W

TEXAS UTILITIES SERVICES, INC. MONTICELLO STEAM ELECTRIC STATION UNIT NO. 3, MT. PLEASANT, TEXAS BABCOCK & WILCOX UNIVERSAL PRESSURE BOILER

   TX-660-218    26-Mar-81    FPD    B&W

TUBE METAL IDENTIFICATION, INTERMOUNTAIN POWER PROJECT, UNIT NO. 1, LYNNDYL, UTAH

   VA-145-241    9-Jan-84    FPD    B&W

TUBE METAL IDENTIFICATION, NORTHERN INDIANA PUBLIC SERVICE COMPANY, ROLLIN M. SCHAHFER GENERATING STATION, UNIT NO. 14 WHEATFIELD, ILLINOIS

   VA-137-557    17-Oct-83    FPD    B&W

 

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THE BABCOCK WILCOX COMPANY AND SUBSIDIARIES

COPYRIGHTS

 

Copyright Title

   Reg. No.    Reg. Date    Division    Company

TUBE METAL IDENTIFICATION, THE CLEVELAND ELECTRIC ILLUMINATING COMPANY, AVON LAKE PLANT – UNIT NO. 9, AVON LAKE, OHIO

   VA-198-550    16-Aug-85    FPD    B&W

TUBE METAL IDENTIFICATION, THE DETROIT EDISON COMPANY BELLE RIVER PLANT, UNIT NOS. 1 & 2 ST. CLAIR, MICHIGAN

   VA-145-243    9-Jan-84    FPD    B&W

TUBE METAL IDENTIFICATION, WISCONSIN POWER & LIGHT COMPANY, EDGEWATER GENERATING STATION, UNIT NO. 5 SHEBOYGAN, WISCONSIN

   VA-122-774    28-Mar-83    FPD    B&W

UNIVERSITY OF NORTHERN IOWA PLANT NO. 2, UNIT NO. 3 CEDAR FALLS, IOWA

   TX-467-229    5-Mar-80    FPD    B&W

USEFUL TABLES

   TX-35-729    9-May-78    FPD    B&W

UTAH POWER & LIGHT, HUNTER STATION, UNITS NO. 3 & 4, CASTLEDALE, UTAH

   VA-122-773    28-Mar-83    FPD    B&W

UTILITY MAINTENANCE GUIDE FOR WESTERN FARMERS ELECTRIC COOPERATIVE, FT. TOWSON, OKLAHOMA

   TX2-122-729    24-Jul-87    DFO    B&W

WESTERN FARMERS ELECTRIC COOPERATIVE, HUGO PLANT – UNIT NO. 1, HUGO, OKLAHOMA, BABCOCK & WILCOX RADIANT REHEAT BOILER

   TX-741-298    22-Jun-81    FPD    B&W

WISCONSIN POWER & LIGHT COMPANY, EDGEWATER GENERATING STATION, UNIT NO. 5, SHEBOYGAN, WISCONSIN

   VA-122-779    28-Mar-83    FPD    B&W
Babcock & Wilcox Industries Ltd.

ROUTE SHEET GENERATIVE PROGRAM

   CANADIAN
409561
   7-Oct-91    BWCL    BWIL
McDermott International, Inc. (used by B&W)

REENGINEERING EXECUTIVE PRESENTATION

   Txu-812-355    14-Aug-97    MIT    MII

REENGINEERING WORKSHOP

   TXU-666-137    27-Dec-94    EISD    MII

REENGINEERING WORKSHOP INSTRUCTOR MANUAL

   TXU-827-210    13-Aug-97    MIT    MII

TOTAL QUALITY MANAGEMENT REFERENCE MANUAL

   TXU-800-804    14-Aug-97    EISD    MII

 

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THE BABCOCK WILCOX COMPANY AND SUBSIDIARIES

COPYRIGHTS

 

Copyright Title

   Reg. No.    Reg. Date    Division    Company
McDermott Technology, Inc. (name change effective April 21, 2010)

DETROIT EDISON CO., THE, BELLE RIVER POWER PLANT ST. CLAIR MICHIGAN

   VA-161-320    29-May-84    RDD    MTI

ELEMENTS OF TWO-PHASE FLOW IN FOSSIL BOILERS

   TX-2-150-696    10-Sep-87    CRD    MTI

HELIX

   TX-2-641-197    31-Jul-89    RDD    MTI

PCFAD

   TX-2-831-081    8-May-90    RDD    MTI

PERSONAL COMPUTER CONTROL PROGRAM PC/CP

   TX-2-147-035    2-Sep-87    ARC    MTI

pH AND CONDUCTIVITY SOLVER

   TXU-387-279    23-Aug-89    RDD    MTI

PLATE LAMINATE

   TXU-496-596    14-Jun-91    RDD    MTI

SOFTWARE DEVELOPMENT GUIDELINES

   TX-2-327-698    8-Jun-88    RDD    MTI

STANDARD PRACTICE MANUAL

   TXU-292-232    17-Aug-87    RDD    MTI

 

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  Page 67 of 12  


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

0340

   SPRING LOADED BRAKE ASSEMBLY FOR INDEXING SOOTBLOWER
   Granted    24-Jan-1991    07/645,220          19-Nov-1991    5065472    Diamond Power International, Inc.

0343

   HUB ASSEMBLY FOR SOOTBLOWER
   Granted    12-Apr-1991    07/685464          25-Feb-1992    5090087    Diamond Power International, Inc.

0346

   FLOATING CABLE LOOP CONTROL ASSEMBLY
   Granted    29-Jul-1991    07/737,459          01-Dec-1992    5167307    Diamond Power International, Inc.

0348

   METHOD AND APPARATUS FOR CONSTANT PROGRESSION OF A CLEANING JET ACROSS HEATED SURFACES
   Granted    02-May-1992    07/877987          16-Aug-1994    5337438    Diamond Power International, Inc.

0348A

   METHOD AND APPARATUS FOR CONSTANT PROGRESSION OF A CLEANING JET ACROSS HEATED SURFACES
   Granted    20-May-1994    08/247,001          01-Aug-1995    5437295    Diamond Power International, Inc.

0353B

   SOOTBLOWER HAVING VARIABLE DISCHARGE
02    Granted    25-Apr-1994    08/232322          23-May-1995    5416946    Diamond Power International, Inc.

0355

   METHOD AND APPARATUS OF PREHEATING A SOOTBLOWER LANCE
   Granted    03-Feb-1993    08/013770          14-Jun-1994    5320073    Diamond Power International, Inc.

0357

   OPEN BEAM SOOTBLOWER
   Granted    22-Mar-1993    08/034251          05-Apr-1994    5299533    Diamond Power International, Inc.

0357A

   OPEN BEAM SOOTBLOWER
01    Granted    29-Sep-1993    08/128840          22-Nov-1994    5365890    Diamond Power International, Inc.

0357B

   OPEN BEAM SOOTBLOWER
01    Granted    28-Jan-1994    08/189301          04-Jul-1995    5429076    Diamond Power International, Inc.

0357C

   OPEN BEAM SOOT BLOWER
01    Granted    12-May-1995    08/440317          27-Aug-1996    5549079    Diamond Power International, Inc.

0373

   RETRACTABLE CHEMICAL INJECTION SYSTEM
   Granted    27-Jan-1995    08/379974          17-Dec-1996    5585072    Diamond Power International, Inc.

0374

   PARAMETER SENSING SOOTBLOWER
   Granted    03-Apr-1997    08/832309          13-Jul-1999    5920951    Diamond Power International, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 68 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO

SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

4029

  

LA MONT CYCLE FEEDWATER ARRANGEMENT

  

Pending

  

13-Jun-1974

  

05/479076

              

McDermott Technology, Inc.

4814

  

METHOD OF CHROMIZING A WORKPIECE BY APPLYING A COATING CONTAINING CHROMIUM PARTICLES ONTO A CERAMIC CARRIER, POSITION

  

Granted

  

28-Feb-1990

  

07/486481

        

20-Aug-1991

  

5041309

  

McDermott Technology, Inc.

5069

  

SOx, NOx AND PARTICULATE REMOVAL SYSTEM

01   

Granted

  

03-Apr-1990

  

504192

        

17-Dec-1996

  

5585081

  

Babcock & Wilcox Power Generation Group, Inc.

5086

  

NUCLEAR FUEL ELEMENT FOR A PARTICLE BED REACTOR

  

Granted

  

21-Nov-1990

  

616951

        

10-Sep-1991

  

5047204

  

BWX Technologies, Inc.

5093

  

CASCADING PRESSURE CONTINUOUS BLOW BOTTLE

  

Granted

  

02-Jun-1992

  

889929

        

30-Nov-1993

  

5265983

  

Babcock & Wilcox Power Generation Group, Inc.

5096

  

FLUID VELOCITY MEASUREMENT DEVICE FOR A GENERATING BANK TUBE

  

Granted

  

17-Aug-1990

  

569315

        

15-Dec-1992

  

5170672

  

Babcock & Wilcox Power Generation Group, Inc.

5098

  

NON-WELDED ATTACHMENT TUBE SUPPORT LUG CASTING

  

Granted

  

31-Aug-1990

  

576305

        

03-Mar-1992

  

5092278

  

Babcock & Wilcox Power Generation Group, Inc.

5104

  

METAL DISINTEGRATOR TUBE CUTTER

  

Granted

  

15-Oct-1990

  

597962

        

31-Dec-1991

  

5077456

  

Babcock & Wilcox Power Generation Group, Inc.

5108

  

SOX, NOX AND PARTICULATE REMOVAL SYSTEM

01   

Granted

  

02-Oct-1990

  

593546

        

22-Oct-1996

  

5567394

  

Babcock & Wilcox Power Generation Group, Inc.

5110

  

LOW PRESSURE LOSS/REDUCER DEPOSITION ATOMIZER

  

Granted

  

21-Mar-1991

  

672820

        

14-Jul-1992

  

5129583

  

Babcock & Wilcox Power Generation Group, Inc.

5115

  

FURNACE CLEANLINESS MONITOR FOR HIGH REFLECTIVITY ASH

  

Granted

  

03-Dec-1990

  

621416

        

10-Mar-1992

  

5094695

  

Diamond Power International, Inc.

5116

  

ADVANCED WATER LANCE CONTROL SYSTEM BASED ON PEAK FURNACE WALL EMISSIVITY

  

Granted

  

03-Dec-1990

  

621418

        

17-Mar-1992

  

5096502

  

Diamond Power International, Inc.

5131

  

BI-METALLIC EXTRUSION BILLET PREFORMS & METHOD & APPARATUS FOR PRODUCING SAME

  

Granted

  

04-Oct-1991

  

771906

        

04-May-1993

  

5207776

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 69 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO

SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5134

  

VIDEO TEMPERATURE MONITOR

  

Granted

  

05-Jun-1991

  

711469

        

06-Jul-1993

  

5225883

  

Babcock & Wilcox Power Generation Group, Inc.

5136

  

PLASMA ARC WELDING ADAPTED TO ID ELLIPSOID PROCESS

  

Granted

  

17-Jun-1991

  

715956

        

30-Mar-1993

  

5198635

  

Babcock & Wilcox Power Generation Group, Inc.

5140

  

ACOUSTIC EMISSION LEAK SIMULATOR

  

Granted

  

08-Jul-1991

  

726465

        

04-Aug-1992

  

5134876

  

Babcock & Wilcox Power Generation Group, Inc.

5141

  

METHOD FOR DIFFUSION COATING A WORKPIECE WITH Cr, Si, Al OR B BY PLACING COATED CERAMIC ALUMINO-SILICATE FIBERS NEXT TO

01   

Granted

  

25-Apr-1991

  

691182

        

04-Aug-1992

  

5135777

  

McDermott Technology, Inc.

5145

  

SINGLE SPRAY LEVEL FOR FLUE GAS DESULFURIZATION SYSTEM

  

Granted

  

26-Jul-1991

  

736334

        

22-Dec-1992

  

5173093

  

Babcock & Wilcox Power Generation Group, Inc.

5151

  

PRESSURE PULSE CLEANING FOR ABSORPTION TOWER DISTRIBUTORS

  

Granted

  

18-Dec-1991

  

809377

        

09-Nov-1993

  

5259446

  

Babcock & Wilcox Power Generation Group, Inc.

5152

  

BOILER TOP SUPPORT CASING CHANNEL SLIT RING

  

Granted

  

01-Jul-1991

  

724258

        

25-Feb-1992

  

5090370

  

Babcock & Wilcox Power Generation Group, Inc.

5156

  

ACCESS DOOR WITH SAFETY LATCH FOR PRESSURIZED AIR CHAMBERS

  

Granted

  

25-Jul-1991

  

735568

        

30-Mar-1993

  

5197226

  

Babcock & Wilcox Power Generation Group, Inc.

5164

  

LOW PRESSURE DROP DRY SCRUBBER

  

Granted

  

23-Oct-1991

  

781465

        

16-Mar-1993

  

5194076

  

Babcock & Wilcox Power Generation Group, Inc.

5165

  

ROTATING ELECTROMAGNETIC ACOUSTIC TRANSDUCER FOR METAL INSPECTION

  

Granted

  

07-Oct-1991

  

772316

        

24-Aug-1993

  

5237874

  

BWX Technologies, Inc.

5174

  

REGENERABLE FLUE GAS DESULPHURIZATION SYSTEM

  

Granted

  

12-Nov-1991

  

790900

        

30-Nov-1993

  

5266287

  

Babcock & Wilcox Power Generation Group, Inc.

5181

  

ARTICULATED SLUDGE LANCE WITH A MOVEABLE EXTENSION NOZZLE

  

Granted

  

10-Jan-1992

  

819249

        

16-Mar-1993

  

5194217

  

Babcock & Wilcox Power Generation Group, Inc.

5184

  

METHOD FOR ERECTION OF ABSORBER TOWERS USING JACKING SYSTEM

  

Granted

  

30-Oct-1991

  

784860

        

26-Apr-1994

  

5305574

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 70 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO

SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5188

  

UPFLOW/DOWNFLOW HEATED TUBE CIRCULATING SYSTEM

01   

Granted

  

29-Oct-1991

  

785147

        

13-Apr-1993

  

5201282

  

Babcock & Wilcox Power Generation Group, Inc.

5202

  

FEEDWATER CONTROL FOR DRUM TYPE STEAM GENERATORS

  

Granted

  

22-Jan-1992

  

823503

        

22-Sep-1992

  

5148775

  

Babcock & Wilcox Power Generation Group, Inc.

5203

  

THERMIONIC REACTOR

  

Granted

  

17-Jan-1992

  

822391

        

21-Sep-1993

  

5247548

  

Babcock & Wilcox Nuclear Operations Group, Inc.

5207

  

SUPPORT OF INTERSPACED OPPOSED FEED HEADERS FOR FGD SYSTEMS

  

Granted

  

21-May-1992

  

886581

        

21-Dec-1993

  

5271873

  

Babcock & Wilcox Power Generation Group, Inc.

5220

  

HYDROGEN PEROXIDE FOR FLUE GAS DESULFURIZATION

  

Granted

  

08-Sep-1994

  

303311

        

21-Jan-1997

  

5595713

  

Babcock & Wilcox Power Generation Group, Inc.

5231

  

LOW NOX BURNER SYSTEM

  

Granted

  

13-Mar-1992

  

850600

        

27-Apr-1993

  

5205226

  

Babcock & Wilcox Power Generation Group, Inc.

5232

  

DRY SCRUBBER WITH INTEGRAL PARTICULATE COLLECTION DEVICE

  

Granted

  

24-Jun-1992

  

904304

        

01-Jun-1993

  

5215557

  

Babcock & Wilcox Power Generation Group, Inc.

5239

  

CONTAINMENT DEVICE FOR CONTAMINATED BUILDING DEMOLITION

  

Granted

  

31-Jul-1992

  

922881

        

13-Apr-1993

  

5201152

  

BWX Technologies, Inc.

5242

  

FLUID BED COMBUSTION REHEAT STEAM TEMPERATURE CONTROL

  

Granted

  

01-Jun-1992

  

891096

        

11-May-1993

  

5209188

  

Babcock & Wilcox Power Generation Group, Inc.

5243

  

METHOD FOR ALUMINIZING A FERRITIC WORKPIECE BY COATING IT WITH AN AQUEOUS ALUMINA SLURRY, ADDING A HALIDE ACTIVATOR

01   

Granted

  

24-Apr-1992

  

873925

        

04-May-1993

  

5208071

  

Babcock & Wilcox Power Generation Group, Inc.

5258

  

ENHANCED REAGENT UTILIZATION FOR DRY OR SEMI-DRY SCRUBBER

  

Granted

  

08-Jul-1992

  

910062

        

28-Dec-1993

  

5273721

  

Babcock & Wilcox Power Generation Group, Inc.

5264

  

PURIFICATION OF FGD GYPSUM PRODUCT

  

Granted

  

01-Sep-1992

  

937775

        

01-Jun-1993

  

5215672

  

Babcock & Wilcox Power Generation Group, Inc.

5273

  

CRACK ORIENTATION DETERMINATION AND DETECTION USING HORIZONTALLY POLARIZED SHEAR WAVES

  

Granted

  

17-Sep-1992

  

947123

        

24-Jan-1995

  

5383365

  

McDermott Technology, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 71 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5274

  

SO2 CONTROL USING MOVING GRANULAR BEDS

  

Granted

  

07-Aug-1992

  

926492

        

30-Nov-1993

  

5266288

  

Babcock & Wilcox Power Generation Group, Inc.

5282

  

APPARATUS FOR DETECTING CARRYOVER PARTICLES IN THE INTERIOR OF A FURNACE

  

Granted

  

08-May-1990

  

521082

        

30-Apr-1991

  

5010827

  

Diamond Power International, Inc.

5289

  

PRESSURE PULSE CLEANING FOR ABSORPTION TOWER DISTRIBUTORS

01   

Granted

  

03-Sep-1992

  

940087

        

28-Dec-1993

  

5273590

  

Babcock & Wilcox Power Generation Group, Inc.

5294

  

REVERSIBLE, WEAR-RESISTANT ASH SCREW COOLER SECTION

  

Granted

  

29-Sep-1992

  

953631

        

10-May-1994

  

5309848

  

Babcock & Wilcox Power Generation Group, Inc.

5307

  

CYCLONE FURNACE WITH INCREASED TUBE WALL MATERIAL

01   

Granted

  

04-Nov-1992

  

972179

        

28-Dec-1993

  

5273003

  

Babcock & Wilcox Power Generation Group, Inc.

5311

  

BENEFICIATION OF DRY SCRUBBER PRODUCT

  

Granted

  

08-Feb-1993

  

015956

        

07-Jun-1994

  

5318227

  

Babcock & Wilcox Power Generation Group, Inc.

5313

  

COST REDUCTION OF WET FGD SYSTEMS WITH A TRAY

  

Granted

  

27-Jan-1993

  

009698

        

25-Jan-1994

  

5281402

  

Babcock & Wilcox Power Generation Group, Inc.

5315

  

ASYMMETRIC PULVERIZER TIRE

  

Granted

  

16-Mar-1993

  

033694

        

13-Sep-1994

  

5346148

  

Babcock & Wilcox Power Generation Group, Inc.

5317

  

METHOD AND APPARATUS FOR GAS LIQUID CONTACT

  

Granted

  

30-Nov-1992

  

983109

        

21-Sep-1993

  

5246471

  

Babcock & Wilcox Power Generation Group, Inc.

5323

  

CHEMICAL CONVERSION PLUG TO ACHIEVE GAS TIGHTNESS

  

Granted

  

03-May-1993

  

055097

        

21-Dec-1993

  

5271550

  

Babcock & Wilcox Power Generation Group, Inc.

5324

  

FGD PERFORMANCE ENHANCEMENT BY HYDROCLONE AND RECYCLING STEPS

  

Granted

  

08-Mar-1993

  

028895

        

03-May-1994

  

5308509

  

Babcock & Wilcox Power Generation Group, Inc.

5336

  

CIRCULATING FLUIDIZED BED REACTOR WITH INTERNAL PRIMARY PARTICLE SEPARATION AND RETURN

  

Granted

  

25-Mar-1993

  

08/037986

        

06-Sep-1994

  

5343830

  

Babcock & Wilcox Power Generation Group, Inc.

5342

  

HIGH EFFICIENCY ADVANCED DRY SCRUBBER

  

Granted

  

23-Jun-1993

  

081765

        

11-Oct-1994

  

5354364

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 72 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO

SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5343

  

GAS LANE BARRIERS BETWEEN MODULES OF HEAT RECOVERY STEAM GENERATORS

  

Granted

  

02-Apr-1993

  

042328

        

01-Nov-1994

  

5359823

  

Babcock & Wilcox Power Generation Group, Inc.

5344

  

INTEGRAL SHIPPING TRUSS ASSEMBLY FOR HEAT RECOVERY STEAM GENERATOR MODULES

  

Granted

  

07-Apr-1993

  

044992

        

06-Dec-1994

  

5370239

  

Babcock & Wilcox Power Generation Group, Inc.

