0001214659-16-008950.txt : 20160120
0001214659-16-008950.hdr.sgml : 20160120
20160120165609
ACCESSION NUMBER: 0001214659-16-008950
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150921
FILED AS OF DATE: 20160120
DATE AS OF CHANGE: 20160120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDLEY MANAGEMENT INC.
CENTRAL INDEX KEY: 0001611110
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
BUSINESS PHONE: 2127590777
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MANGROVE PARTNERS
CENTRAL INDEX KEY: 0001535392
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36638
FILM NUMBER: 161351575
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-897-9535
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUGUST NATHANIEL H.
CENTRAL INDEX KEY: 0001535393
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36638
FILM NUMBER: 161351576
MAIL ADDRESS:
STREET 1: 10 EAST 53RD STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MANGROVE CAPITAL
CENTRAL INDEX KEY: 0001535391
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36638
FILM NUMBER: 161351577
BUSINESS ADDRESS:
STREET 1: 10 EAST 53RD STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-470-9450
MAIL ADDRESS:
STREET 1: 10 EAST 53RD STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mangrove Partners Fund, L.P.
CENTRAL INDEX KEY: 0001486623
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36638
FILM NUMBER: 161351578
BUSINESS ADDRESS:
STREET 1: 10 EAST 53RD STREET
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 630 5072
MAIL ADDRESS:
STREET 1: 10 EAST 53RD STREET
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mangrove Partners Fund (Cayman), Ltd.
CENTRAL INDEX KEY: 0001569229
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36638
FILM NUMBER: 161351579
BUSINESS ADDRESS:
STREET 1: MAPLES CORP. SVCS, PO BOX 309
STREET 2: UGLAND HOUSE, S. CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 1 345 949 8066
MAIL ADDRESS:
STREET 1: MAPLES CORP. SVCS, PO BOX 309
STREET 2: UGLAND HOUSE, S. CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mangrove Partners Master Fund, Ltd.
CENTRAL INDEX KEY: 0001569227
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36638
FILM NUMBER: 161351580
BUSINESS ADDRESS:
STREET 1: MAPLES CORP. SVCS, PO BOX 309
STREET 2: UGLAND HOUSE, S. CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 1 345 949 8066
MAIL ADDRESS:
STREET 1: MAPLES CORP. SVCS, PO BOX 309
STREET 2: UGLAND HOUSE, S. CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1104
4
1
marketforms-34133.xml
PRIMARY DOCUMENT
X0306
4
2015-09-21
0001611110
MEDLEY MANAGEMENT INC.
MDLY
0001569227
Mangrove Partners Master Fund, Ltd.
PO BOX 309, UGLAND HOUSE, S. CHURCH ST.
GEORGE TOWN
E9
KY1-1104
CAYMAN ISLANDS
false
false
true
false
0001569229
Mangrove Partners Fund (Cayman), Ltd.
MAPLES CORP. SVCS, PO BOX 309
UGLAND HOUSE, S. CHURCH STREET
GEORGE TOWN
E9
KY1-1104
CAYMAN ISLANDS
false
false
true
false
0001486623
Mangrove Partners Fund, L.P.
645 MADISON AVENUE, 14TH FLOOR
NEW YORK
NY
10022
false
false
true
false
0001535391
MANGROVE CAPITAL
645 MADISON AVENUE, 14TH FLOOR
NEW YORK
NY
10022
false
false
true
false
0001535393
AUGUST NATHANIEL H.
645 MADISON AVENUE, 14TH FLOOR
NEW YORK
NY
10022
false
false
true
false
0001535392
MANGROVE PARTNERS
645 MADISON AVENUE, 14TH FLOOR
NEW YORK
NY
10022
false
false
true
false
Class A Common Stock
2015-09-22
4
P
false
5402
7.178
A
607356
D
Class A Common Stock
2015-09-23
4
P
false
4795
7.1328
A
612151
D
Class A Common Stock
2015-09-24
4
P
false
6945
7.0271
A
619096
D
Class A Common Stock
2015-09-25
4
P
false
4664
7.0920
A
623760
D
Class A Common Stock
2015-09-28
4
P
false
18878
7.2225
A
642638
D
Class A Common Stock
2015-09-29
4
P
false
7600
6.7379
A
650238
D
Class A Common Stock
2015-09-30
4
P
false
2742
6.6281
A
652980
D
Class A Common Stock
2015-10-01
4
P
false
5098
6.9960
A
658078
D
Class A Common Stock
2015-12-04
4
P
false
100
5.92
A
658178
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Class A Common Stock
2015-09-21
4
P
false
7852
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601954
D
This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
/s/ Nathaniel H. August, as Director of The Mangrove Partners Master Fund, Ltd.
2016-01-20
/s/ Nathaniel H. August, as Director of Mangrove Partners, the Investment Manager of the Reporting Person
2016-01-20
/s/ Nathaniel H. August, as Director of Mangrove Capital, the General Partner of the Reporting Person
2016-01-20
/s/ Nathaniel H. August as director of Mangrove Capital
2016-01-20
/s/ Nathaniel H. August
2016-01-20
/s/ Nathaniel H. August as director of Mangrove Partners
2016-01-20