5352

  

METHOD OF REAGENT AND OXIDATION AIR DELIVERY

  

Granted

  

16-Aug-1993

  

107387

        

19-Mar-1996

  

5500196

  

Babcock & Wilcox Power Generation Group, Inc.

5353

  

DRY SCRUBBER WITH CONDENSING HEAT EXCHANGER FOR CYCLE EFFICIENCY IMPROVEMENT

  

Granted

  

10-Aug-1993

  

104974

        

23-Aug-1994

  

5339755

  

Babcock & Wilcox Power Generation Group, Inc.

5363

  

COMBINED HEAT EXCHANGER AND AMMONIA INJECTION PROCESS

  

Granted

  

15-Jun-1993

  

08/076994

        

10-Jan-1995

  

5380499

  

Babcock & Wilcox Power Generation Group, Inc.

5367

  

METHOD AND APPARATUS FOR CONTROLLING THE BED TEMPERATURE IN A CIRCULATING FLUIDIZED BED REACTOR

  

Granted

  

18-Feb-1994

  

198694

        

15-Nov-1994

  

5363812

  

Babcock & Wilcox Power Generation Group, Inc.

5379

  

SHIPPING CONTAINER FOR HIGHLY ENRICHED URANIUM

  

Granted

  

21-Jul-1993

  

095642

        

19-Apr-1994

  

5303836

  

Babcock & Wilcox Nuclear Operations Group, Inc.

5388

  

ARTICULATED ANNULAR SLUDGE LANCE

  

Granted

  

24-Sep-1993

  

08/126453

        

02-May-1995

  

5411043

  

Babcock & Wilcox Power Generation Group, Inc.

5391

  

BALL AND SOCKET FLOATING SEAL ASSEMBLY

  

Granted

  

27-Aug-1993

  

113026

        

15-Feb-1994

  

5286063

  

Babcock & Wilcox Power Generation Group, Inc.

5393

  

ELECTROMAGNETIC ACOUSTIC TRANSDUCER FOR BOLT TENSION AND LOAD MEASUREMENT

  

Granted

  

15-Feb-1994

  

196917

        

19-Mar-1996

  

5499540

  

McDermott Technology, Inc.

5409

  

CLEANING METHOD FOR PULVERIZED COAL INJECTION SYSTEM EQUIPMENT USING COKE BREEZE

  

Granted

  

07-Mar-1994

  

206990

        

05-Sep-1995

  

5447571

  

Babcock & Wilcox Power Generation Group, Inc.

5410

  

NON-BAFFLED LOW PRESSURE DROP VACUUM COOLED INSERTED SMELT SPOUT

  

Granted

  

28-Oct-1993

  

144921

        

01-Aug-1995

  

5437768

  

Babcock & Wilcox Power Generation Group, Inc.

5412

  

TITANIUM TUBE SEAL WELDING HEAD ENCLOUSRE

  

Granted

  

14-Feb-1994

  

08/194953

        

26-Mar-1996

  

5501389

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 73 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5415

  

TUBE BEVELLING MACHINE WITH ADJUSTABLE BEVELLING HEAD

  

Granted

  

26-Jan-1994

  

188530

        

28-Feb-1995

  

5393176

  

Babcock & Wilcox Power Generation Group, Inc.

5417

  

GAS-GAS HEATER PROTECTION SYSTEM AND METHOD

  

Granted

  

02-Dec-1993

  

161107

        

23-Apr-1996

  

5509461

  

Babcock & Wilcox Power Generation Group, Inc.

5419

  

CONDENSING HEAT EXCHANGER SCRUBBING SYSTEM

  

Granted

  

02-Dec-1993

  

161109

        

29-Nov-1994

  

5368096

  

Babcock & Wilcox Power Generation Group, Inc.

5432

  

REMOTE TONE BURST ELECTROMAGNETIC ACOUSTIC TRANSDUCER PULSER

  

Granted

  

15-Feb-1994

  

08/196662

        

20-Jun-1995

  

5426388

  

McDermott Technology, Inc.

5433

  

REMOTE PREAMPLIFIER AND IMPEDANCE MATCHING CIRCUIT FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER

  

Granted

  

15-Feb-1994

  

196661

        

30-Apr-1996

  

5511424

  

McDermott Technology, Inc.

5443

  

ELECTROSTATIC SHIELD FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER NOISE REJECTION

  

Granted

  

31-May-1994

  

251542

        

25-Jul-1995

  

5436873

  

McDermott Technology, Inc.

5444

  

DIODE EXPANDER FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER ELECTRONICS

  

Granted

  

08-Jul-1994

  

272897

        

12-Sep-1995

  

5449958

  

McDermott Technology, Inc.

5476

  

USE OF SINGLE-LEAD AND MULTI-LEAD RIBBED TUBING FOR SLIDING PRESSURE ONCE-THROUGH BOILERS

  

Granted

  

25-May-1994

  

249183

        

21-Feb-1995

  

5390631

  

Babcock & Wilcox Power Generation Group, Inc.

5477

  

METHOD AND SYSTEM FOR SO2 AND SO3 CONTROL BY DRY SORBENT/REAGENT INJECTION AND WET SCRUBBING

  

Granted

  

29-Apr-1994

  

08/235597

        

07-Nov-2000

  

6143263

  

Babcock & Wilcox Power Generation Group, Inc.

5482

  

WET SCRUBBER INLET AWNING WITH LOW PRESSURE DROP

  

Granted

  

02-May-1994

  

236617

        

04-Apr-1995

  

5403523

  

The Babcock & Wilcox Company

5496

  

METHOD OF CONVERT A DOUBLE-LOOP FLUE GAS DESULFURIZATION TO A SINGLE-LOOP SYSTEM

  

Granted

  

11-May-1994

  

241266

        

19-Sep-1995

  

5451250

  

Babcock & Wilcox Power Generation Group, Inc.

5501

  

DUAL FLUID ATOMIZER FOR HIGH SOLIDS SOIL PASTE CONTAINING PEBBLES OF AGGLOMERATES

  

Granted

  

02-Jun-1994

  

252805

        

30-Apr-1996

  

5511728

  

Babcock & Wilcox Power Generation Group, Inc.

5506

  

COMBINED HEAT EXCHANGER AMMONIA INJECTION PROCESS (CHEAP)

  

Granted

  

27-May-1994

  

250187

        

01-Aug-1995

  

5437851

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 74 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO

SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5509

  

METHOD & APPARATUS FOR INJECTING NOx INHIBITING LIQUID REAGENT INTO THE FLUE GAS OF A BOILER IN RESPONSE TO A SENSED

  

Granted

  

28-Jun-1994

  

08/266809

        

20-Feb-2001

  

6190628

  

Diamond Power International, Inc.

5519

  

SEGMENTED HEAT EXCHANGER FLUE GAS TREATMENT

  

Granted

  

05-Jul-1994

  

270705

        

09-Jul-1996

  

5534230

  

Babcock & Wilcox Power Generation Group, Inc.

5521

  

BOILER BANK SURFACE TEMPERATURE PROFILER

  

Granted

  

25-Jul-1994

  

279736

        

01-Apr-1997

  

5615953

  

Diamond Power International, Inc.

5527

  

REGENERABLE MAGNESIUM DRY SCRUBBING

  

Granted

  

21-Jun-1994

  

263120

        

08-Aug-1995

  

5439658

  

Babcock & Wilcox Power Generation Group, Inc.

5528

  

EXTENDED WEAR LIFE LOW PRESSURE DROP, RIGHT ANGLE, SINGLE EXIT ORIFICE DUAL-FLUID ATOMIZER WITH REPLACEABLE WEAR

  

Granted

  

06-Jul-1994

  

271336

        

06-Aug-1996

  

5542609

  

Babcock & Wilcox Power Generation Group, Inc.

5530

  

EXTENDED WEAR LIFE LOW PRESSURE DROP, RIGHT ANGLE, MULTI EXIT ORIFICE DUAL-FLUID ATOMIZER WITH REPLACEABLE WEAR

  

Granted

  

06-Jul-1994

  

271293

        

14-May-1996

  

5516046

  

Babcock & Wilcox Power Generation Group, Inc.

5539

  

DISTRIBUTION CONE FOR PULVERIZED COAL BURNERS

  

Granted

  

02-Nov-1994

  

333394

        

18-Jun-1996

  

5526758

  

Babcock & Wilcox Power Generation Group, Inc.

5540

  

CATALYST OUTAGE PROTECTION SYSTEM

  

Granted

  

20-Jan-1995

  

375884

        

08-Apr-1997

  

5618499

  

Babcock & Wilcox Power Generation Group, Inc.

5543

  

ENHANCED HEAT EXCHANGER FLUE GAS TREATMENT USING STEAM INJECTION

  

Granted

  

12-Sep-1994

  

08/304741

        

22-Oct-1996

  

5567215

  

Babcock & Wilcox Power Generation Group, Inc.

5554

  

VERTICAL ARRANGEMENT FLUIDIZED/NON-FLUIDIZED BED CLASSIFIER COOLER

  

Granted

  

07-Oct-1994

  

320077

        

18-Jun-1996

  

5526938

  

Babcock & Wilcox Power Generation Group, Inc.

5573

  

SPRING RELEASE MECHANISM FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER (EMAT) PROBE

  

Granted

  

24-Feb-1995

  

394683

        

21-Apr-1998

  

5741973

  

McDermott Technology, Inc.

5580

  

METHOD OF REAGENT AND OXIDATION AIR DELIVERY

  

Granted

  

19-Dec-1994

  

359147

        

28-May-1996

  

5520897

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 75 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO

SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5590

  

SLUDGE LANCE NOZZLE

  

Granted

  

08-Nov-1994

  

335922

        

23-Apr-1996

  

5509609

  

Babcock & Wilcox Power Generation Group, Inc.

5591

  

HIGH TEMPERATURE ELECTROMAGNETIC ACOUSTIC TRANSDUCER (EMAT) PROBE AND COIL ASSEMBLIES

  

Granted

  

24-Jul-1995

  

506413

        

18-Nov-1997

  

5689070

  

McDermott Technology, Inc.

5597

  

MEDICAL ISOTOPE PRODUCTION REACTOR

  

Granted

  

10-Nov-1994

  

339264

        

21-Jan-1997

  

5596611

  

BWX Technologies, Inc.

5599

  

FLUE GAS CONDITIONING FOR THE REMOVAL OF ACID GASES, AIR TOXICS AND TRACE METALS

  

Granted

  

22-Nov-1994

  

343285

        

04-Feb-1997

  

5599508

  

Babcock & Wilcox Power Generation Group, Inc.

5601

  

STACKED INTERSPACIAL SPRAY HEADER FOR FGD WET SCRUBBER

  

Granted

  

10-Feb-1995

  

386834

        

15-Apr-1997

  

5620144

  

Babcock & Wilcox Power Generation Group, Inc.

5606

  

ARTICULATED ANNULAR SLUDGE LANCE

  

Granted

  

12-Dec-1994

  

354394

        

07-May-1996

  

5514219

  

Babcock & Wilcox Power Generation Group, Inc.

5614

  

COMPOSITE WATERLANCE AND CAVITY CONNECTION

  

Granted

  

02-Mar-1995

  

398202

        

05-Nov-1996

  

5570969

  

Babcock & Wilcox Power Generation Group, Inc.

5620

  

AUTOMATED SLUDGE LANCE

  

Granted

  

23-Feb-1995

  

392651

        

05-Nov-1996

  

5570660

  

Babcock & Wilcox Power Generation Group, Inc.

5621

  

AUTOMATED SLUDGE LANCE

  

Granted

  

23-Feb-1995

  

392652

        

12-Nov-1996

  

5572957

  

Babcock & Wilcox Power Generation Group, Inc.

5627

  

FLUE GAS DESULFURIZATION METHOD AND APPARATUS

  

Granted

  

08-Mar-1996

  

611605

        

18-Aug-1998

  

5795548

  

Babcock & Wilcox Power Generation Group, Inc.

5628

  

IMPROVED SOX NOX AND PARTICULATE REMOVAL SYSTEM

  

Granted

  

27-Feb-1995

  

394980

        

30-Jul-1996

  

5540897

  

Babcock & Wilcox Power Generation Group, Inc.

5637

  

BURNER PATTERN TO MINIMIZE SIDEWALL CORROSION POTENTIAL

  

Granted

  

02-May-1995

  

433635

        

09-Apr-1996

  

5505146

  

Babcock & Wilcox Power Generation Group, Inc.

5643

  

DIFFUSER FOR COAL NOZZLE BURNER

  

Granted

  

23-May-1995

  

448206

        

31-Dec-1996

  

5588380

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 76 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO

SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5648

  

AUTOMATED SLUDGE LANCE

  

Granted

  

03-Apr-1995

  

416590

        

17-Sep-1996

  

5555851

  

Babcock & Wilcox Power Generation Group, Inc.

5654

  

METHOD FOR SO2 AND SO3 CONTROL BY DRY SORBENT/REAGENT INJECTION AND WET SCRUBBING

  

Granted

  

23-May-1995

  

08/448060

        

16-Oct-2001

  

6303083

  

Babcock & Wilcox Power Generation Group, Inc.

5668

  

EMAT WITH INTEGRAL ELECTROSTATIC SHIELD

  

Granted

  

18-Jul-1995

  

503777

        

04-Mar-1997

  

5608691

  

McDermott Technology, Inc.

5669

  

METHOD AND APPARATUS FOR WELD JOINING PIPE SECTIONS

  

Granted

  

26-Sep-1995

  

533896

        

29-Apr-1997

  

5624067

  

Babcock & Wilcox Power Generation Group, Inc.

5673

  

ENHANCED HEAT EXCHANGER FLUE GAS TREATMENT USING STEAM INJECTION

  

Granted

  

02-Jun-1995

  

459592

        

04-Feb-1997

  

5599382

  

Babcock & Wilcox Power Generation Group, Inc.

5682

  

ONCE-THROUGH STEAM GENERATOR FURNACE OUTLET FLUID MIX TO MINIMIZE THE NUMBER OF HEADERS AND RISER MATERIALS

  

Granted

  

13-Feb-1996

  

08/600616

        

23-Sep-1997

  

5669333

  

Babcock & Wilcox Power Generation Group, Inc.

5689

  

METHOD OF REPLACING PRIMARY DIVIDER PLATE IN A STEAM GENERATOR

  

Granted

  

01-Aug-1995

  

509906

        

29-Apr-1997

  

5623763

  

Babcock & Wilcox Power Generation Group, Inc.

5694

  

SEGMENTED AUTOMATED SLUDGE LANCE

  

Granted

  

20-Sep-1995

  

530814

        

21-Jul-1998

  

5782209

  

Babcock & Wilcox Power Generation Group, Inc.

5708

  

FINE-PARTICULATE AND AEROSOL REMOVAL TECHNIQUE IN A CONDENSING HEAT EXCHANGER USING AN ELECTROSTATIC SYSTEM ENHANCE

  

Granted

  

01-Dec-1995

  

08/566381

        

11-Aug-1998

  

5792238

  

Babcock & Wilcox Power Generation Group, Inc.

5711

  

DETECTION OF CORROSION FATIGUE CRACKS IN MEMBRANE BOILER TUBES

  

Granted

  

03-Aug-1995

  

511049

        

18-Jun-1996

  

5526691

  

McDermott Technology, Inc.

5712

  

LOW PRESSURE DROP, TURBULENT MIXING ZONE DRY SCRUBBER

  

Granted

  

29-Sep-1995

  

536866

        

29-Jul-1997

  

5651948

  

Babcock & Wilcox Power Generation Group, Inc.

5720

  

CORNER FOILS FOR HYDRAULIC MEASUREMENT

  

Granted

  

18-Jan-1996

  

588495

        

18-Nov-1997

  

5687768

  

Babcock & Wilcox Power Generation Group, Inc.

5721

  

EMAT PROBE AND TECHNIQUE FOR WELD INSPECTION

  

Granted

  

07-Sep-1995

  

531573

        

02-Jun-1998

  

5760307

  

McDermott Technology, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 77 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5726

  

ENERGY ABSORBING TUBE SUPPORT FOR FURNACE

   Granted    11-Jan-1996    585220         

02-Dec-1997

  

5692457

  

Babcock & Wilcox Power Generation Group, Inc.

R

   Granted    30-Nov-1999    453602         

29-May-2001

  

RE37192

  

Babcock & Wilcox Power Generation Group, Inc.

5729

   BLACK LIQUOR GASIFIER
   Granted    02-Nov-1995    548798         

03-Jun-1997

  

5634950

  

Babcock & Wilcox Power Generation Group, Inc.

5731

   INLET AWNING FOR HIGH VELOCITY ABSORBERS
   Granted    16-Jan-1996    587180         

12-Aug-1997

  

5656046

  

Babcock & Wilcox Power Generation Group, Inc.

5733

   MIST ELIMINATION/AIR TOXIC CONTROL IN A WET SCRUBBER USING A CONDENSING HEAT EXCHANGER
   Granted    01-Dec-1995    08/566192         

14-Aug-2001

  

6273940

  

Babcock & Wilcox Power Generation Group, Inc.

5734

   APPARATUS FOR THE INJECTION, DISTRIBUTION AND DISPERSION OF SORBENT IN A UTILITY BOILER FURNACE
   Granted    30-Jan-1996    594052         

11-Nov-1997

  

5685243

  

Babcock & Wilcox Power Generation Group, Inc.

5748

   KEY ADVANCED LINEAR KINETIC ABSORBER SYSTEM PARTICULATE ARRESTING DEVICE
   Granted    13-Feb-1996    600708         

14-Oct-1997

  

5676715

  

Babcock & Wilcox Power Generation Group, Inc.

5753

   FASTENER CHARACTERIZATION WITH AN ELECTROMAGNETIC ACOUSTIC TRANSDUCER
   Granted    30-Jan-1996    594051         

07-Oct-1997

  

5675087

  

McDermott Technology, Inc.

5759

   HYDROGEN PEROXIDE FOR FLUE GAS DESULFURIZATION
   Granted    15-May-1996    648261         

07-Oct-1997

  

5674459

  

Babcock & Wilcox Power Generation Group, Inc.

5761

   METHOD OF MAKING CONTINUOUS CERAMIC FIBER COMPOSITE HOT GAS FILTER
   Granted    23-Jan-1997    08/788717         

02-Mar-1999

  

5876537

  

Babcock & Wilcox Power Generation Group, Inc.

5792

   METHOD AND APPARATUS TO REGULATE A VOLTAGE CONTROLLER
   Granted    11-Jan-1996    584195         

18-Nov-1997

  

5689177

  

Babcock & Wilcox Power Generation Group, Inc.

5795

   ACTIVATED CARBON FLUE GAS DESULFURIZATION SYSTEMS FOR MERCURY REMOVAL
   Granted    22-Apr-1996    635532         

30-Sep-1997

  

5672323

  

Babcock & Wilcox Power Generation Group, Inc.

5798

   DRAINABLE DISCHARGE PAN FOR IMPACT TYPE PARTICLE SEPARATOR
   Granted    17-Jun-1996    664755         

01-Sep-1998

  

5799593

  

Babcock & Wilcox Power Generation Group, Inc.

5805

   DRY SCRUBBER WITH FORCED RECIRCULATION
   Granted    03-Jun-1996    656747         

19-Nov-1996

  

5575834

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 78 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO

SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5807   

APPARATUS FOR AIR SPARGED SLURRY TANKS

  

Granted

  

14-Aug-1996

  

08/702425

        

11-Jan-2000

  

6013120

  

Babcock & Wilcox Power Generation Group, Inc.

5818   

WET SCRUBBER OXIDATION AIR SPARGER ARRANGEMENT

  

Granted

  

12-Jul-1996

  

08/679495

        

27-Jul-1999

  

5928615

  

Babcock & Wilcox Power Generation Group, Inc.

5820   

FLUE GAS DESULFURIZATION METHOD AND APPARATUS

  

Granted

  

26-Jun-1996

  

669762

        

29-Sep-1998

  

5814288

  

Babcock & Wilcox Power Generation Group, Inc.

5828   

FLOODING REDUCTION ON A TUBULAR HEAT EXCHANGER

  

Granted

  

02-Aug-1996

  

691725

        

11-Aug-1998

  

5791404

  

Babcock & Wilcox Power Generation Group, Inc.

5832   

TWO PHASE FLOW DISPERSION DEVICE

  

Granted

  

20-Aug-1996

  

08/699764

        

23-May-2000

  

6065486

  

Babcock & Wilcox Power Generation Group, Inc.

5851   

ELECTROMAGNETIC ACOUSTIC TRANSDUCER (EMAT) FOR ULTRASONIC INSPECTION OF LIQUIDS IN CONTAINERS

  

Granted

  

29-Aug-1996

  

704967

        

17-Nov-1998

  

5837898

  

BWX Technologies, Inc.

5852   

METHOD FOR DETERMINING LIQUID LEVEL IN A CONTAINER USING AN ELECTROMAGNETIC ACOUSTIC TRANSDUCER (EMAT)

  

Granted

  

29-Aug-1996

  

08/704956

        

23-Jan-2001

  

6176132

  

BWX Technologies, Inc.

5860   

LOW PRESSURE DROP, TURBULENT MIXING ZONE DRY SCRUBBER

  

Granted

  

02-Oct-1996

  

720855

        

17-Jun-1997

  

5639430

  

Babcock & Wilcox Power Generation Group, Inc.

5862   

TRAPEZOIDAL DEFLECTORS FOR HEAT EXCHANGER TUBES

  

Granted

  

22-Jul-1997

  

898607

        

01-Sep-1998

  

5799724

  

Babcock & Wilcox Power Generation Group, Inc.

5864   

CIRCULATING FLUIDIZED BED FURNACE/REACTOR WITH AN INTEGRAL SECONDARY AIR PLENUM

  

Granted

  

03-Dec-1996

  

08/759885

        

17-Nov-1998

  

5836257

  

Babcock & Wilcox Power Generation Group, Inc.

5875   

PULVERIZED COAL BURNER

  

Granted

  

12-Nov-1996

  

08/747319

        

03-Nov-1998

  

5829369

  

Babcock & Wilcox Power Generation Group, Inc.

5876   

AN IMPROVED STRAIN RELIEF MAINSHAFT ASSEMBLY

  

Granted

  

01-Nov-1996

  

08/742327

        

17-Oct-2000

  

6132135

  

Babcock & Wilcox Power Generation Group, Inc.

5881   

PRIMARY DIVIDER PLATE

  

Granted

  

15-Nov-1996

  

749590

        

07-Apr-1998

  

5735341

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 79 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5882   

LOW PRESSURE DROP VANES FOR BURNERS AND NOx PORTS

  

Granted

  

15-Nov-1996

  

749883

        

09-Sep-1997

  

5664944

  

Babcock & Wilcox Power Generation Group, Inc.

5883   

CAST ABRASION RESISTANT HOLLOW BALLS

  

Granted

  

27-Nov-1996

  

757990

        

14-Oct-1997

  

5676193

  

Babcock & Wilcox Power Generation Group, Inc.

5887   

FURNACE GAS PYROMETER (GASTEMP ALTERNATIVE)

  

Granted

  

19-Dec-1996

  

08/770609

        

11-May-2004

  

6733173

  

Diamond Power International, Inc.

D   

Granted

  

09-Feb-2004

  

10/774565

        

21-Feb-2006

  

7001067

  

Diamond Power International, Inc.

5894   

IMPROVED MAIN SHAFT

  

Granted

  

22-Jul-1997

  

08/898606

        

19-Feb-2002

  

6347758

  

Babcock & Wilcox Power Generation Group, Inc.

5895   

IMPROVED MAIN SHAFT ASSEMBLY

  

Granted

  

05-Jun-1997

  

08/868867

        

07-Aug-2001

  

6270026

  

Babcock & Wilcox Power Generation Group, Inc.

5898   

DIESEL OR DUAL-FUEL ENGINE AND BLACK LIQUOR GASIFIER COMBINED CYCLE

  

Granted

  

14-Feb-1997

  

08/801836

        

20-Apr-1999

  

5895507

  

Babcock & Wilcox Power Generation Group, Inc.

5910   

THERMOPHOTOVOLTAIC ELECTRIC GENERATOR

  

Granted

  

19-May-1997

  

08/858335

        

03-Aug-1999

  

5932885

  

McDermott Technology, Inc.

5911   

IMPROVED EMAT/TRANSMIT/RECEIVE SWITCH

  

Granted

  

19-Aug-1999

  

09/377453

        

27-Feb-2001

  

6192760

  

McDermott Technology, Inc.

5926   

METHOD FOR CHROMIZING SMALL PARTS

  

Granted

  

26-Sep-1997

  

08/938319

        

15-Jun-1999

  

5912050

  

Babcock & Wilcox Power Generation Group, Inc.

5927   

FINE-PARTICULATE AND AEROSOL REMOVAL TECHNIQUE IN A CONDENSING HEAT EXCHANGER USING AN ELECTROSTATIC SYSTEM ENHANCEMENT

  

Granted

  

05-Jun-1997

  

869335

        

08-Dec-1998

  

5846301

  

Babcock & Wilcox Power Generation Group, Inc.

5934   

INTEGRATED REBURN SYSTEM FOR NOx CONTROL FROM CYCLONE-FIRED BOILERS

  

Granted

  

21-Nov-1997

  

975725

        

09-Mar-1999

  

5878700

  

Babcock & Wilcox Power Generation Group, Inc.

5938   

COMPOSITE INSULATOR WITH 3-DIMENSIONAL WEAVE OF S2 GLASS FIBERS AND EPOXY

  

Granted

  

24-Jul-1997

  

08/899995

        

28-Nov-2000

  

6153831

  

Babcock & Wilcox Nuclear Operations Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 80 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5942   

PRESSURE EQUALIZATION VALVE

  

Granted

  

04-Aug-1997

  

08/905176

        

14-Sep-1999

  

5950677

  

Diamond Power International, Inc.

5949   

COAL SPREADER WITH SWIRL VANES

  

Granted

  

29-Oct-1997

  

09/959795

        

02-May-2000

  

6055913

  

Babcock & Wilcox Power Generation Group, Inc.

5951   

RETROFIT OF A CENTER INLET TYPE SCRUBBER WITH ABSORPTION/GAS DISTRIBUTION TRAY TO IMPROVE GAS-LIQUID CONTACT IN THE ABSORPTION ZONE

  

Granted

  

13-Jan-1998

  

09/006376

        

14-Mar-2000

  

6036756

  

Babcock & Wilcox Power Generation Group, Inc.

5958   

CYCLONE FURNACE FOR RETROFIT APPLICATIONS

  

Granted

  

07-Nov-1997

  

08/966110

        

08-Feb-2000

  

6021724

  

Babcock & Wilcox Power Generation Group, Inc.

5960   

MODULAR HIGH TEMPERATURE SUPERCONDUCTING DOWN LEAD WITH SAFETY LEAD

  

Granted

  

12-Nov-1997

  

08/968432

        

07-Mar-2000

  

6034324

  

BWX Technologies, Inc.

5968   

IMPROVED INTERNAL OIL FLOW PATH FOR GEARBOX BEARINGS

  

Granted

  

20-Jan-1998

  

009366

        

08-May-2001

  

6227712

  

Babcock & Wilcox Power Generation Group, Inc.

5969   

LOW PRESSURE DROP INLET DESIGN TO PROMOTE GOOD GAS FLOW PATTERNS IN HIGH VELOCITY ABSORBERS

  

Granted

  

11-Feb-1998

  

09/022136

        

03-Dec-2002

  

6488899

  

Babcock & Wilcox Power Generation Group, Inc.

5972   

EMAT INSPECTION OF HEADER TUBE STUBS

  

Granted

  

29-Apr-1998

  

09/069445

        

27-Jun-2000

  

6079273

  

Babcock & Wilcox Power Generation Group, Inc.

                       

McDermott Technology, Inc.

5973   

RETAINER SHEILD FOR SPLIT RING CASTINGS

  

Granted

  

11-Jun-1998

  

09/096045

        

28-Dec-1999

  

6006702

  

Babcock & Wilcox Power Generation Group, Inc.

5976   

STEAM GENERATOR FOR GASIFYING COAL

01   

Granted

  

27-Mar-2000

  

09/114743

        

06-Nov-2001

  

6312482

  

Babcock & Wilcox Power Generation Group, Inc.

5977   

FUME SENSOR SYSTEM AND METHODS FOR BACKGROUND NOISE SUPPRESSION

  

Granted

  

11-Aug-2000

  

09/637717

        

03-Dec-2002

  

6490040

  

Babcock & Wilcox Power Generation Group, Inc.

5979   

VARIABLE PRESSURE ONCE-THROUGH STEAM GENERATOR UPPER FURNACE HAVING NON-SPLIT FLOW CIRCUITRY

  

Granted

  

16-Apr-1998

  

09/061480

        

10-Aug-1999

  

5934227

  

Babcock & Wilcox Power Generation Group, Inc.

5980   

FURNACE FLOOR

01   

Granted

  

15-Apr-1999

  

09/292722

        

30-May-2000

  

6067944

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 81 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

5981   

SLUDGE LANCE

  

Granted

  

29-Jul-1998

  

09/124130

        

02-Jul-2002

  

6412449

  

Babcock & Wilcox Power Generation Group, Inc.

5994   

INTERCONNECT FOR SOLID OXIDE FUEL CELLS

  

Granted

  

01-Mar-1999

  

09/259711

        

24-Jul-2001

  

6265095

  

SOFCo-EFS Holdings, LLC

5996   

DETECTION OF CORROSION FATIGUE IN BOILER TUBES USING A SPIKE EMAT PULSER

  

Granted

  

26-Jun-1998

  

09/105514

        

03-Oct-2000

  

6125703

  

McDermott Technology, Inc.

5999   

EDGE DETECTION AND SEAM TRACKING WITH EMATS

  

Granted

  

18-Mar-1999

  

09/271742

        

05-Dec-2000

  

6155117

  

McDermott Technology, Inc.

6002   

AIR HEATER GAS INLET PLENUM

  

Granted

  

22-Jul-1999

  

09/359098

        

18-Jun-2002

  

6405791

  

Babcock & Wilcox Power Generation Group, Inc.

C   

Granted

  

19-Mar-2002

  

10/101645

  

25-Jul-2002

  

02-0096316

  

17-Dec-2002

  

6494255

  

Babcock & Wilcox Power Generation Group, Inc.

6003   

WATER JACKETED, HIGH TEMPERATURE, BOILER, STRETCHER, ACCESS DOOR

  

Granted

  

21-Jan-1999

  

09/234687

        

09-Jul-2002

  

6415724

  

Babcock & Wilcox Power Generation Group, Inc.

6004   

MAIN BANG RECOVERY EMAT

  

Granted

  

24-Aug-1998

  

09/138620

        

26-Sep-2000

  

6122969

  

McDermott Technology, Inc.

6006   

MERCURY REMOVAL IN UTILITY WET SCRUBBER USING A CHELATING AGENT

  

Granted

  

31-Mar-1999

  

09/282816

        

11-Dec-2001

  

6328939

  

Babcock & Wilcox Power Generation Group, Inc.

6012   

CIRCULATING FLUIDIZED BED REACTOR WITH FLOORED INTERNAL PRIMARY PARTICLE SEPARATOR

  

Granted

  

07-Dec-1998

  

09/206353

        

01-Aug-2000

  

6095095

  

Babcock & Wilcox Power Generation Group, Inc.

6013   

APPARATUS FOR CONTROL OF MERCURY

  

Granted

  

31-Mar-1999

  

09/282817

        

04-Sep-2001

  

6284199

  

Babcock & Wilcox Power Generation Group, Inc.

6014   

OXIDATION RESISTANT LOW ALLOY ATTACHMENT FOR BOILER COMPONENTS

  

Granted

  

14-Jan-1999

  

09/231914

        

27-Nov-2001

  

6321691

  

Babcock & Wilcox Power Generation Group, Inc.

6016   

ALKALINE SORBENT INJECTION FOR MERCURY CONTROL

  

Granted

  

07-Dec-1998

  

09/206465

        

16-Apr-2002

  

6372187

  

Babcock & Wilcox Power Generation Group, Inc.

C   

Granted

  

16-Nov-2001

  

09/993230

  

01-Aug-2002

  

02-0102189

  

04-Mar-2003

  

6528030

  

McDermott Technology, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 82 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

6017    ELECTROMAGMETIC ACOUSTIC TRANSDUCER (EMAT) INSPECTION OF TUBES FOR SURFACE DEFECTS
  

Granted

  

03-Feb-1999

  

09/243592

        

26-Dec-2000

  

6164137

  

McDermott Technology, Inc.

6018   

COMBINED FLUE GAS DESULFURIZATION AND CARBON DIOXIDE REMOVAL SYSTEM

  

Granted

  

04-Jun-1999

  

09/326450

        

04-Jun-2002

  

6399030

  

Babcock & Wilcox Power Generation Group, Inc.

6019   

LOW PRESSURE DROP INLET FOR HIGH VELOCITY ABSORBERS WITH STRAIGHT TANKS

  

Granted

  

18-Jun-1999

  

09/336412

        

31-Jul-2001

  

6267358

  

Babcock & Wilcox Power Generation Group, Inc.

6024   

METHOD OF REDUCING NOx EMISSIONS WITH MINIMAL INCREASES IN UNBURNED CARBON AND WATERWALL CORROSION

  

Granted

  

13-Sep-1999

  

09/394163

        

20-Nov-2001

  

6318277

  

Babcock & Wilcox Power Generation Group, Inc.

6029   

MACHINE AND METHOD FOR PREVENTING FLANGE LEAKAGE

  

Granted

  

31-Mar-1999

  

09/281891

        

20-Mar-2001

  

6203019

  

Babcock & Wilcox Power Generation Group, Inc.

6030   

WALL PROTECTION FROM DOWNWARD FLOWING SOLIDS

  

Granted

  

06-May-1999

  

09/305962

        

04-Apr-2000

  

6044805

  

Babcock & Wilcox Power Generation Group, Inc.

6036   

ULTRA-HIGH PARTICULATE COLLECTION OF SUB-MICRON AEROSOLS

  

Granted

  

23-Apr-1999

  

09/298778

        

29-May-2001

  

6238459

  

McDermott Technology, Inc.

6040   

APPARATUS TO RECOVER SULFUR FROM CONCENTRATED ACID GAS INTO ALKALINE SOLUTION

  

Granted

  

08-Nov-1999

  

09/435745

        

27-Aug-2002

  

6440379

  

The Babcock & Wilcox Company

6050   

HORIZONTAL SPIRAL TUBE BOILER CONVECTION PASS ENCLOSURE DESIGN

A   

Granted

  

16-Dec-2002

  

10/320342

        

13-Apr-2004

  

6718915

  

Babcock & Wilcox Power Generation Group, Inc.

6052   

SCALLOPED LATTICE BAR NUCLEAR STEAM GENERATOR TUBE SUPPORTS

  

Granted

  

21-Mar-2000

  

09/531625

        

09-Apr-2002

  

6367430

  

Babcock & Wilcox Canada Ltd.

6057   

SOLAR THERMAL ROCKET

  

Granted

  

26-Oct-1999

  

09/427844

        

18-Sep-2001

  

6290185

  

Babcock & Wilcox Nuclear Operations Group, Inc.

6058   

SOLAR THERMAL ROCKET

  

Granted

  

01-May-2000

  

09/563046

        

05-Feb-2002

  

6343464

  

BWX Technologies, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 83 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO

SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

6061   

USE OF SULFIDE-CONTAINING LIQUORS FOR REMOVING MERCURY FROM FLUE GASES

  

Granted

  

17-Dec-1999

  

09/464806

        

07-Jan-2003

  

6503470

  

Babcock & Wilcox Power Generation Group, Inc.

C1   

Granted

  

20-Dec-2002

  

10/324833

  

20-Dec-2002

  

03-0091490

  

02-May-2006

  

7037474

  

Babcock & Wilcox Power Generation Group, Inc.

6064   

METHOD AND APPARATUS FOR AIR SPARGED SLURRY TANKS

  

Granted

  

04-Aug-1999

  

09/366844

        

11-Jul-2000

  

6086658

  

Babcock & Wilcox Power Generation Group, Inc.

6067   

METHOD FOR PRODUCING CHROMIUM CARBIDE COATINGS

  

Granted

  

02-Aug-2000

  

09/631207

        

07-Jan-2003

  

6503340

  

Babcock & Wilcox Power Generation Group, Inc.

6072   

FINE SOLIDS RECYCLE IN CIRCULATING FLUIDIZED BED

  

Granted

  

17-Dec-1999

  

09/464258

        

07-Aug-2001

  

6269778

  

Babcock & Wilcox Power Generation Group, Inc.

6074   

HEAT EXCHANGER TUBE SUPPORT STRUCTURE

  

Granted

  

01-Nov-1999

  

09/431589

        

24-Dec-2002

  

6498827

  

Babcock & Wilcox Canada Ltd.

C   

Granted

  

31-Oct-2002

  

10/285178

  

29-Apr-2004

  

04-0081268

  

26-Oct-2004

  

6810101

  

Babcock & Wilcox Canada Ltd.

D   

Granted

  

08-Jan-2004

  

10/753733

        

05-Jul-2005

  

6914955

  

Babcock & Wilcox Canada Ltd.

6075   

HYDRAULIC EXPANSION PRE-STRAINING OF HEAT EXCHANGER TUBING

  

Granted

  

01-Nov-1999

  

09/432564

        

19-Mar-2002

  

6357114

  

Babcock & Wilcox Canada Ltd.

6086   

MODIFICATION OF DIFFUSION COATING GRAIN STRUCTURE BY NITRIDING

  

Granted

  

13-Dec-1999

  

09/460129

        

06-Mar-2001

  

6197125

  

Babcock & Wilcox Power Generation Group, Inc.

6088   

FURNACE FLOOR

  

Granted

  

30-Mar-2000

  

09/539257

        

27-Mar-2001

  

6205634

  

Babcock & Wilcox Power Generation Group, Inc.

6092   

DRUMLESS NATURAL CIRCULATION BOILER

  

Granted

  

01-Jun-2000

  

09/585878

        

08-Jan-2002

  

6336429

  

Babcock & Wilcox Power Generation Group, Inc.

6093   

PARTICULATE COLLECTOR CHANNEL WITH COOLING INNER ELEMENTS IN A CFB BOILER

  

Granted

  

10-Jul-2000

  

09/613132

        

27-Nov-2001

  

6322603

  

Babcock & Wilcox Power Generation Group, Inc.

6094   

SINGLE SPRAY LEVEL FOR FLUE GAS DESULFURIZATION SYSTEM WITH INTERNAL MAIN FEED HEADERS

  

Granted

  

01-Oct-2001

  

09/969333

  

03-Apr-2003

  

03-0061940

  

02-Sep-2003

  

6613133

  

Babcock & Wilcox Power Generation Group, Inc.

6096   

INTEGRATED AIR FOIL AND AMMONIA INJECTION GRID FOR SCR SYSTEM

  

Granted

  

23-Jun-2000

  

09/602483

        

03-May-2005

  

6887435

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 84 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO

SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

6098

  

WALL PROTECTION FROM DOWNWARD FLOWING SOLIDS

  

Granted

  

06-Nov-2001

  

09/979615

        

10-Dec-2002

  

6491000

  

Babcock & Wilcox Power Generation Group, Inc.

6102

  

CIRCULATING FLUIDIZED BED REACTOR WITH SELECTIVE CATALYTIC REDUCTION

  

Granted

  

13-Feb-2000

  

09/503218

        

28-May-2002

  

6395237

  

Babcock & Wilcox Power Generation Group, Inc.

6103

  

IMPROVEMENTS IN EL TYPE PULVERIZERS

  

Granted

  

27-Oct-2000

  

09/698558

        

05-Apr-2005

  

6874715

  

Babcock & Wilcox Power Generation Group, Inc.

6110

  

VARIABLE RESISTANCE DEVICE FOR A HIGH PRESSURE AIR SUPPLY SYSTEM

  

Granted

  

22-Jun-2000

  

09/599326

        

14-Aug-2001

  

6273141

  

Babcock & Wilcox Power Generation Group, Inc.

6111

  

COOLED TUBES ARRANGED TO FORM IMPACT TYPE PARTICLE SEPARATORS

  

Granted

  

25-May-2001

  

09/865609

  

21-Feb-2002

  

0020158-A1

  

31-Dec-2002

  

6500221

  

Babcock & Wilcox Power Generation Group, Inc.

6112

  

CFB IMPACT TYPE PARTICLE COLLECTION ELEMENTS ATTACHED TO COOLED SUPPORTS

  

Granted

  

25-May-2001

  

09/865332

        

24-Sep-2002

  

6454824

  

Babcock & Wilcox Power Generation Group, Inc.

6117

  

SYSTEM FOR CONTROLLING FLUE GAS EXIT TEMPERATURE FOR OPTIMAL SCR OPERATIONS

  

Granted

  

27-Feb-2002

  

10/085715

  

28-Aug-2003

  

03-0159662

  

26-Aug-2003

  

6609483

  

Babcock & Wilcox Power Generation Group, Inc.

6119

  

SOLAR THERMAL ROCKET

  

Granted

  

02-Jun-2000

  

09/586057

        

02-Jul-2002

  

6412274

  

Babcock & Wilcox Nuclear Operations Group, Inc.

6121

  

METHOD FOR CONTROLLING ELEMENTAL MERCURY EMISSIONS

  

Granted

  

05-Dec-2000

  

09/730100

  

06-Jun-2002

  

02-0068030

  

15-Feb-2005

  

6855859

  

Babcock & Wilcox Power Generation Group, Inc.

6128

  

TAPERED CORROSION PROTECTION OF TUBES AT MUD DRUM LOCATION

  

Granted

  

28-Sep-2000

  

09/670897

        

17-Dec-2002

  

6495268

  

Babcock & Wilcox Power Generation Group, Inc.

D

  

Granted

  

31-Oct-2002

  

10/284625

  

20-Mar-2003

  

03/0051779

  

05-Oct-2004

  

6800149

  

Babcock & Wilcox Power Generation Group, Inc.

6130

  

SPACER BAR WITH TUBE SLEEVE AND TAB

  

Granted

  

09-Oct-2000

  

09/680725

        

14-Aug-2001

  

6273030

  

Babcock & Wilcox Power Generation Group, Inc.

6156

  

FUEL CELL COLUMN HEAT EXCHANGER MATED MODULE

  

Granted

  

02-Jan-1996

  

581989

        

18-Mar-1997

  

5612149

  

SOFCo-EFS Holdings, LLC

6157

  

FUEL CELL MODULE

  

Granted

  

04-Feb-1994

  

192416

        

02-Jan-1996

  

5480738

  

SOFCo-EFS Holdings, LLC

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 85 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO

SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

6158

  

THERMALLY INTEGRATED REFORMER FOR SOLID OXIDE FUEL CELLS

  

Granted

  

06-Oct-1993

  

08/133444

        

22-Nov-1994

  

5366819

  

SOFCo-EFS Holdings, LLC

6159

  

THERMALLY INTEGRATED HEAT EXCHANGE SYSTEM FOR SOLID OXIDE ELECTROLYTE SYSTEMS

  

Granted

  

29-Sep-1993

  

128522

        

23-Aug-1994

  

5340664

  

SOFCo-EFS Holdings, LLC

6165

  

INCINERATION GRATE WITH DUCTS FOR CONVEYING A HEAT TRANSMISSION MEDIUM

  

Granted

  

13-Jun-1997

  

08/860245

        

04-May-1999

  

5899149

  

Babcock & Wilcox Volund A/S

6170

  

MAIN BANG RECOVERY EMAT

  

Granted

  

20-Jul-2000

  

09/620083

        

22-May-2001

  

6234026

  

McDermott Technology, Inc.

6174

  

BIO-MASS STRAW BALE SHREDDER-FEEDER

  

Granted

  

14-Feb-2000

  

09/503322

        

25-Jun-2002

  

6409110

  

Babcock & Wilcox Volund A/S

6185

  

CFB WITH CONTROLLABLE IN-BED HEAT EXCHANGER

  

Granted

  

17-Jul-2001

  

09/906993

  

23-Jan-2003

  

03-0015150

  

18-Mar-2003

  

6532905

  

Babcock & Wilcox Power Generation Group, Inc.

6187

  

NON METALLIC HYDRAULIC EXPANSION MANDREL

  

Granted

  

19-Feb-2002

  

10/078751

        

25-Mar-2003

  

6536252

  

Babcock & Wilcox Canada Ltd.

6207

  

ATTACHABLE HEAT FLUX MEASURING DEVICE

  

Granted

  

27-Oct-2000

  

09/697866

        

26-Nov-2002

  

6485174

  

Babcock & Wilcox Power Generation Group, Inc.

6208

  

PROCESS AND COMPOSITION FOR CHROMIZING 400-SERIES STAINLESS STEELS

  

Granted

  

20-Feb-2001

  

09/788742

        

14-May-2002

  

6387194

  

Babcock & Wilcox Power Generation Group, Inc.

6217

  

BOILER INTERNAL FLUE GAS BY-PASS DAMPER FOR FLUE GAS TEMPERATURE CONTROL

  

Granted

  

19-Dec-2001

  

10/024874

  

27-Jun-2002

  

02-0079374

  

15-Jun-2004

  

6748880

  

Babcock & Wilcox Power Generation Group, Inc.

6219

  

HIGH TEMPERATURE GASEOUS OXIDATION FOR PASSIVATION OF AUSTENITIC ALLOY

  

Granted

  

30-Mar-2001

  

09/821873

        

03-Dec-2002

  

6488783

  

Babcock & Wilcox Canada Ltd.

C

  

Granted

  

18-Nov-2002

  

10/298681

  

26-Jun-2003

  

03-0116229

  

06-Jul-2004

  

6758917

  

Babcock & Wilcox Canada Ltd.

6223

  

SUPERCONDUCTING CABLE-IN-CONDUIT CONDUCTOR LOW RESISTANCE SPLICE JOINT

  

Granted

  

11-Jan-2002

  

10/045813

        

24-Jun-2003

  

6583351

  

Babcock & Wilcox Nuclear Operations Group, Inc.

7000

  

CIRCULATING FLUIDIZED BED REACTOR WITH SELECTIVE CATALYTIC REDUCTION

  

Granted

  

06-Feb-2001

  

09/958622

  

02-May-2005

  

02-0182122

  

22-Nov-2005

  

6967005

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 86 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7001

  

DEBRIS BARRIER

  

Granted

  

13-Aug-2001

  

09/928323

  

13-Feb-2003

  

03-0029583

  

24-Jun-2003

  

6581667

  

Babcock & Wilcox Canada Ltd.

7002

  

FOLDED FABRICATION LINE FOR THE PRODUCTION OF CABLE-IN-CONDUIT-CONDUCTOR (CICC)

  

Granted

  

29-Oct-2001

  

10/039856

  

01-May-2003

  

03-0079343

  

06-Jan-2004

  

6671953

  

Babcock & Wilcox Nuclear Operations Group, Inc.

7004

  

CHANNELIZED SCR INLET FOR IMPROVED AMMONIA INJECTION AND EFFICIENT NOx CONTROL

  

Granted

  

29-Jun-2001

  

09/896169

  

02-Jan-2003

  

03-0003029

  

14-Jun-2005

  

6905658

  

Babcock & Wilcox Power Generation Group, Inc.

7005

  

ARTICULATING WATER MONITOR CLEANING DEVICE

  

Granted

  

26-Dec-2001

  

10/036173

  

03-Oct-2002

  

02-0139402

  

02-Dec-2003

  

6655397

  

Diamond Power International, Inc.

7007

  

COMPARTMENTED GAS OUTLET FOR NOX CONTROL AND MIXING FOR SCR

  

Granted

  

23-Jan-2002

  

10/055317

        

28-Jan-2003

  

6510820

  

Babcock & Wilcox Power Generation Group, Inc.

7009

  

HEAT EXCHANGER TUBE SUPPORT BAR

  

Granted

  

23-Apr-2002

  

10/127912

  

23-Oct-2003

  

03-0196786

  

10-Aug-2004

  

6772832

  

Babcock & Wilcox Canada Ltd.

7010

  

FLOORED IMPACT TYPE SOLIDS SEPARATOR USING DOWNWARD EXPANDING SEPARATOR ELEMENTS

  

Granted

  

18-Oct-2002

  

10/273917

        

27-Jan-2004

  

6681722

  

Babcock & Wilcox Power Generation Group, Inc.

7012

  

SOOTBLOWER NOZZLE ASSEMBLY WITH AN IMPROVED DOWNSTREAM NOZZLE

  

Granted

  

02-Jan-2002

  

10/039430

  

05-Sep-2002

  

02/0121563

  

20-Jul-2004

  

6764030

  

Diamond Power International, Inc.

7013

  

SOOTBLOWER MECHANISM PROVIDING VARYING LANCE ROTATION SPEED

  

Granted

  

20-Dec-2001

  

10/029,900

  

26-Jun-2002

  

02-0078982

  

10-Aug-2004

  

6772775

  

Diamond Power International, Inc.

7015

  

SOOTBLOWER LANCE TUBE FOR DUAL CLEANING MEDIA

  

Granted

  

05-Feb-2002

  

10/049303

  

06-Nov-2003

  

0205261

  

31-Aug-2004

  

6782902

  

Diamond Power International, Inc.

7017

  

TOOL FOR LOCALLY FORMING A HORIZONTAL WORKPIECE

  

Granted

  

26-Jun-2002

  

10/180694

        

26-Aug-2003

  

6609404

  

Babcock & Wilcox Canada Ltd.

7020

  

HYDRAULIC LOADING SYSTEM FOR BALL AND RING PULVERIZERS

  

Granted

  

07-Sep-2001

  

09/948823

  

13-Mar-2003

  

03/0047629

  

26-Aug-2003

  

6609669

  

Babcock & Wilcox Power Generation Group, Inc.

7022

  

OSCILLATING SOOTBLOWER MECHANISM

  

Granted

  

19-Jul-2002

  

10/199626

  

23-Jan-2003

  

03-0015151

  

10-Jun-2003

  

6575122

  

Diamond Power International, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 87 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7025

   FURNACE VIDEO CAMERA APPARATUS
   Granted    26-Sep-1997    08/938195          30-May-2000    6069652    Diamond Power International, Inc.

A

   Granted    08-Dec-1999    09/456638          29-May-2001    6239831    Diamond Power International, Inc.

A1

   Granted    06-Oct-2000    09/680578          17-Aug-2004    6778209    Diamond Power International, Inc.

A2

   Granted    10-Jan-2001    09/758019    16-Aug-2001    0013892    19-Oct-2004    6806900    Diamond Power International, Inc.

7026

   SLAG ELIMINATOR FOR FURNACE VIEWING SYSTEM
   Granted    14-May-1990    523684          01-Jan-1991    4981088   

Diamond Power International, Inc.

7027

   LOW PROFILE, IN-LINE BEVELER
   Granted    29-May-2003    10/447748          29-Jun-2004    6755101   

Babcock & Wilcox Canada Ltd.

7028

   EXTERNAL SLEEVE ASSISTED TUBE BENDING
   Granted    22-Apr-2004    10/829514    27-Oct-2005    05-0235719    06-Feb-2007    7171834    Babcock & Wilcox Canada Ltd.

7029

   LASER WELDED BOILER TUBE WALL PANELS
   Granted    19-Jun-2002    10/175297    25-Dec-2003    03-0234241    08-Feb-2005    6852945    Babcock & Wilcox Power Generation Group, Inc.

7030

   DIAPHRAGM FOR SEALING OPENINGS IN PRESSURE VESSELS
   Granted    26-Apr-2002    10/133514    30-Oct-2003    03-0201607    26-Jul-2005    6921090    Babcock & Wilcox Canada Ltd.

7033

   TWO-FLUTED HOUSING LINER
   Granted    25-Jan-2002    10/056825    31-Jul-2003    03-0141396    31-Aug-2004    6783091    Babcock & Wilcox Power Generation Group, Inc.

7035

   DUAL FUEL BURNER FOR A SHORTENED FLAME AND REDUCED POLLUTANT EMISSIONS
   Granted    21-May-2003    10/443287    25-Nov-2004    040234912    04-Oct-2005    6951454    Babcock & Wilcox Power Generation Group, Inc.

7036

   COMPACT FOOTPRINT CFB WITH MECHANICAL DUST COLLECTOR
   Granted    30-Apr-2002    10/135432    30-Oct-2003    03-0202913    08-Mar-2005    6863703    Babcock & Wilcox Power Generation Group, Inc.

7039

   ANTI-VIBRATION SUPPORT FOR STEAM GENERATOR HEAT TRANSFER TUBES AND METHOD FOR MAKING SAME
   Granted    28-Oct-2003    10/695154    12-Jan-2006    0005787    14-Feb-2006    6997141    Babcock & Wilcox Canada Ltd.

7040

   FEEDWATER APPARATUS (was IMPROVED DESIGN OF FEEDWATER PIPE, NOZZLE & SLEEVE- SPARGER ASSEMBLY)
   Granted    05-May-2003    10/429360          23-Mar-2004    6708651    Babcock & Wilcox Canada Ltd.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 88 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7041

   METHOD OF CONVERTING A DOWNFLOW/UPFLOW WET FLUE GAS DESULFURIZATION (WFGD) SYSTEM TO AN UPFLOW SINGLE-LOOP WFGD SYSTEM
   Granted    16-Jul-2002    10/196597    22-Jan-2004    04-0011200    24-Apr-2004    6726748    Babcock & Wilcox Power Generation Group, Inc.

7042

   IMPROVED COLLECTION SCOOP FOR FGD BLEED STREAM OR EX SITU OXIDATION
   Granted    10-Jun-2002    10/166589    11-Dec-2003    03-0228247    24-Feb-2004    6695018    Babcock & Wilcox Power Generation Group, Inc.

D1

   Granted    16-Dec-2003    10/736914    08-Jul-2004    040131526    09-Aug-2005    6926870    Babcock & Wilcox Power Generation Group, Inc.

D2

   Granted    16-Dec-2003    10/737499    08-Jul-2004    040131525    13-Nov-2007    7294322    Babcock & Wilcox Power Generation Group, Inc.

7043

   BUBBLE CAP ASSEMBLY
   Granted    30-May-2003    10/447895    02-Dec-2004    040237858    22-Mar-2005    6868795    Blasch Precision Ceramics, Inc.
                        Babcock & Wilcox Power Generation Group, Inc.

7044

   STEAM GENERATOR TUBE SUPPORT WITH SLOTTED DISC SPRINGS
   Granted    26-Mar-2003    10/397910          06-Jan-2004    6672260    Babcock & Wilcox Canada Ltd.

7045

   CHILLING SLEEVE FOR EXPANSION-FITTING HOLLOW CYLINDERS
   Granted    13-Feb-2003    10/367242          03-Aug-2004    6769262    Babcock & Wilcox Canada Ltd.

7046

   METHOD FOR CLEANING TAR-BEARING WASTE WATER AND APPARATUS FOR PERFORMING SAID METHOD
   Granted    19-May-2004    10/480588    23-Sep-2004    0186338    08-Jul-2008    7396454    Babcock & Wilcox Volund A/S

C

   Granted    12-Feb-2008    12/029845          12-Dec-2009    7626069    Babcock & Wilcox Volund A/S

7047

   EMISSIVITY PROBE
   Granted    13-Aug-2002    10/218067    19-Feb-2004    04-0032583    21-Jun-2005    6909495    Diamond Power International, Inc.

7048

   FLUE GAS DESULFURIZATION SYSTEM WITH A STEPPED TRAY
   Granted    24-Oct-2002    10/279425    29-Apr-2004    04-0079235    02-Aug-2005    6923852    Babcock & Wilcox Power Generation Group, Inc.

7052

   PASSIVE SYSTEM FOR OPTIMAL NOx REDUCTION VIA SELECTIVE CATALYTIC REDUCTION
   Granted    06-Sep-2002    10/236854    11-Mar-2004    04-0045513    04-Apr-2006    7021248    Babcock & Wilcox Power Generation Group, Inc.

7053

   SEGMENTED RING-NUT FOR GASKETED PRESSURE VESSEL OPENING
   Granted    02-Dec-2002    10/307756          23-Dec-2003    6666637    Babcock & Wilcox Canada Ltd.

7057

   REACTOR HEAD WITH INTEGRAL NOZZLES
   Granted    18-Nov-2002    10/298856    21-Apr-2005    05-0084056    03-May-2005    6888908    Babcock & Wilcox Canada Ltd.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 89 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7060

   INTERMITTENT MIXER WITH LOW PRESSURE DROP
   Granted    18-Mar-2003    10/391393    23-Sep-2004    040182052    20-Sep-2005    6946011   

ABBR

Babcock & Wilcox Power Generation Group, Inc.

D1

   Granted    03-Aug-2005    11/196084    15-Dec-2005    050274413    06-Nov-2007    7291194    Babcock & Wilcox Power Generation Group, Inc.

D2

   Granted    03-Aug-2005    11/196075    08-Dec-2005    050268964    30-Oct-2007    7288128    Babcock & Wilcox Power Generation Group, Inc.

7062

   UNBURNED CARBON AND OTHER COMBUSTIBLES

C1

   Granted    06-Oct-1997    08/944120          30-Jun-1998    5774176    Diamond Power International, Inc.

C2

   Granted    08-Sep-1997    08/925340          23-Nov-1999    5988079    Diamond Power International, Inc.

7063

   COMBUSTION OPTIMIZATION SYSTEM
   Granted    25-Jan-1996    08/591012          18-Aug-1998    5794549    Diamond Power International, Inc.

7064

   SOOTBLOWING OPTIMIZATION SYSTEM
   Granted    09-Nov-1999    09/436944          04-Dec-2001    6325025    Diamond Power International, Inc.

D

   Granted    01-Aug-2001    09/920697    10-Jan-2002    0002956    30-Jul-2002    6425352    Diamond Power International, Inc.

7065

   ASH HANDLING SYSTEM
   Granted    18-Oct-2000    09/691562          15-Jan-2002    6338306    Diamond Power International, Inc.

7067

   IMPACT TYPE PARTICLE SEPARATOR MADE OF MUTUALLY INVERTED U-SHAPED ELEMENTS
   Granted    29-May-2003    10/447688    16-Dec-2004    040250521    22-Mar-2005    6869459    Babcock & Wilcox Power Generation Group, Inc.

7068

   SOOTBLOWER CONTROL BASED ON BOILER THERMAL EFFICIENCY OPTIMIZATION
   Granted    18-Dec-2003    10/739858    19-Aug-2004    0159270    16-Aug-2005    6928937    Diamond Power International, Inc.

7070

   DEVICE FOR REGULATING AND CLEANING AN AIR INTAKE
   Granted    05-Sep-2000    09/623450          13-Aug-2002    6431125    Diamond Power International, Inc.

7071

   ANTI-VIBRATION BARS FOR BOILER TUBES WITH PROTECTIVE SHIELDS
   Granted    17-Mar-2004    10/802688    26-Jan-2006    060016402    02-Oct-2007    7275589    Babcock & Wilcox Power Generation Group, Inc.

7072

   DUAL PRESSURE RECOVERY BOILER
   Granted    20-Oct-2004    10/969125    20-Apr-2006    06-0081199    17-Jul-2007    7243619    Babcock & Wilcox Power Generation Group, Inc.

7073

   SPLIT RING CASTING FOR BOILER TUBES WITH TUBE SHIELDS
   Granted    17-Mar-2004    10/802474    22-Sep-2005    050205018    27-Feb-2007    7182045    Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 90 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7075

   RE-ORIENTED OVER FIRE AIR PORTS FOR REDUCTION OF NOx PRODUCTION FROM PULVERIZED COAL-FIRED BURNERS
   Granted    29-Jan-2004    10/767978    04-Aug-2005    05-0166867    01-Dec-2009    7624707    The Babcock & Wilcox Company

7077

   CLAD TUBE FOR NUCLEAR FUEL
   Granted    08-Dec-2003    10/730612    10-Jul-2008    08-0165912    15-Jul-2008    7400697    Babcock & Wilcox Nuclear Operations Group, Inc.

7079

   EXTERNAL TUBE DEFORMING EXTRACTION DEVICE
   Granted    30-Jun-2004    10/880796    05-Jan-2006    06-0000074    30-Jan-2007    7168143    Babcock & Wilcox Canada Ltd.

7080

   INTERNAL TUBE EXTRACTION DEVICE USING A CYLINDRICAL COLLAPSING WEDGE
   Granted    07-Jun-2004    10/862632    08-Dec-2005    0268451    27-Mar-2007    7194800    Babcock & Wilcox Canada Ltd.

7081

   EXTERNAL TUBE EXTRACTION DEVICE WITH A CYLINDRICAL COLLAPSING WEDGE
   Granted    08-Jun-2004    10/863187    08-Dec-2005    050268452    12-Dec-2006    7146716    Babcock & Wilcox Canada Ltd.

7082

   TUBE EXTRACTING DEVICE
   Granted    22-Apr-2004    10/830123    27-Oct-2005    050235486    11-Dec-2007    7305756    Babcock & Wilcox Canada Ltd.

7086

   SOOTBLOWER NOZZLE ASSEMBLY WITH NOZZLES HAVING DIFFERENT GEOMETRIES
   Granted    24-Mar-2004    10/808047    11-Nov-2004    0222324    18-Apr-2006    7028926    Diamond Power International, Inc.

7087

   ASSEMBLY AND METHOD FOR REMOVING A DEVICE FROM A BOILER
   Granted    15-Jun-2005    11/153671    16-Feb-2006    060032468    29-Dec-2009    7637002    Diamond Power International, Inc.

7088

   BAFFLE FOR INCREASED CAPTURE OF POPCORN ASH IN ECONOMIZER HOPPERS
   Granted    10-Jan-2005    11/033085    14-Jul-2005    05-0150439    05-Sep-2006    7100521    Babcock & Wilcox Power Generation Group, Inc.

7089

   EXPLOSIVE TUBE REMOVAL DEVICE
   Granted    19-Jan-2005    11/038842    20-Jul-2006    06-0156527    29-Jan-2008    7322090    Babcock & Wilcox Canada Ltd.

7095

   LOW LOSS POPPET VALVE
   Published    30-Aug-2005    11/216591    01-Mar-2007    07-0045584          Diamond Power International, Inc.

7097

   IN-FURNACE REDUCTION OF NITROGEN OXIDE BY MIXED FUELS INVOLVING A BIOMASS DERIVATIVE
   Published    27-Jun-2006    11/426906    15-Feb-2007    07-0034126          The Babcock & Wilcox Company Ole Miss

7098

   SNCR DISTRIBUTION GRID
   Published    12-Apr-2007    11/577171    05-Mar-2009    20090060806          The Babcock & Wilcox Company

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 91 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7100

   BURNER WITH CENTER FIRED AIR JET
   Granted    30-Jun-2005    11/171027    04-Jan-2007    070003889    07-Oct-2008    7430970    Babcock & Wilcox Power Generation Group, Inc.

7101

   SOOTBLOWER FRAME ASSEMBLY
   Published
   20-Dec-2005    10/561569    05-Apr-2007    07-0079001          Diamond Power International, Inc.

7105

   OXY-FUEL REBURN: A METHOD FOR NOx REDUCTION BY FUEL REBURNING WITH OXYGEN
   Granted    18-Jul-2005    11/183512    16-Nov-2006    06-0257800    17-Feb-2009    7491055    Babcock & Wilcox Power Generation Group, Inc.

7106

   CARRIER AIR HEATING SYSTEM FOR SCR
   Granted    13-Apr-2005    11/105053    19-Oct-2006    06-0234173    15-Sep-2009    7588440    The Babcock & Wilcox Company

7107

   WETTED PARTICLE AND DROPLET IMPINGEMENT
   Granted    23-Sep-2004    10/948478    23-Mar-2006    06-0060088    16-Oct-2007    7282087    Babcock & Wilcox Power Generation Group, Inc.

7110

   PORT RODDER WITH VELOCITY DAMPER
   Granted    26-May-2005    11/138574    01-Dec-2005    050263047    01-Jul-2008    7392751    Diamond Power International, Inc.

7111

   RETRACTABLE LIQUOR GUN FOR A RECOVERY FURNACE
   Granted    26-May-2005    11/138044    01-Dec-2005    050263108    13-Jan-2009    7475645    Diamond Power International, Inc.

7112

   DETONATION / DEFLAGRATION SOOTBLOWER
   Granted    14-Jun-2005    11/152577    12-Jan-2006    060005786    22-Apr-2008    7360508    Diamond Power International, Inc.

7113

   HOOD/TOWER INTERFACE
   Granted    10-Feb-2005    11/055760    24-Aug-2006    06-0185320    04-May-2010    7707782    The Babcock & Wilcox Company

7115

   SYSTEM USING OVER FIRE ZONE SENSORS AND DATA ANALYSIS
   Published    25-Feb-2008    12/036639    27-Aug-2009    20090214993          Babcock & Wilcox Power Generation Group, Inc.

7117

   BOILER WALL BOX COOLING SYSTEM
   Granted    24-Jun-2004    10/876132          09-Aug-2005    6925969    Diamond Power International, Inc.

7118

   TUNNELED MULTI-BLADE SWIRLER FOR LIQUID FUEL ATOMIZATION
   Granted    08-Jun-2005    11/100731    14-Dec-2006    06-0281036    06-May-2008    7367798    Babcock & Wilcox Power Generation Group, Inc.

7119

   CO-EXTRUDED GENERATING BANK SWAGED TUBING
   Granted    31-Mar-2005    11/095915    05-Oct-2006    06-0218792    02-Feb-2010    7653999    Babcock & Wilcox Canada Ltd.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 92 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7122

   HEAT EXCHANGER FRAMEWORK
   Granted    17-Jul-2006    11/487624    31-Jan-2008    08-0022949    16-Dec-2008    7464671    Babcock & Wilcox Power Generation Group, Inc.

7124

   MATRIX MEANS FOR REDUCING COMBUSTION VOLUME
   Granted    11-Jul-2007    11/775919    15-Jan-2009    20090017402    24-Feb-2009    7493876    The Babcock & Wilcox Company

7126

   STEAM/WATER CONICAL CYCLONE SEPARATOR
   Granted    05-Jul-2007    11/753335    08-Jan-2009    09-0010721    29-Dec-2009    7637699    The Babcock & Wilcox Company

7127

   NATURAL CIRCULATION INDUSTRIAL BOILER FOR STEAM ASSISTED GRAVITY DRAINAGE (SAGD) PROCESS
   Granted    01-May-2007    11/742870    22-Nov-2007    07-0266962    19-May-2009    7533632    Babcock & Wilcox Canada Ltd.

7128

   LOX NOx CYCLONE FURNACE STEAM GENERATOR
   Published    30-May-2007    11/720506    05-Jun-2008    080127869          The Babcock & Wilcox Company

7136

   ENHANCEMENT OF CONVENTIONAL SCR AND SNCR PROCESSES WITH AMMONIA DESTRUCTION CATALYST
   Published    07-Apr-2008    12/098623    08-Oct-2009    20090252665          Babcock & Wilcox Power Generation Group, Inc.

7143

   NUBBED U-BEND TUBE SUPPORT
   Published    18-Jul-2007    11/779653    22-Jan-2009    20090020273          Babcock & Wilcox Canada Ltd.

7144

   STEAM GENERATOR TO CONTAIN AND COOL SYNTHESIS GAS
   Published    27-Jul-2005    11/191183    17-Jan-2008    08-0011247          The Babcock & Wilcox Company

7146

   LARGE DIAMETER MID-ZONE AIR SEPARATION CONE FOR EXPANDING IRZ
   Published    01-Jun-2006    11/444779    06-Dec-2007    07-0281265          The Babcock & Wilcox Company

7148

   CIRCULATION SYSTEM FOR SLIDING PRESSURE STEAM GENERATOR
   Granted    07-Jun-2006    11/448648    13-Dec-2007    07-0283906    15-Sep-2009    7587996    The Babcock & Wilcox Company

7149

   LINK TYPE SEISMIC TIE FOR BOILERS
   Published    03-May-2007    11/743722    06-Nov-2008    08-0271686          The Babcock & Wilcox Company

7150

   ASSEMBLY FOR ASH SEPARATION FROM FLUE GAS
   Granted    27-Feb-2007    11/711509    28-Aug-2008    08-0202077    10-Nov-2009    7615086    The Babcock & Wilcox Company

7151

   A BOILER PRODUCING STEAM FROM FLUE GASES UNDER OPTIMISED CONDITIONS
   Pending    27-Mar-2008    12/088256                Babcock & Wilcox Volund A/S

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 93 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7152

   A BOILER PRODUCING STEAM FROM FLUE GASES WITH ELECTRICAL EFFICIENCY AND IMPROVED SLAG QUALITY
  

Pending

  

25-Mar-2008

  

12/067968

               Babcock & Wilcox Volund A/S

7155

   RADIANT SYNGAS COOLER
  

Granted

  

26-Oct-2006

  

11/588045

  

31-May-2007

  

070119577

  

15-Sep-2009

  

7587995

  

The Babcock & Wilcox Company

7159

   HYBRID WET ELECTROSTATIC PRECIPITATOR (HWESP)
  

Granted

  

27-Mar-2008

  

12/056417

  

01-Oct-2009

  

20090241781

  

15-Dec-2009

  

7632341

  

Babcock & Wilcox Power Generation Group, Inc.

7160

   APPARATUS FOR CLEANING A SMELT SPOUT OF A COMBUSTION DEVICE (BLADERUNNER)
  

Published

  

24-May-2006

  

11/439674

  

29-Nov-2007

  

07-0272130

        

Diamond Power International, Inc.

7164

   MOISTURE REMOVAL FROM FLUE GAS IN WFGD IN THE OXY-COMBUSTION TECHNOLOGY
  

Granted

  

11-Apr-2007

  

11/733942

  

18-Oct-2007

  

0243119

  

08-Sep-2009

  

7585476

  

The Babcock & Wilcox Company

7166

   INTEGRATED FLUIDIZED BED ASH COOLER
  

Granted

  

19-Apr-2006

  

11/406765

  

13-Dec-2007

  

07-0283902

  

16-Dec-2008

  

7464669

  

Babcock & Wilcox Power Generation Group, Inc.

7167

   STRESS REDUCTION FOR PULVERIZER MAIN SHAFT VIA THRUST BEARING MODIFICATION
  

Published

  

13-Mar-2007

  

11/717345

  

20-Sep-2007

  

070215730

        

The Babcock & Wilcox Company

7170    COMBUSTION SYSTEM AND PROCESS
  

Published

  

15-Nov-2007

  

11/940575

  

02-Apr-2009

  

0084294

        

Babcock & Wilcox Power Generation Group, Inc.

7171    END SUPPORT CONFIGURATION FOR STEAM TUBES OF A SUPERHEATER OR REHEATER
  

Granted

  

26-Apr-2007

  

11/740340

  

30-Oct-2008

  

080264358

  

14-Jul-2009

  

7559294

  

The Babcock & Wilcox Company

7174    SELF SUPPORTING REINFORCED HEADER
  

Published

  

15-Mar-2007

  

11/686437

  

27-Sep-2007

  

07-0221279

        

Babcock & Wilcox Power Generation Group, Inc.

7176    CLOSED CYCLE MHD-FARADAY GENERATION OF ELECTRIC POWER USING STEAM AS THE GASEOUS MEDIUM
  

Published

  

19-Jul-2007

  

11/780130

  

22-Jan-2009

  

20090021010

        

The Babcock & Wilcox Company

7178    METHOD FOR CONTROLLING AIR DISTRIBUTION IN A CYCLONE FURNACE
  

Granted

  

04-Oct-2006

  

11/538578

  

28-Feb-2008

  

20080050684

  

03-Feb-2009

  

7484955

  

Diamond Power International, Inc.

7180    MULTIPLE PASS ECONOMIZER AND METHOD FOR SCR TEMPERATURE CONTROL
  

Granted

  

09-May-2006

  

11/430761

  

15-Nov-2007

  

07-0261646

  

25-Aug-2009

  

7578265

  

The Babcock & Wilcox Company

C   

Granted

  

03-Oct-2006

  

11/542413

  

15-Nov-2007

  

07-0261647

  

29-Dec-2009

  

7637233

  

The Babcock & Wilcox Company

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 94 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7181

  

POLYGON TUMBLE ASSEMBLER

   Published    17-May-2007    11/749967    05-Jun-2008    080128580         

Babcock & Wilcox Canada Ltd.

                       

Babcock & Wilcox Power Generation Group, Inc.

7183

   INDUCTION HEAT-AND-PULL TUBE STUB REMOVAL TECHNIQUE
   Granted    13-Jun-2007    11/762104    03-Jan-2008    080000066    28-Jul-2009    7565727   

Babcock & Wilcox Canada Ltd.

7189

   METHOD OF CONTROLLING AN APPARATUS FOR GENERATING ELECTRIC POWER ANAD APPARATUS FOR USE OF SAID METHOD (AKA GASIFICATION TECHNOLOGY)
   Pending    31-Aug-2009    12/306573               

Babcock & Wilcox Volund A/S

7190

   STEPPED DOWN GAS MIXING DEVICE
   Pending    03-Feb-2010    12/699407               

The Babcock & Wilcox Company

7191

   COMPACT RADIAL PLATEN ARRANGEMENT FOR RADIANT SYNGAS COOLER
   Published    15-Aug-2007    11/839285    21-Feb-2008    080041572         

The Babcock & Wilcox Company

7193

   SYNGAS COOLER CLEANING DEVICE
   Published    14-Aug-2007    11/838580    21-Feb-2008    080041322         

The Babcock & Wilcox Company

7194

   SEALING ARRANGEMENT WITH A SEGMENTED SEAL AND PRESSURE RELIEF
   Published    15-Aug-2007    11/839357    21-Feb-2008    080042373         

The Babcock & Wilcox Company

7195

   CATALYST PARTICULATE DIVERTER
   Published    07-Sep-2007    11/851443    12-Mar-2009    20090065414         

The Babcock & Wilcox Company

7197

   ULTRASONIC INSPECTION METHOD
   Published    29-Nov-2006    11/564346    29-May-2008    080121040         

BWX Technologies, Inc.

7200

   EXTENDED WATER LEVEL RANGE STEAM / WATER CONICAL CYCLONE SEPARATOR
   Published    19-Sep-2007    11/857898    20-Mar-2008    08-0069646         

The Babcock & Wilcox Company

7202

   BOTTOM ASH INJECTION FOR ENHANCING SPRAY DRYER ABSORBER PERFORMANCE
   Published    13-Sep-2007    11/854781    19-Mar-2009    20090074629         

The Babcock & Wilcox Company

7206

   RAPPER ALIGNMENT PLUG
   Published    27-Jun-2007    11/768941    01-Jan-2009    090000770         

The Babcock & Wilcox Company

7207

   SPRAY DRYER ABSORBER AND RELATED PROCESSES
   Published    13-Sep-2007    11/854795    19-Mar-2009    20090074642         

The Babcock & Wilcox Company

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 95 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7212

   CONTOURED FLAT STUD AND STUD ARRANGEMENT FOR CYCLONE SLAG TAPS
   Published    18-Jul-2008    12/175524    21-Jan-2010    20100012005          Babcock & Wilcox Power Generation Group, Inc.

7214

   IN-SITU REGENERATION OF A CATALYST MASKED BY CALCIUM SULFATE
   Published    26-Mar-2008    12/055439    01-Oct-2009    20090247392          The Babcock & Wilcox Company

7215

   INDUCTION HEATED, HOT WIRE WELDING

C

   Published    16-Nov-2009    12/619032    11-Mar-2010    20100059493          Babcock & Wilcox Technical Services Group, Inc.

7219

   LOW-TEMPERATURE, MOVING BED CATALYTIC REACTOR FOR CONTROL OF NOx EMISSIONS FROM COMBUSTION
   Published    18-Jul-2008    12/175540    05-Feb-2009    20090035200          Babcock & Wilcox Power Generation Group, Inc.

7222

   COMBINATORIAL HETROGENEOUS - HOMOGENEOUS REACTOR
   Published    03-Mar-2009    12/397070    10-Sep-2009    2009-0225923          Babcock & Wilcox Technical Services Group, Inc.

7223

   SEGREGATED IN-SITU FORCED OXIDATION WET FLUE GAS DESULFURIZATION FOR OXYGEN- FIRED FOSSIL FUEL COMBUSTION
   Pending    12-Oct-2009    12/577456                The Babcock & Wilcox Company

7224

   SYSTEM AND METHOD FOR MINIMIZING NITROGEN OXIDE (NOx) EMISSIONS IN CYCLONE COMBUSTORS
   Published    29-May-2008    12/129052    08-Jan-2009    09-0007827          American Air Liquide, Inc.
                        Babcock & Wilcox Power Generation Group, Inc.

7227

   METHOD AND APPARATUS FOR PREPARING PULVERIZED COAL USED TO PRODUCE SYNTHESIS GAS
   Published    01-Apr-2008    12/060459    09-Oct-2008    080245076          Babcock & Wilcox Power Generation Group, Inc.

7228

   STEAM GENERATOR ARRANGEMENT
   Published    11-Apr-2008    12/101513    16-Oct-2008    080251037          The Babcock & Wilcox Company

7230

   COIN RETRIEVAL FROM REFUSE
   Published    06-Aug-2007    11/834247    12-Feb-2009    20090038996          The Babcock & Wilcox Company

7231

   TRI-SECTOR REGENERATIVE OXIDANT PREHEATER FOR OXY-FIRED PULVERIZED COAL COMBUSTION
   Published    08-Jul-2008    12/169168    15-Jan-2009    20090013941          Babcock & Wilcox Power Generation Group, Inc.

7232

   ECONOMIZER ARRANGEMENT FOR STEAM GENERATOR
   Published    17-May-2007    11/750271    20-Nov-2008    08-0282997          The Babcock & Wilcox Company

7233

   METHOD AND APPARATUS FOR THE PRODUCTION AND EXTRACTION OF MOLYBDENUM-99
   Granted    23-Feb-1998    09/028183          08-Jun-1999    5910971    BWXT Services, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 96 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7234

   CARBON OXIDE AND/OR SULFUR OXIDE CAPTURE IN A LIQUID ENVIRONMENT
   Pending    13-Oct-2009    12/577806                Babcock & Wilcox Power Generation Group, Inc.

7235

   RETRACTABLE ARTICULATING ROBOTIC SOOTBLOWER
   Pending    26-Feb-2009    12/393441                Diamond Power International, Inc.

7237

   METHOD OF FORMING, INSERTING, AND PERMANENTLY BONDING RIBS IN BOILER TUBES
   Published    06-Jun-2008    12/134295    10-Dec-2009    20090301159          Babcock & Wilcox Power Generation Group, Inc.

7238

   BLACK PLANT STEAM FURNACE INJECTION
   Published    17-Jul-2008    12/175102    29-Jan-2009    20090025658          Babcock & Wilcox Power Generation Group, Inc.

7245

   SOOTBLOWER ISOLATION WALL BOX
   Pending    17-Sep-2009    12/561488                Babcock & Wilcox Power Generation Group, Inc.
                        Diamond Power International, Inc.

7247

   HEAT EXCHANGER
   Published    14-Jan-2009    12/353716    16-Jul-2009    20090178779          Babcock & Wilcox Power Generation Group, Inc.

7249

   ENHANCED STEAM CYCLE UTILIZING A DUAL PRESSURE RECOVERY BOILER WITH REHEAT
   Published    26-Mar-2008    12/055832    01-Oct-2009    20090241860          Babcock & Wilcox Power Generation Group, Inc.

7251

   TUBE SUPPORT SYSTEM FOR NUCLEAR STEAM GENERATORS
   Published    25-Jul-2008    12/180478    28-Jan-2010    20100018688          Babcock & Wilcox Canada Ltd.

7252

   TUBE SUPPORT SYSTEM FOR NUCLEAR STEAM GENERATORS
   Published    25-Jul-2008    12/180491    28-Jan-2010    20100018689          Babcock & Wilcox Canada Ltd.

7255

   TUBE STUB REMOVAL APPARATUS AND METHOD
   Published    15-Jan-2009    12/354468    17-Sep-2009    20090229128          The Babcock & Wilcox Company

7256

   OXY-COMBUSTION COAL FIRED BOILER AND METHOD OF TRANSITIONED BETWEEN AIR AND OXYGEN FIRING
   Published    13-Apr-2009    12/422685    15-Oct-2009    20090255450          Babcock & Wilcox Power Generation Group, Inc.

7257

   ERECTION METHOD FOR SOLAR RECEIVER & SUPPORT TOWER
   Published    04-May-2009    12/435062    12-Nov-2009    20090276993          Babcock & Wilcox Power Generation Group, Inc.

7261

   WET SCRUBBER TRAY
   Published    13-Jun-2009    12/484187    17-Dec-2009    20090309245          Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 97 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7265

   ACCESS DOOR WITH INSIDE LATCH RELEASE
   Pending    22-Jan-2009    12/357743                Babcock & Wilcox Power Generation Group, Inc.

7266

   SHOP-ASSEMBLED SOLAR RECEIVER HEAT EXCHANGER
   Pending    23-Oct-2009    12/605241                Babcock & Wilcox Power Generation Group, Inc.

7268

   BLADED BULLET COAL DIFFUSER WITH COAL LINE BALANCING DEVICE
   Pending    09-Nov-2009    12/614480               

7281

   IN-BED SOLIDS CONTROL VALVE
   Pending    30-Sep-2009    12/570823                Babcock & Wilcox Power Generation Group, Inc.

7283

   PRIMARY OXIDANT FEED TO OXY-FIRED CIRCULATING FLUIDIZED BED (CFB)
   Pending    30-Sep-2009    12/571187               

7284

   CIRCULATING FLUIDIZED BED (CFB) WITH IN-FURNACE SECONDARY AIR NOZZLES
   Pending    30-Sep-2009    12/571279                Babcock & Wilcox Power Generation Group, Inc.

7287

   SYSTEM AND METHOD FOR SOFTENING WATER FOR USE IN A SCRUBBER
   Pending    19-Jan-2010    12/689313                Babcock & Wilcox Power Generation Group, Inc.

7288

   SYSTEM AND METHOD FOR PROTECTION OF SCR CATALYST AND CONTROL OF MULTIPLE EMISSIONS
   Pending    21-Jan-2010    12/691527                Babcock & Wilcox Power Generation Group, Inc.

P

   Pending    22-Apr-2009    61/171619               

7289

   INTEGRATED SPLIT STREAM WATERCOIL AIRHEATER & ECONOMIZER (IWE)
   Pending    19-Oct-2009    12/581637               

P

   Pending    10-Mar-2009    61/158774               

7290

   OXY-FUEL COMBUSTION OXIDANT HEATER INTERNAL ARRANGEMENT
   Pending    25-Feb-2010    12/712268               

7292

   TUBE SUPPORT STRUCTURE
   Pending    29-Apr-2009    12/432644                Babcock & Wilcox Canada Ltd.

7293

   FEEDWATER DEBRIS TRAP FOR A NUCLEAR ONCE THROUGH STEAM GENERATOR
   Pending    29-Apr-2009    12/432653                Babcock & Wilcox Canada Ltd.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 98 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7294

   BIOMASS CENTER AIREJET(R) BURNER
   Pending    26-Apr-2010    12/766991               

P

   Pending    29-Apr-2009    61/173659               

7295

   SOOTBLOWER WITH PROGRESSIVE CLEANING ARC
   Pending    18-Dec-2009    12/642210                Diamond Power International, Inc.

7296

   INTEGRAL PRESSURIZED WATER NUCLEAR REACTOR

P

   Pending    10-Jun-2009    61/185878               

7297

   CONTROL ROD DRIVE MECHANISM FOR NUCLEAR REACTOR
   Pending    12-Mar-2010    12/722662               

P

   Pending    10-Jun-2009    61/185887               

7298

   NUCLEAR REACTOR

P

   Pending    10-Jun-2009    61/185897               

7299

   SYSTEM FOR CONTROLLING COAL FLOW IN A COAL PULVERIZER

P

   Pending    22-Jun-2009    61/219097               

7302

   SYSTEM AND METHOD FOR PROTECTION OF SCR CATALYST
   Pending    25-Aug-2009    12/547040               

7303

   REDOX METHOD FOR CAPTURE OF TOTAL GASEOUS MERCURY BY WET FGD

P

   Pending    16-Jul-2009    61/226132               

7305

   CO2 SCRUBBING SYSTEM

P

   Pending    15-Oct-2009    61/252102               

7308

   RADIOACTIVE DEBRIS TRAP
   Pending    30-Oct-2009    12/609026               

7313

   CHEMICAL SOLVENTS FOR THE REMOVAL OF CARBON DIOXIDE FROM FLUE GASES

P

   Pending    26-Mar-2010    61/318044                Babcock & Wilcox Power Generation Group, Inc.

7314

   CONTROL ROD DRIVE MECHANISM FOR NUCLEAR REACTOR
   Pending    12-Mar-2010    12/722696                Babcock & Wilcox Nuclear Operations Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 99 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7315

   MOLYBDENUM-99 EXTRACTION & PURIFICATION PROCESS FOR A MEDICAL ISOTOPES PRODUCTION SYSTEM

P

   Pending    19-Feb-2010    61/306363                Babcock & Wilcox Technical Services Group, Inc.

7319

   HYBRID WATER TREATMENT FOR HIGH TEMPERATURE STEAM GENERATORS
   Pending    17-Mar-2010    12/725777                Babcock & Wilcox Power Generation Group, Inc.

7328

   MULTIPLE RAPPER CONTROL FOR ELECTROSTATIC PRECIPITATOR
   Granted    27-Jul-1990    07/558819          22-Dec-1992    5173867    Babcock & Wilcox Power Generation Group, Inc.

7331

   ELECTRICAL CONTROL SYSTEM FOR ELECTROSTATIC PRECIPITATOR
   Granted    27-Jul-1990    07/558827          26-Nov-1991    5068811    Babcock & Wilcox Power Generation Group, Inc.

7332

   VARIABLE INDUCTANCE CURRENT LIMITING REACTOR CONTROL SYSTEM FOR ELECTROSTATIC PRECIPITATOR
   Granted    22-Nov-1994    08/338631          06-Jan-1998    5705923    Babcock & Wilcox Power Generation Group, Inc.

7333

   COLLECTOR PLATE FOR ELECTROSTATIC PRECIPITATOR
   Granted    28-Sep-1995    08/530300          09-Sep-1997    5665147    Babcock & Wilcox Power Generation Group, Inc.

7334

   METHOD AND APPARATUS FOR CONTROLLING AN EVAPORATIVE GAS CONDITIONING SYSTEM
   Granted    10-Oct-1997    08/948912          14-Sep-1999    5950441    Babcock & Wilcox Power Generation Group, Inc.

D

   Granted    17-Sep-1998    09/156789          06-Apr-1999    5890369    Babcock & Wilcox Power Generation Group, Inc.

7335

   METHOD AND SYSTEM FOR IMPROVED RAPPER CONTROL
   Granted    06-Jul-2001    09/900082          01-Apr-2003    6540812    Babcock & Wilcox Power Generation Group, Inc.

7336

   AN APPARATUS AND METHOD FOR FILTERING VOLTAGE FOR AN ELECTROSTATIC PRECIPATOR
   Granted    19-Mar-2002    10/063099          26-Aug-2003    6611440    Babcock & Wilcox Power Generation Group, Inc.

7338

   USE OF PARTIAL DISCHARGE ANALYSIS TECHNOLOGY FOR CONTROL AND MONITORING OF ESPs POWER SUPPLY
   Granted    29-Dec-2005    11/321832          18-Nov-2008    7452403    Babcock & Wilcox Power Generation Group, Inc.

7339

   AN ELECTROSTATIC PRECIPITATOR DESIGN USING SPARK CURRENT LIMITING RESISTORS
   Granted    27-Feb-2007    11/679513          27-Apr-2010    7704302    Babcock & Wilcox Power Generation Group, Inc.

7341

   RIGID DISCHARGE ELECTRODDE ENHANCEMENT
   Pending    04-Jan-2006    11/326306                Babcock & Wilcox Power Generation Group, Inc.

C

   Pending    19-Dec-2008    12/339332                Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 100 of 34


The Babcock & Wilcox Company US Active Patents and Applications

 

CASE NO
SubCase

  

STATUS

  

FILE DATE

  

APP NO

  

PUB DATE

  

PUB NO

  

ISSUE DATE

  

PAT NO

  

OWNER

7343

   METHOD AND SYSTEM TO LOCATE SPARK IN ELECTROSTATIC PRECIPITATOR USING ELECTRO- MAGNETIC FIELD WAVE RADIATION
   Pending    12-Nov-2008    12/269104                Babcock & Wilcox Power Generation Group, Inc.

7348

   DEVICE TO ACHIEVE NEAR DC WAVEFORM IN kV RANGE FROM SINGLE PHASE INPUT
   Pending    20-Aug-2009    12/544608                Babcock & Wilcox Power Generation Group, Inc.

7353

   METHOD FOR ACCURATELY DETERMINING THE LIFT HEIGHT ON AN ESP RAPPER TO OBTAIN RAPPING INTENSITY
   Pending    03-Sep-2008    12/203713                Babcock & Wilcox Power Generation Group, Inc.

7355

   ESP COLLECTING PLATE CLEANING USING TUNABLE FREQUENCY
   Pending    17-Dec-2009    12/640253                Babcock & Wilcox Power Generation Group, Inc.

7360

   Hg CALIBRATION/SPAN GAS HUMIDIFICATION USING VAPORIZER TECHNOLOGY
   Pending    17-May-2007    11/803617                Babcock & Wilcox Power Generation Group, Inc.

7361

   PNEUMATIC FLOW DELIVERY OF WATER TO HUMIDIFICATION PERMEATION TUBE OR VAPORIZER FOR ELEMENTATL Hg GAS
   Pending    29-Jun-2007    11/824089                Babcock & Wilcox Power Generation Group, Inc.

7365

   OXYGEN MONITORING SYSTEM DESIGN
   Pending    08-Aug-2008    12/188672                Babcock & Wilcox Power Generation Group, Inc.

7367

   METHOD OF USING MID-IR LASER MEASURE AND MONITOR EXHAUST POLLUTANT
   Pending    09-Dec-2009    12/633862                Babcock & Wilcox Power Generation Group, Inc.

7368

   A WAY OF DESCRIBING AND USING DATABASE OBJECTS IN A SQL SERVER DATABASE BY DYNAMICALLY CREATING INPUT FIELDS ON A WEBPAGE FOR PARAMETER INPUT AND THEN BUILDING THE SQL COMMAND PROGRAMMICATICALLY BASED ON THOSE INPUTS WHICH ARE THEN EXECUTED
   Pending    25-Jun-2009    12/491324                Babcock & Wilcox Power Generation Group, Inc.

7371

   GYRO-STABILIZER EMISSIONS MONITORING PROBE
   Pending    20-Jan-2010    12/690744                Babcock & Wilcox Power Generation Group, Inc.

7372

   CLEANING SYSTEM AND METHOD FOR CONTINUOUS EMISSIONS MONITORING EQUIPMENT
   Granted    02-Oct-2006    11/541970          21-Jul-2009    7562556    Babcock & Wilcox Power Generation Group, Inc.

7373

   SYSTEM, METHODS AND COMPUTER PROGRAM FOR CONTINUOUS EMISSIONS MONITORING ON- LINE (NetDAHS)
   Granted    12-May-2004    10/709543          20-Feb-2007    7181320    Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 101 of 34


The Babcock & Wilcox Company US Active Trademarks and Domain Names

 

CASE NO

  

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

ABSORPTION PLUS (Hg)

TM-750

     

Published

  

77/371049

  

14-Jan-2008

        

Babcock & Wilcox Power Generation Group, Inc.

TM-750

   1   

Filed

  

77/371146

  

14-Jan-2008

        

Babcock & Wilcox Power Generation Group, Inc.

AireJet

                    

TM-747

     

Registered

  

78/891260

  

24-May-2006

  

3535538

  

18-Nov-2008

  

Babcock & Wilcox Power Generation Group, Inc.

ALLEN-SHERMAN-HOFF (Word Mark)

TM-485

     

Registered

  

75/379906

  

27-Oct-1997

  

2218648

  

19-Jan-1999

  

Diamond Power International, Inc.

A-S-H & DESIGN

TM-490

     

Registered

  

71/226183

  

21-Jan-1926

  

0221415

  

30-Nov-1926

  

Diamond Power International, Inc.

a-s-h.biz

                    

DN-047

     

Registered

  

DOMAIN NAME

  

16-Mar-1996

     

08-Nov-2001

  

Diamond Power International, Inc.

a-s-h.com

                    

DN-001

     

Registered

  

DOMAIN NAME

  

27-Jun-1996

     

27-Jun-1996

  

Diamond Power International, Inc.

a-s-h.net

                    

DN-031

     

Registered

  

DOMAIN NAME

  

04-Dec-2000

     

04-Dec-2000

  

Diamond Power International, Inc.

a-s-h.org

                    

DN-032

     

Registered

  

DOMAIN NAME

  

04-Dec-2000

     

04-Dec-2000

  

Diamond Power International, Inc.

a-s-h.us

                    

DN-109

     

Registered

  

DOMAIN NAME

  

31-May-2005

     

31-May-2005

  

Diamond Power International, Inc.

ASHANDLER (Word Mark)

TM-581

     

Registered

  

78/027752

  

26-Sep-2000

  

2601135

  

30-Jul-2002

  

Diamond Power International, Inc.

ASHCOLITE (STYLIZED)

TM-491

     

Registered

  

72/181733

  

22-Nov-1963

  

774841

  

11-Aug-1964

  

Diamond Power International, Inc.

ASHCORE

                    

TM-550

     

Registered

  

75/485036

  

14-May-1998

  

2444743

  

17-Apr-2001

  

Diamond Power International, Inc.

ASHFLO (Word Mark)

TM-492

     

Registered

  

75/485035

  

14-May-1998

  

2394639

  

17-Oct-2000

  

Diamond Power International, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 102 of 23


CASE NO

  

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

ASHseal

                    

TM-742

      Filed    78/596117    28-Mar-2005          Diamond Power International, Inc.

ASHVAC (Word Mark)

TM-580

      Registered    76/117101    28-Aug-2000    2581199    18-Jun-2002    Diamond Power International, Inc.

ashwp.com

                    

DN-027

      Registered    DOMAIN NAME    27-Jul-2000       27-Jul-2000    Diamond Power International, Inc.

ash-wp.com

                    

DN-028

      Registered    DOMAIN NAME    08-Aug-2000       08-Aug-2000    Diamond Power International, Inc.

ASP (Word Mark)

TM-465

      Registered    74/649783    21-Mar-1995    2079738    15-Jul-1997    Babcock & Wilcox Power Generation Group, Inc.

ASSURED STOCK PROGRAM (Word Mark)

TM-231

      Registered    73624366    03-Oct-1986    1443711    16-Jun-1987    Babcock & Wilcox Power Generation Group, Inc.

TM-231

   2    Registered    74/418432    28-Jun-1993    1846943    26-Jul-1994    Babcock & Wilcox Power Generation Group, Inc.

ave.dk

                    

DN-100

      Registered    DOMAIN NAME    01-Jun-2000       12-Jul-2004    Babcock & Wilcox Volund A/S

B&W & HERO ENGINE DESIGN

TM-058

      Registered    71/470170    12-May-1944    419052    05-Feb-1946    Babcock & Wilcox Power Generation Group, Inc.

TM-058

   2    Registered    71/470169    12-May-1944    0415177    31-Jul-1945    Babcock & Wilcox Power Generation Group, Inc.

TM-058

   3    Registered    71/491800    19-Nov-1945    0422229    09-Jul-1946    Babcock & Wilcox Power Generation Group, Inc.

B&W (Word Mark)

TM-074

     

Registered

  

71/000828

  

08-Apr-1905

  

0044904

  

25-Jul-1905

  

Babcock & Wilcox Power Generation Group, Inc.

TM-074

   2   

Registered

  

71/470553

  

24-May-1944

  

415862

  

21-Aug-1945

  

Babcock & Wilcox Power Generation Group, Inc.

TM-074

   3   

Registered

  

73/782064

  

21-Feb-1989

  

1570257

  

05-Dec-1989

  

Babcock & Wilcox Power Generation Group, Inc.

TM-074

   4   

Registered

  

73/782065

  

21-Feb-1989

  

1573977

  

26-Dec-1989

  

Babcock & Wilcox Power Generation Group, Inc.

TM-074

   6   

Registered

  

75/747600

  

30-Jun-1999

  

2350120

  

16-May-2000

  

Babcock & Wilcox Power Generation Group, Inc.

B&W mPower

TM-757

     

Filed

  

77/634702

  

17-Dec-2008

        

Babcock & Wilcox Nuclear Power Gen. Group Inc.

B&W ROLL WHEEL

TM-715

     

Registered

  

78/440093

  

23-Jun-2004

  

3330614

  

06-Nov-2007

  

Babcock & Wilcox Power Generation Group, Inc.

TM-715

   2   

Registered

  

78/440113

  

23-Jun-2004

  

3319508

  

23-Oct-2007

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 103 of 23


CASE NO

  

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

BABCOCK & WILCOX (Word Mark)

           

TM-075

     

Registered

  

71/000829

  

08-Apr-1905

  

0044905

  

25-Jul-1905

  

Babcock & Wilcox Power Generation Group, Inc.

TM-075

   2   

Registered

  

70/025550

  

18-Aug-1894

  

0025550

  

20-Nov-1894

  

Babcock & Wilcox Power Generation Group, Inc.

TM-075

   4   

Registered

  

73/782044

  

21-Feb-1989

  

1572421

  

19-Dec-1989

  

Babcock & Wilcox Power Generation Group, Inc.

TM-075

   5   

Registered

  

73/782055

  

21-Feb-1989

  

1571386

  

12-Dec-1989

  

Babcock & Wilcox Power Generation Group, Inc.

BABCOCK & WILCOX M BULLSEYE LOGO

TM-422

     

Registered

  

74/499978

  

14-Mar-1994

  

1900543

  

20-Jun-1995

  

Babcock & Wilcox Power Generation Group, Inc.

TM-422

   2   

Registered

  

74/499799

  

14-Mar-1994

  

1901922

  

27-Jun-1995

  

Babcock & Wilcox Power Generation Group, Inc.

TM-422

   3   

Registered

  

74/499800

  

14-Mar-1994

  

1903181

  

04-Jul-1995

  

Babcock & Wilcox Power Generation Group, Inc.

TM-422

   4   

Registered

  

74/501629

  

18-Mar-1994

  

1900934

  

20-Jun-1995

  

Babcock & Wilcox Power Generation Group, Inc.

BABCOCK & WILCOX SERVICE SPECIALISTS (Word Mark)

TM-451

     

Registered

  

74/591047

  

27-Oct-1994

  

1948476

  

16-Jan-1996

  

Babcock & Wilcox Power Generation Group, Inc.

babcock.asia

                    

DN-175

     

Pending

  

DOMAIN NAME

           

Babcock & Wilcox Canada Ltd.

babcock.co.in

                    

DN-299

     

Registered

  

DOMAIN NAME

  

31-Mar-2010

     

31-Mar-2010

  

The Babcock & Wilcox Company

babcock.co.kr

                    

DN-285

     

Registered

  

DOMAIN NAME

        

01-Feb-2010

  

Babcock & Wilcox Power Generation Group, Inc.

babcock.com

                    

DN-002

     

Registered

  

DOMAIN NAME

  

24-Mar-1995

     

24-Mar-1995

  

The Babcock & Wilcox Company

babcock.com.hk

                    

DN-260

     

Registered

  

DOMAIN NAME

        

04-Nov-2009

  

Babcock & Wilcox Power Generation Group, Inc.

babcock.com.sg

                    

DN-287

     

Registered

  

DOMAIN NAME

        

01-Feb-2010

  

Babcock & Wilcox Power Generation Group, Inc.

babcock.com.tw

                    

DN-259

     

Registered

  

DOMAIN NAME

        

04-Nov-2009

  

Babcock & Wilcox Power Generation Group, Inc.

babcock.dk

                    

DN-099

     

Registered

  

DOMAIN NAME

  

01-Jun-2000

     

14-Jun-2004

  

Babcock & Wilcox Volund A/S

babcock.jobs

                    

DN-110

     

Registered

  

DOMAIN NAME

  

08-Jul-2005

     

08-Jul-2005

  

The Babcock & Wilcox Company

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 104 of 23


CASE NO

  

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

babcock.kr

DN-284

     

Registered

  

DOMAIN NAME

        

01-Feb-2010

  

Babcock & Wilcox Power Generation Group, Inc.

babcock.sg

DN-286

     

Registered

  

DOMAIN NAME

        

01-Feb-2010

  

Babcock & Wilcox Power Generation Group, Inc.

babcockandwilcock.com

DN-134

     

Registered

  

DOMAIN NAME

        

24-Mar-2006

  

The Babcock & Wilcox Company

babcockandwilcox.biz

DN-058

     

Registered

  

DOMAIN NAME

  

25-Apr-2000

     

13-Dec-2001

  

The Babcock & Wilcox Company

babcockandwilcox.co.in

DN-297

     

Registered

  

DOMAIN NAME

  

31-Mar-2010

     

31-Mar-2010

  

The Babcock & Wilcox Company

babcockandwilcox.com.mx

DN-249

     

Registered

  

DOMAIN NAME

        

20-Aug-2009

  

Babcock & Wilcox Power Generation Group, Inc.

babcockandwilcox.in

DN-295

     

Registered

  

DOMAIN NAME

  

31-Mar-2010

     

31-Mar-2010

  

The Babcock & Wilcox Company

babcockandwilcoxcanada.com

DN-117

     

Registered

  

DOMAIN NAME

  

29-Nov-2005

     

29-Nov-2005

  

Babcock & Wilcox Canada Ltd.

babcockandwilcoxvolund.com

DN-024

     

Registered

  

DOMAIN NAME

  

01-Jun-2000

     

01-Jun-2000

  

Babcock & Wilcox Volund A/S

babcockandwilcoxvolund.dk

DN-026

     

Registered

  

DOMAIN NAME

  

01-Jun-2000

     

01-Jun-2000

  

Babcock & Wilcox Volund A/S

babcockwilcock.com

DN-130

     

Registered

  

DOMAIN NAME

        

24-Mar-2006

  

The Babcock & Wilcox Company

babcockwilcox.asia

DN-176

     

Pending

  

DOMAIN NAME

           

Babcock & Wilcox Canada Ltd.

babcockwilcox.biz

DN-059

     

Registered

  

DOMAIN NAME

  

25-Apr-2000

     

13-Dec-2001

  

The Babcock & Wilcox Company

babcock-wilcox.biz

DN-060

     

Registered

  

DOMAIN NAME

  

25-Apr-2000

     

13-Dec-2001

  

The Babcock & Wilcox Company

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 105 of 23


CASE NO

  

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

babcockwilcox.co.in

              

DN-300

     

Registered

  

DOMAIN NAME

  

01-Apr-2010

     

01-Apr-2010

  

The Babcock & Wilcox Company

babcock-wilcox.co.in

DN-298

     

Registered

  

DOMAIN NAME

  

31-Mar-2010

     

31-Mar-2010

  

The Babcock & Wilcox Company

babcockwilcox.com

DN-004

     

Registered

  

DOMAIN NAME

  

19-May-1999

     

19-May-1999

  

The Babcock & Wilcox Company

babcock-wilcox.com

DN-003

     

Registered

  

DOMAIN NAME

  

19-May-1999

     

19-May-1999

  

The Babcock & Wilcox Company

babcockwilcox.com.mx

DN-248

     

Registered

  

DOMAIN NAME

        

19-Aug-2009

  

Babcock & Wilcox Power Generation Group, Inc.

babcockwilcox.dk

DN-097

     

Registered

  

DOMAIN NAME

  

01-Jun-2000

     

14-Jun-2004

  

Babcock & Wilcox Volund A/S

babcockwilcox.in

DN-301

     

Registered

  

DOMAIN NAME

  

01-Apr-2010

     

01-Apr-2010

  

The Babcock & Wilcox Company

babcock-wilcox.in

DN-296

     

Registered

  

DOMAIN NAME

  

31-Mar-2010

     

31-Mar-2010

  

The Babcock & Wilcox Company

babcockwilcox.jobs

DN-111

     

Registered

  

DOMAIN NAME

  

08-Jul-2005

     

08-Jul-2005

  

The Babcock & Wilcox Company

babcockwilcox.net

DN-272

     

Registered

  

DOMAIN NAME

        

07-Nov-2008

  

Babcock & Wilcox Volund A/S

babcockwilcox.us

DN-079

     

Registered

  

DOMAIN NAME

  

09-Apr-2002

     

25-Apr-2002

  

The Babcock & Wilcox Company

babcock-wilcox.us

DN-078

     

Registered

  

DOMAIN NAME

  

09-Apr-2002

     

25-Apr-2002

  

The Babcock & Wilcox Company

babcockwilcoxcanada.com

DN-116

     

Registered

  

DOMAIN NAME

  

29-Nov-2005

     

29-Nov-2005

  

Babcock & Wilcox Canada Ltd.

babcockwilcoxmpower.com

DN-220

     

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 106 of 23


CASE NO

  

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

babcockwilcoxmpower.net

DN-234

     

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

babcockwilcoxmpower.org

DN-232

     

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

babcockwilcoxvolund.com

DN-023

     

Registered

  

DOMAIN NAME

  

01-Jun-2000

     

01-Jun-2000

  

Babcock & Wilcox Volund A/S

babcockwilcoxvolund.dk

DN-025

     

Registered

  

DOMAIN NAME

  

01-Jun-2000

     

01-Jun-2000

  

Babcock & Wilcox Volund A/S

babcoxandwilcox.com

DN-135

     

Registered

  

DOMAIN NAME

        

24-Mar-2006

  

The Babcock & Wilcox Company

babcoxwilcox.com

DN-131

     

Registered

  

DOMAIN NAME

        

24-Mar-2006

  

The Babcock & Wilcox Company

babockandwilcox.com

DN-133

     

Registered

  

DOMAIN NAME

        

24-Mar-2006

  

The Babcock & Wilcox Company

babockwilcox.com

DN-129

     

Registered

  

DOMAIN NAME

        

24-Mar-2006

  

The Babcock & Wilcox Company

bceparts.ca

DN-196

     

Registered

  

DOMAIN NAME

        

12-Jun-2008

  

Diamond Canapower Inc.

bceparts.com

DN-194

     

Registered

  

DOMAIN NAME

        

11-Jun-2008

  

Diamond Power International, Inc.

bceparts.net

DN-195

     

Registered

  

DOMAIN NAME

        

11-Jun-2008

  

Diamond Power International, Inc.

beaumontbirch.biz

DN-076

     

Registered

  

DOMAIN NAME

  

11-Apr-2002

     

11-Apr-2002

  

Diamond Power International, Inc.

beaumontbirch.com

DN-074

     

Registered

  

DOMAIN NAME

  

12-Apr-2002

     

12-Apr-2002

  

Diamond Power International, Inc.

beaumontbirch.net

DN-075

     

Registered

  

DOMAIN NAME

  

12-Apr-2002

     

12-Apr-2002

  

Diamond Power International, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 107 of 23


CASE NO

  

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

beaumontbirch.org

DN-077

     

Registered

  

DOMAIN NAME

  

12-Mar-2002

     

12-Mar-2002

  

Diamond Power International, Inc.

BLACK LIQUOR CLUB (Word Mark)

TM-437

     

Registered

  

74/492512

  

22-Feb-1994

  

1942067

  

19-Dec-1995

  

Babcock & Wilcox Power Generation Group, Inc.

TM-437

  

3

  

Registered

  

76/383313

  

15-Mar-2002

  

2728790

  

24-Jun-2003

  

Babcock & Wilcox Power Generation Group, Inc.

BLACK LIQUOR CLUB LOGO

TM-433

     

Registered

  

74/484952

  

31-Jan-1994

  

1939207

  

05-Dec-1995

  

Babcock & Wilcox Power Generation Group, Inc.

TM-433

  

4

  

Registered

  

76/382991

  

18-Mar-2002

  

2728787

  

24-Jun-2003

  

Babcock & Wilcox Power Generation Group, Inc.

BOS (Word Mark)

TM-370

     

Registered

  

74/274290

  

11-May-1992

  

1745641

  

12-Jan-1993

  

Diamond Power International, Inc.

bs-teknik.dk

DN-101

     

Registered

  

DOMAIN NAME

  

01-Jun-2000

     

15-Jun-2004

  

Babcock & Wilcox Volund A/S

b-w.us

DN-082

     

Registered

  

DOMAIN NAME

  

09-Apr-2002

     

25-Apr-2002

  

The Babcock & Wilcox Company

bwcanada.biz

DN-051

     

Registered

  

DOMAIN NAME

  

24-Mar-2001

     

13-Dec-2001

  

Babcock & Wilcox Canada Ltd.

bwcanada.com

DN-041

     

Registered

  

DOMAIN NAME

  

23-Mar-2001

     

23-Mar-2001

  

Babcock & Wilcox Canada Ltd.

bwcos.biz

DN-136

     

Registered

  

DOMAIN NAME

  

16-Nov-2006

     

16-Nov-2006

  

BWX Technologies, Inc.

bwcos.co.uk

DN-138

     

Registered

  

DOMAIN NAME

  

16-Nov-2006

     

16-Nov-2006

  

BWX Technologies, Inc.

bwcos.com

DN-139

     

Registered

  

DOMAIN NAME

  

16-Nov-2006

     

16-Nov-2006

  

BWX Technologies, Inc.

bwcos.eu

DN-140

     

Registered

  

DOMAIN NAME

  

16-Nov-2006

     

16-Nov-2006

  

BWX Technologies, Inc.

bwcos.info

DN-141

     

Registered

  

DOMAIN NAME

  

16-Nov-2006

     

16-Nov-2006

  

BWX Technologies, Inc.

bwcos.name

DN-142

     

Registered

  

DOMAIN NAME

  

16-Nov-2006

     

16-Nov-2006

  

BWX Technologies, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 108 of 23


CASE NO

 

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

bwcos.net

DN-143

    

Registered

  

DOMAIN NAME

  

16-Nov-2006

     

16-Nov-2006

  

BWX Technologies, Inc.

bwcos.org

DN-144

    

Registered

  

DOMAIN NAME

  

16-Nov-2006

     

16-Nov-2006

  

BWX Technologies, Inc.

bwcos.tv

DN-145

    

Registered

  

DOMAIN NAME

  

16-Nov-2006

     

16-Nov-2006

  

BWX Technologies, Inc.

bwcos.us

DN-146

    

Registered

  

DOMAIN NAME

  

16-Nov-2006

     

16-Nov-2006

  

BWX Technologies, Inc.

bwcos.ws

DN-147

    

Registered

  

DOMAIN NAME

  

16-Nov-2006

     

16-Nov-2006

  

BWX Technologies, Inc.

bwdemonterrey.com

DN-252

    

Registered

  

DOMAIN NAME

        

03-Sep-2009

  

Babcock & Wilcox Power Generation Group, Inc.

bwdemonterrey.com.mx

DN-251

    

Registered

  

DOMAIN NAME

        

03-Sep-2009

  

Babcock & Wilcox Power Generation Group, Inc.

bwdemonterrey.net

DN-253

    

Registered

  

DOMAIN NAME

        

03-Sep-2009

  

Babcock & Wilcox Power Generation Group, Inc.

bwempower.com

DN-227

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bwempower.net

DN-225

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bwempower.org

DN-219

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bwmichoud.com

DN-197

    

Registered

  

DOMAIN NAME

        

25-Jun-2008

  

Babcock & Wilcox Technical Services Group, Inc.

bwmichoud.net

DN-198

    

Registered

  

DOMAIN NAME

        

25-Jun-2008

  

Babcock & Wilcox Technical Services Group, Inc.

bwmne.com

DN-218

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 109 of 23


CASE NO

 

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

bwmne.net

DN-217

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bwmne.org

DN-236

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bwmodularnuclearenergy.com

DN-235

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bwmodularnuclearenergy.net

DN-224

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bwmodularnuclearenergy.org

DN-223

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bwmpower.com

DN-230

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bw-mpower.com

DN-233

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bwmpower.net

DN-228

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bw-mpower.net

DN-231

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bwmpower.org

DN-226

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bw-mpower.org

DN-229

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

bwnevadallc.com

DN-199

    

Registered

  

DOMAIN NAME

        

25-Jun-2008

  

Babcock & Wilcox Technical Services Group, Inc.

bwnevadallc.net

DN-200

    

Registered

  

DOMAIN NAME

        

25-Jun-2008

  

Babcock & Wilcox Technical Services Group, Inc.

bwrsllc.com

DN-201

    

Registered

  

DOMAIN NAME

        

08-Jul-2008

  

Babcock & Wilcox Technical Services Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 110 of 23


CASE NO

 

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

bwrsllc.net

DN-202

    

Registered

  

DOMAIN NAME

        

08-Jul-2008

  

Babcock & Wilcox Technical Services Group, Inc.

bwservice.biz

DN-061

    

Registered

  

DOMAIN NAME

  

25-Apr-2000

     

13-Dec-2001

  

The Babcock & Wilcox Company

bwservice.com

DN-005

    

Registered

  

DOMAIN NAME

  

12-Jul-1999

     

12-Jul-1999

  

BWX Technologies, Inc.

bwvolund.asia

DN-274

    

Registered

  

DOMAIN NAME

        

18-Nov-2008

  

Babcock & Wilcox Volund A/S

bwvolund.com

DN-273

    

Registered

  

DOMAIN NAME

        

07-Nov-2008

  

Babcock & Wilcox Volund A/S

bwvolund.dk

DN-277

    

Registered

  

DOMAIN NAME

        

07-Nov-2008

  

Babcock & Wilcox Volund A/S

bwvolund.eu

DN-275

    

Registered

  

DOMAIN NAME

        

07-Nov-2008

  

Babcock & Wilcox Volund A/S

bwvolund.net

DN-276

    

Registered

  

DOMAIN NAME

        

07-Nov-2008

  

Babcock & Wilcox Volund A/S

bwx.com

DN-006

    

Registered

  

DOMAIN NAME

  

24-Jun-1997

     

24-Jun-1997

  

BWX Technologies, Inc.

bwxt.biz

DN-084

    

Registered

  

DOMAIN NAME

        

08-May-2002

  

BWX Technologies, Inc.

bwxt.com

DN-007

    

Registered

  

DOMAIN NAME

  

24-Jun-1997

     

24-Jun-1997

  

BWX Technologies, Inc.

bwxt.us

DN-072

    

Registered

  

DOMAIN NAME

  

26-Mar-2002

     

19-Apr-2002

  

BWX Technologies, Inc.

bwxtech.com

DN-008

    

Registered

  

DOMAIN NAME

  

24-Jun-1997

     

24-Jun-1997

  

BWX Technologies, Inc.

bwxtechnologies.com

DN-071

    

Registered

  

DOMAIN NAME

  

19-Feb-2001

     

21-Mar-2002

  

BWX Technologies, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 111 of 23


CASE NO

 

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

 

OWNER

bwx-technologies.com

             

DN-070

    

Registered

  

DOMAIN NAME

  

19-Feb-2001

     

21-Mar-2002

 

BWX Technologies, Inc.

bwxtechnologies.net

DN-121

    

Registered

  

DOMAIN NAME

        

25-Jan-2006

 

BWX Technologies, Inc.

bwxtechnologiesinc.com

DN-120

    

Registered

  

DOMAIN NAME

        

25-Jan-2006

 

BWX Technologies, Inc.

bwxtechnologiesinc.net

DN-119

    

Registered

  

DOMAIN NAME

        

25-Jan-2006

 

BWX Technologies, Inc.

bwxtned.com

DN-112

    

Registered

  

DOMAIN NAME

  

25-Oct-2005

     

25-Oct-2005

 

BWX Technologies, Inc.

bwxt-pantex.com

DN-067

    

Registered

  

DOMAIN NAME

  

19-Feb-2001

     

21-Mar-2002

 

BWX Technologies, Inc.

bwxt-y12.com

DN-068

    

Registered

  

DOMAIN NAME

  

19-Feb-2001

     

21-Mar-2002

 

BWX Technologies, Inc.

bwxt-y-12.com

DN-069

    

Registered

  

DOMAIN NAME

  

19-Feb-2001

     

21-Mar-2002

 

BWX Technologies, Inc.

bwxty-12.com

DN-066

    

Registered

  

DOMAIN NAME

  

19-Feb-2001

     

21-Mar-2002

 

BWX Technologies, Inc.

CEMSCAN

TM-789

    

Registered

  

74/605141

  

01-Dec-1994

  

2016261

  

12-Nov-1996

 

Babcock & Wilcox Power Generation Group, Inc.

CFS

TM-756

    

Filed

  

77/602954

  

29-Oct-2008

  

3711230

  

17-Nov-2009

 

Babcock & Wilcox Power Generation Group, Inc.

chuihuigi.com.cn (pingyin for sootblower)

DN-214

    

Pending

  

DOMAIN NAME

          

Diamond Power International, Inc.

CPM

TM-769

    

Registered

  

75/318638

  

02-Jul-1997

  

2347485

  

02-May-2000

 

Babcock & Wilcox Power Generation Group, Inc.

CycloASH

TM-719

    

Registered

  

78/246419

  

06-May-2003

  

3169328

  

07-Nov-2006

 

Diamond Power International, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 112 of 23


CASE NO

 

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

 

OWNER

deltapowerservices.com

             

DN-203

    

Registered

  

DOMAIN NAME

         13-Aug-2003   Babcock & Wilcox Power Generation Group, Inc.

DIAMOND (Word Mark)

TM-258

    

Registered

  

71/304190

  

04-Aug-1930

   279300    13-Jan-1931   Diamond Power International, Inc.

TM-258

  2   

Registered

  

71/096578

  

15-Jul-1916

   113950    14-Nov-1916   Diamond Power International, Inc.

DIAMOND POWER (Word Mark)

TM-261

    

Registered

  

72/139604

  

12-Mar-1962

   0746554    12-Mar-1963   Diamond Power International, Inc.

TM-261

  2   

Registered

  

72/139605

  

12-Mar-1962

   0755020    20-Aug-1963   Diamond Power International, Inc.

diamond.cn (Chinese characters)

DN-209

    

Registered

  

DOMAIN NAME

         17-Jun-2006   Diamond Power International, Inc.

diamond.com (Chinese characters)

DN-208

    

Registered

  

DOMAIN NAME

         30-Nov-2007   Diamond Power International, Inc.

diamond.net (Chinese characters)

DN-211

    

Pending

  

DOMAIN NAME

           Diamond Power International, Inc.

diamond.net.cn (Chinese characters)

DN-210

    

Pending

  

DOMAIN NAME

           Diamond Power International, Inc.

diamondelectronics.biz

DN-055

    

Registered

  

DOMAIN NAME

  

16-Mar-1996

      13-Dec-2001   Diamond Power International, Inc.

diamondelectronics.in

DN-289

    

Registered

  

DOMAIN NAME

  

31-Mar-2010

      31-Mar-2010   Diamond Power International, Inc.

diamondelectronics.net

DN-045

    

Filed

  

DOMAIN NAME

  

16-Mar-2000

        Diamond Power International, Inc.

diamondelectronics.org

DN-044

    

Registered

  

DOMAIN NAME

  

03-Oct-2001

      03-Oct-2001   Diamond Power International, Inc.

diamondpower.biz

DN-054

    

Registered

  

DOMAIN NAME

  

16-Mar-1996

      13-Dec-2001   Diamond Power International, Inc.

diamondpower.ca

DN-205

    

Registered

  

DOMAIN NAME

         26-May-2009   Diamond Canapower Inc.

diamondpower.co.uk

DN-029

    

Registered

  

DOMAIN NAME

  

12-Sep-1996

      12-Sep-1996   Diamond Power International, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 113 of 23


CASE NO

 

SUB

 

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

 

OWNER

diamondpower.com

DN-012

   

Registered

  

DOMAIN NAME

  

16-Mar-1996

  

16-Mar-1996

 

Diamond Power International, Inc.

diamondpower.eu

DN-180

   

Pending

  

DOMAIN NAME

          

Diamond Power International, Inc.

diamondpower.in

DN-290

   

Registered

  

DOMAIN NAME

  

31-Mar-2010

  

31-Mar-2010

 

Diamond Power International, Inc.

diamondpower.jobs

DN-113

   

Registered

  

DOMAIN NAME

  

18-Aug-2005

  

18-Aug-2005

 

Diamond Power International, Inc.

diamondpower.net

DN-033

   

Registered

  

DOMAIN NAME

  

04-Dec-2000

  

04-Dec-2000

 

Diamond Power International, Inc.

diamondpower.org

DN-034

   

Registered

  

DOMAIN NAME

  

04-Dec-2000

  

04-Dec-2000

 

Diamond Power International, Inc.

diamondpower.us

DN-083

   

Registered

  

DOMAIN NAME

  

09-Apr-2002

  

25-Apr-2002

 

Diamond Power International, Inc.

diamondpower-cee.cz

DN-206

   

Pending

  

DOMAIN NAME

          

Diamond Power International, Inc.

diamondpower-cee.eu

DN-207

   

Pending

  

DOMAIN NAME

          

Diamond Power International, Inc.

diamondpowerinternational.co.in

DN-291

   

Registered

  

DOMAIN NAME

  

31-Mar-2010

  

31-Mar-2010

 

Diamond Power International, Inc.

diamondpowerinternational.com

DN-171

   

Registered

  

DOMAIN NAME

        

09-Apr-2007

 

Diamond Power International, Inc.

diamondpowerinternational.in

DN-292

   

Registered

  

DOMAIN NAME

  

31-Mar-2010

  

31-Mar-2010

 

Diamond Power International, Inc.

diamondpowerinternational.net

DN-172

   

Registered

  

DOMAIN NAME

        

10-Apr-2007

 

Diamond Power International, Inc.

diamondpowerinternational.org

DN-173

   

Registered

  

DOMAIN NAME

        

10-Apr-2007

 

Diamond Power International, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 114 of 23


CASE NO

 

SUB

 

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

 

OWNER

diamondpowerkorea.com

DN-181

    Registered    DOMAIN NAME          09-Apr-2004   Diamond Power International, Inc.

diamondpowerspecialty.co.in

DN-293

    Registered    DOMAIN NAME    31-Mar-2010       31-Mar-2010   Diamond Power International, Inc.

diamondpowerspecialty.com

DN-118

    Registered    DOMAIN NAME    29-Nov-2005       29-Nov-2005   Diamond Power International, Inc.

diamondpowerspecialty.in

DN-294

    Registered    DOMAIN NAME    31-Mar-2010       31-Mar-2010   Diamond Power International, Inc.

DIAMONIZED

TM-449

  1   Registered    78/570907    18-Feb-2005    3455244    24-Jun-2008   Diamond Power International, Inc.

DIAMONIZED (Word Mark)

TM-449

  2   Registered    75/652227    26-Feb-1999    2448661    08-May-2001   Diamond Power International, Inc.

DP & Design (Color) (NEW logo)

TM-709

    Registered    78/143464    12-Jul-2002    3018397    22-Nov-2005   Diamond Power International, Inc.

DP (STYLIZED DESIGN)

TM-262

    Registered    72/139733    13-Mar-1962    741246    27-Nov-1962   Diamond Power International, Inc.

TM-262

  2   Registered    72/139732    13-Mar-1962    741270    27-Nov-1962   Diamond Power International, Inc.

DRB-4Z (Word Mark)

TM-531

  2   Registered    75/545775    01-Sep-1998    2446782    24-Apr-2001   Babcock & Wilcox Power Generation Group, Inc.

DRB-XCL (Word Mark)

TM-368

    Registered    74/239934    24-Jan-1992    1741145    22-Dec-1992   Babcock & Wilcox Power Generation Group, Inc.

DSVS (Word Mark)

TM-552

    Registered    75/506297    22-Jun-1998    2393999    10-Oct-2000   Babcock & Wilcox Power Generation Group, Inc.

ELVERITE (Word Mark)

TM-084

  1   Registered    76/447851    09-Sep-2002    2741528    29-Jul-2003   Babcock & Wilcox Power Generation Group, Inc.

TM-084

  2   Registered    77/587246    07-Oct-2008    3619276    12-May-2009   Babcock & Wilcox Power Generation Group, Inc.

enertec.com

DN-306

    Registered    DOMAIN NAME          22-Oct-1995   Babcock & Wilcox Power Generation Group, Inc.

EXTREME

                 

TM-767

    Pending    85/006295    05-Apr-2010         Diamond Power International, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 115 of 23


CASE NO

 

SUB

 

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

 

OWNER

FlexRod

TM-720

   

Registered

  

78/246422

  

06-May-2003

  

2978785

  

26-Jul-2005

 

Diamond Power International, Inc.

FST-GAGE (Word Mark)

TM-479

  2  

Registered

  

75/295372

  

20-May-1997

  

2162018

  

02-Jun-1998

 

Babcock & Wilcox Power Generation Group, Inc.

GASTEMP & DESIGN

TM-403

   

Registered

  

74/415759

  

23-Jul-1993

  

1873659

  

17-Jan-1995

 

Diamond Power International, Inc.

GEMINI (Word Mark)

TM-598

   

Registered

  

76/215,395

  

20-Feb-2001

  

2687243

  

11-Feb-2003

 

Diamond Power International, Inc.

GenClad

TM-704

   

Registered

  

78/233349

  

03-Apr-2003

  

2886366

  

21-Sep-2004

 

Babcock & Wilcox Power Generation Group, Inc.

TM-704

  4  

Registered

  

78/233339

  

03-Apr-2003

  

2889004

  

28-Sep-2004

 

Babcock & Wilcox Power Generation Group, Inc.

GenClad (Word Mark)

TM-704

  2  

Registered

  

78/233356

  

03-Apr-2003

  

2817469

  

24-Feb-2004

 

Babcock & Wilcox Power Generation Group, Inc.

generatingpowerfulsolutions.com

DN-132

   

Registered

  

DOMAIN NAME

        

24-Mar-2006

 

The Babcock & Wilcox Company

HONE & GLOW (Word Mark)

TM-287

   

Registered

  

73/723107

  

18-Apr-1988

  

1516861

  

13-Dec-1988

 

Babcock & Wilcox Power Generation Group, Inc.

HYDROBIN

TM-500

   

Registered

  

72/181735

  

22-Nov-1963

  

773659

  

21-Jul-1964

 

Diamond Power International, Inc.

HYDRO-EJECTOR (Word Mark)

TM-501

   

Registered

  

73/374330

  

12-Jul-1982

  

1249599

  

30-Aug-1983

 

Diamond Power International, Inc.

HYDROJET (Word Mark)

TM-700

   

Registered

  

76/230869

  

12-Mar-2001

  

2599299

  

23-Jul-2002

 

Diamond Power International, Inc.

HYDROVACTOR

TM-506

   

Registered

  

72/181734

  

22-Nov-1963

  

774939

  

11-Aug-1964

 

Diamond Power International, Inc.

IK-700

TM-754

   

Registered

  

77/496333

  

11-Jun-2008

  

3642266

  

23-Jun-2009

 

Diamond Power International, Inc.

IMPAK

TM-774

   

Registered

  

75/048111

  

24-Jan-1996

  

2232541

  

16-Mar-1999

 

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 116 of 23


CASE NO

 

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

iveycooper.com

DN-204

    

Pending

  

DOMAIN NAME

           

Babcock & Wilcox Power Generation Group, Inc.

JUICECAN

TM-777

    

Registered

  

76/449434

  

13-Sep-2002

  

2736486

  

15-Jul-2003

  

Babcock & Wilcox Power Generation Group, Inc.

KVB

TM-790

    

Registered

  

73/291272

  

29-Dec-1980

  

1189025

  

02-Feb-1982

  

Babcock & Wilcox Power Generation Group, Inc.

kvb-cems.com

DN-303

    

Registered

  

DOMAIN NAME

        

05-Aug-1996

  

Babcock & Wilcox Power Generation Group, Inc.

kvb-enertec.com

DN-302

    

Registered

  

DOMAIN NAME

        

29-Oct-1998

  

Babcock & Wilcox Power Generation Group, Inc.

LINKS CONNECTING LEADERSHIP & VISION (design)

TM-708

    

Registered

  

78/158693

  

28-Aug-2002

  

2972786

  

19-Jul-2005

  

BWX Technologies, Inc.

LINKS CONNECTING LEADERSHIP AND VISION (word mark)

TM-707

    

Registered

  

78/158553

  

28-Aug-2002

  

2968108

  

12-Jul-2005

  

BWX Technologies, Inc.

LM2100 (Word Mark)

TM-588

    

Registered

  

76/158574

  

03-Nov-2000

  

2490831

  

18-Sep-2001

  

Babcock & Wilcox Power Generation Group, Inc.

marinemech.com

DN-192

    

Registered

  

DOMAIN NAME

        

22-Jun-2008

  

BWX Technologies, Inc.

marinemech.net

DN-193

    

Registered

  

DOMAIN NAME

        

22-Jun-2008

  

BWX Technologies, Inc.

MILLCARE (Word Mark)

TM-538

 

3

  

Registered

  

76/360419

  

17-Jan-2002

  

2736043

  

15-Jul-2003

  

Babcock & Wilcox Power Generation Group, Inc.

modularnuclearenergy.net

DN-222

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

modularnuclearenergy.org

DN-221

    

Registered

  

DOMAIN NAME

        

15-Jun-2009

  

B&W Modular Nuclear Energy, LLC

mtichaos.com

DN-030

    

Registered

  

DOMAIN NAME

  

28-Aug-2000

     

28-Aug-2000

  

McDermott Technology, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 117 of 23


CASE NO

 

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

mtiresearch.com

DN-017

    

Registered

   DOMAIN NAME    13-Jun-1997       13-Jun-1997    McDermott Technology, Inc.

MULTICLONE (Word Mark)

TM-510

    

Registered

  

72/421977

  

20-Apr-1972

  

0978546

  

12-Feb-1974

  

Babcock & Wilcox Power Generation Group, Inc.

MYB&W (standard characters)

TM-733

    

Registered

  

78/433112

  

10-Jun-2004

  

3034676

  

27-Dec-2005

  

Babcock & Wilcox Power Generation Group, Inc.

mybwbabcock.com

DN-182

    

Pending

  

DOMAIN NAME

           

The Babcock & Wilcox Company

mybwstore.com

DN-123

    

Registered

  

DOMAIN NAME

        

17-Feb-2006

  

The Babcock & Wilcox Company

NETDAHS

TM-787

    

Pending

  

COMMON LAW

           

Babcock & Wilcox Power Generation Group, Inc.

netdahs.com

DN-305

    

Registered

  

DOMAIN NAME

        

30-Nov-2001

  

Babcock & Wilcox Power Generation Group, Inc.

NOTIS (Word Mark)

TM-249

 

2

  

Registered

  

73/715221

  

07-Mar-1988

  

1543964

  

13-Jun-1989

  

Babcock & Wilcox Power Generation Group, Inc.

ntdahs.com

DN-304

    

Registered

  

DOMAIN NAME

        

31-Oct-2000

  

Babcock & Wilcox Power Generation Group, Inc.

nuclearfuelservices.com

DN-288

    

Registered

  

DOMAIN NAME

        

22-May-2000

  

Nuclear Fuel Services, Inc.

OBSERVER

TM-788

    

Pending

  

COMMON LAW

           

Babcock & Wilcox Power Generation Group, Inc.

ONE WAY (Word Mark)

TM-455

    

Registered

  

75/422315

  

19-Jan-1998

  

2290894

  

09-Nov-1999

  

Diamond Power International, Inc.

ourbw.net

DN-237

    

Registered

  

DOMAIN NAME

        

09-Jul-2009

  

The Babcock & Wilcox Company

ourbw.org

DN-238

    

Registered

  

DOMAIN NAME

        

09-Jul-2009

  

The Babcock & Wilcox Company

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 118 of 23


CASE NO

 

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

ourbwbabcock.com

DN-239

    

Registered

   DOMAIN NAME          09-Jul-2009    The Babcock & Wilcox Company

ourbwbabcock.net

DN-240

    

Registered

   DOMAIN NAME          09-Jul-2009    The Babcock & Wilcox Company

ourbwbabcock.org

DN-241

    

Registered

   DOMAIN NAME          09-Jul-2009    The Babcock & Wilcox Company

ourdiamond.net

DN-242

    

Registered

   DOMAIN NAME          10-Jul-2009    Diamond Power International, Inc.

ourdiamond.org

DN-243

    

Registered

   DOMAIN NAME          10-Jul-2009    Diamond Power International, Inc.

ourdiamondbabcock.com

DN-244

    

Registered

  

DOMAIN NAME

        

10-Jul-2009

  

Diamond Power International, Inc.

ourdiamondbabcock.net

DN-245

    

Registered

  

DOMAIN NAME

        

10-Jul-2009

  

Diamond Power International, Inc.

ourdiamondbabcock.org

DN-246

    

Registered

  

DOMAIN NAME

        

10-Jul-2009

  

Diamond Power International, Inc.

PARTNERSHIP STOCKING PROGRAM

TM-347

    

Registered

  

74/062676

  

25-May-1990

  

1720593

  

29-Sep-1992

  

Diamond Power International, Inc.

PARTS PLUS (Word Mark)

TM-432

    

Registered

  

74/485889

  

02-Feb-1994

  

1951818

  

23-Jan-1996

  

Babcock & Wilcox Power Generation Group, Inc.

PCFAD

TM-349

    

Registered

  

74/078735

  

16-Jul-1990

  

1652236

  

30-Jul-1991

  

McDermott Technology, Inc.

PowerASH

TM-739

    

Registered

  

78/513189

  

08-Nov-2004

  

3065460

  

07-Mar-2006

  

Diamond Power International, Inc.

POWERTEC

TM-794

    

Pending

   COMMON LAW             Babcock & Wilcox Power Generation Group, Inc.

powertec.com

DN-307

    

Registered

   DOMAIN NAME          01-Sep-1994   

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 119 of 23


CASE NO

  

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

PowerTrain

TM-714

     

Registered

  

78/208057

  

28-Jan-2003

  

2897116

  

26-Oct-2004

  

Diamond Power International, Inc.

PRC-1000

TM-778

     

Registered

  

74/012213

  

18-Dec-1989

  

1614727

  

25-Sep-1990

  

Babcock & Wilcox Power Generation Group, Inc.

PRECIPTECH AND DESIGN

TM-780

     

Registered

  

73/583729

  

19-Feb-1986

  

1410236

  

23-Sep-1986

  

Babcock & Wilcox Power Generation Group, Inc.

PRECISION CLEAN (Word Mark)

TM-567

     

Registered

  

76/042361

  

24-Apr-2000

  

2529275

  

15-Jan-2002

  

Diamond Power International, Inc.

PrecisionJet (standard characters)

TM-722

  

2

  

Registered

  

78/470198

  

19-Aug-2004

  

3147543

  

26-Sep-2006

  

Babcock & Wilcox Power Generation Group, Inc.

TM-722

  

3

  

Registered

  

78/470249

  

19-Aug-2004

  

3013278

  

08-Nov-2005

  

Babcock & Wilcox Power Generation Group, Inc.

PrecisionJet (stylized and/or with design)

TM-722

     

Registered

  

78/470266

  

19-Aug-2004

  

3147544

  

26-Sep-2006

  

Babcock & Wilcox Power Generation Group, Inc.

PRIMA

TM-752

     

Filed

  

77/585184

  

03-Oct-2008

        

Babcock & Wilcox Canada Ltd.

RACER (Word Mark)

TM-140

     

Registered

  

72/267795

  

29-Mar-1967

  

0855089

  

20-Aug-1968

  

Babcock & Wilcox Power Generation Group, Inc.

RSAT

                    

TM-755

     

Published

  

77/508936

  

26-Jun-2008

        

Babcock & Wilcox Power Generation Group, Inc.

SENTRYSERIES

TM-743

     

Registered

  

78/665617

  

07-Jul-2005

  

3589020

  

10-Mar-2009

  

Diamond Power International, Inc.

sentryseries.com

DN-124

     

Registered

  

DOMAIN NAME

  

02-Feb-2006

     

02-Feb-2006

  

Diamond Power International, Inc.

sentryseries.net

DN-127

     

Registered

  

DOMAIN NAME

  

01-Mar-2006

     

01-Mar-2006

  

Diamond Power International, Inc.

sentryseriescontrols.com

DN-125

     

Registered

  

DOMAIN NAME

  

02-Feb-2006

     

02-Feb-2006

  

Diamond Power International, Inc.

sentryseriescontrols.net

DN-126

     

Registered

  

DOMAIN NAME

  

01-Mar-2006

     

01-Mar-2006

  

Diamond Power International, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 120 of 23


CASE NO

  

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

sentryseriescontrols.us

DN-174

     

Registered

  

DOMAIN NAME

        

04-Dec-2007

  

Diamond Power International, Inc.

SMARTREPORTS

TM-786

     

Pending

  

COMMON LAW

           

Babcock & Wilcox Power Generation Group, Inc.

SmeltCam

TM-730

     

Registered

  

78/341285

  

16-Dec-2003

  

3415516

  

22-Apr-2008

  

Diamond Power International, Inc.

sootblower.co.uk

DN-178

     

Registered

  

DOMAIN NAME

        

04-Jun-2004

  

Diamond Power International, Inc.

sootblower.com (Chinese characters)

DN-212

     

Pending

  

DOMAIN NAME

           

Diamond Power International, Inc.

sootblower.com.cn (Chinese characters)

DN-213

     

Pending

  

DOMAIN NAME

           

Diamond Power International, Inc.

sootblower.eu

DN-179

     

Pending

  

DOMAIN NAME

           

Diamond Power International, Inc.

sootblower.net

DN-177

     

Registered

  

DOMAIN NAME

        

26-Feb-2004

  

Diamond Power International, Inc.

sootblower.net (Chinese characters)

DN-215

     

Pending

  

DOMAIN NAME

           

Diamond Power International, Inc.

sootblower.net.cn (Chinese characters)

DN-216

     

Pending

  

DOMAIN NAME

           

Diamond Power International, Inc.

SQ-300

TM-781

     

Registered

  

75/718164

  

24-May-1999

  

2399532

  

31-Oct-2000

  

Babcock & Wilcox Power Generation Group, Inc.

STIRLING

TM-078

     

Registered

  

71/029843

  

10-Sep-1907

  

0089810

  

14-Jan-1913

  

Babcock & Wilcox Power Generation Group, Inc.

thebwstore.com

DN-122

     

Registered

  

DOMAIN NAME

        

17-Feb-2006

  

The Babcock & Wilcox Company

THERMO-PROBE (Word Mark)

TM-272

     

Registered

  

72/115223

  

09-Mar-1961

  

723589

  

07-Nov-1961

  

Diamond Power International, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 121 of 23


CASE NO

  

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

TOWERPAK (Word Mark)

TM-352

     

Registered

  

74/086326

  

09-Aug-1990

  

1652309

  

30-Jul-1991

  

Babcock & Wilcox Power Generation Group, Inc.

TRUFLUX

TM-721

     

Registered

  

78/247391

  

08-May-2003

  

2830175

  

06-Apr-2004

  

Babcock & Wilcox Power Generation Group, Inc.

TSSG

TM-749

     

Filed

  

77/601817

  

28-Oct-2008

        

Babcock & Wilcox Canada Ltd.

UtiliCam

TM-738

     

Registered

  

78/494808

  

05-Oct-2004

  

3410329

  

08-Apr-2008

  

Diamond Power International, Inc.

V P A S (Word Mark)

TM-192

     

Registered

  

73/395364

  

30-Sep-1982

  

1291929

  

28-Aug-1984

  

Babcock & Wilcox Power Generation Group, Inc.

VAM (Word Mark)

TM-150

   2   

Registered

  

73/409839

  

17-Jan-1983

  

1299266

  

09-Oct-1984

  

Babcock & Wilcox Power Generation Group, Inc.

TM-150

   3   

Registered

  

73/737264

  

30-Jun-1988

  

1564170

  

07-Nov-1989

  

Babcock & Wilcox Power Generation Group, Inc.

volund.asia

DN-271

     

Registered

  

DOMAIN NAME

        

21-Jul-2008

  

Babcock & Wilcox Volund A/S

volund.biz

DN-102

     

Registered

  

DOMAIN NAME

  

01-Jun-2000

     

16-Jun-2004

  

Babcock & Wilcox Volund A/S

volund.cn

DN-262

     

Registered

  

DOMAIN NAME

        

10-Oct-2006

  

Babcock & Wilcox Volund A/S

volund.com.cn

DN-263

     

Registered

  

DOMAIN NAME

        

10-Oct-2006

  

Babcock & Wilcox Volund A/S

volund.com.hk

DN-264

     

Registered

  

DOMAIN NAME

        

23-Jan-2008

  

Babcock & Wilcox Volund A/S

volund.com.tw

DN-270

     

Registered

  

DOMAIN NAME

        

30-Jun-2008

  

Babcock & Wilcox Volund A/S

volund.dk

DN-098

     

Registered

  

DOMAIN NAME

  

01-Jun-2000

     

22-Jul-2004

  

Babcock & Wilcox Volund A/S

volund.eu

DN-261

     

Registered

  

DOMAIN NAME

        

07-Sep-2006

  

Babcock & Wilcox Volund A/S

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 122 of 23


CASE NO

  

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

volund.fr

DN-104

     

Registered

  

DOMAIN NAME

  

01-Jun-2000

     

30-Jun-2004

  

Babcock & Wilcox Volund A/S

volund.hk

DN-265

     

Registered

  

DOMAIN NAME

        

03-Jan-2008

  

Babcock & Wilcox Volund A/S

volund.in

DN-268

     

Registered

  

DOMAIN NAME

        

30-Jun-2008

  

Babcock & Wilcox Volund A/S

volund.net.cn

DN-266

     

Registered

  

DOMAIN NAME

        

30-Jun-2008

  

Babcock & Wilcox Volund A/S

volund.nu

DN-103

     

Registered

  

DOMAIN NAME

  

01-Jun-2000

     

17-Aug-2004

  

Babcock & Wilcox Volund A/S

volund.org.cn

DN-267

     

Registered

  

DOMAIN NAME

        

27-Jun-2008

  

Babcock & Wilcox Volund A/S

volund.tw

DN-269

     

Registered

  

DOMAIN NAME

        

30-Jun-2008

  

Babcock & Wilcox Volund A/S

volundsystems.asia

DN-280

     

Registered

  

DOMAIN NAME

        

18-Nov-2008

  

Babcock & Wilcox Volund A/S

volundsystems.com

DN-279

     

Registered

  

DOMAIN NAME

        

07-Nov-2008

  

Babcock & Wilcox Volund A/S

volundsystems.dk

DN-283

     

Registered

  

DOMAIN NAME

        

07-Nov-2008

  

Babcock & Wilcox Volund A/S

vølundsystems.dk

DN-278

     

Registered

  

DOMAIN NAME

        

07-Nov-2008

  

Babcock & Wilcox Volund A/S

volundsystems.eu

DN-281

     

Registered

  

DOMAIN NAME

        

07-Nov-2008

  

Babcock & Wilcox Volund A/S

volundsystems.net

DN-282

     

Registered

  

DOMAIN NAME

        

07-Nov-2008

  

Babcock & Wilcox Volund A/S

V-TEMP

TM-760

     

Pending

  

77/678266

  

25-Feb-2009

        

Babcock & Wilcox Power Generation Group, Inc.

TM-760

   1   

Pending

  

77/678285

  

25-Feb-2009

        

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 123 of 23


CASE NO

  

SUB

  

STATUS

  

APP NO

  

FILE DATE

  

REG NO

  

REG DATE

  

OWNER

WEARESISTOR (Word Mark)

TM-461

     

Registered

  

74/611124

  

14-Dec-1994

  

2169816

  

30-Jun-1998

  

Babcock & Wilcox Power Generation Group, Inc.

westernprecip.biz

DN-046

     

Registered

  

DOMAIN NAME

  

16-Mar-1996

     

08-Nov-2001

  

Diamond Power International, Inc.

westernprecip.com

DN-019

     

Registered

  

DOMAIN NAME

  

02-Nov-1999

     

02-Nov-1999

  

Diamond Power International, Inc.

westernprecip.net

DN-035

     

Registered

  

DOMAIN NAME

  

04-Dec-2000

     

04-Dec-2000

  

Diamond Power International, Inc.

westernprecip.org

DN-036

     

Registered

  

DOMAIN NAME

  

04-Dec-2000

     

04-Dec-2000

  

Diamond Power International, Inc.

WINDAC

TM-783

     

Registered

  

75/658874

  

12-Mar-1999

  

2335456

  

28-Mar-2000

  

Babcock & Wilcox Power Generation Group, Inc.

WINRAP

TM-785

     

Registered

  

76/176810

  

07-Dec-2000

  

2571146

  

21-May-2002

  

Babcock & Wilcox Power Generation Group, Inc.

XCL-S (Word Mark)

TM-527

     

Registered

  

75/175105

  

05-Sep-1996

  

2175559

  

21-Jul-1998

  

Babcock & Wilcox Power Generation Group, Inc.

 

*  McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc April 20, 2010

Thursday, April 29, 2010 Prepared by AMSaus

   Page 124 of 23


SCHEDULE 3.10

TO PLEDGE AND SECURITY AGREEMENT

COMMERCIAL TORT CLAIMS

The Babcock & Wilcox Company v. McGriff Seibels & Williams, Inc., McGriff Seibels & Williams of Texas, Inc. and XYZ Insurance Company(ies), U.S.D.C. Eastern District of Louisiana, Civil action no. 05-4202, consolidated with Civil Action 06-223, Section J, Judge Carl Barbier, Magistrate Sally Shushan. Filed September 2, 2005.—Damages for declaratory judgment, negligence, breach of contract and breach of fiduciary duty in connection with excess insurance coverage for the Citgo litigation based on alleged untimely notice from broker. The plaintiff in this action is Babcock & Wilcox Investment Company (formerly, The Babcock & Wilcox Company).