0001127602-16-045041.txt : 20160304
0001127602-16-045041.hdr.sgml : 20160304
20160304155357
ACCESSION NUMBER: 0001127602-16-045041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160303
FILED AS OF DATE: 20160304
DATE AS OF CHANGE: 20160304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENNYMAC FINANCIAL SERVICES, INC.
CENTRAL INDEX KEY: 0001568669
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 800882793
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6101 CONDOR DRIVE
CITY: MOORPARK
STATE: CA
ZIP: 93021
BUSINESS PHONE: (818) 224-7442
MAIL ADDRESS:
STREET 1: 6101 CONDOR DRIVE
CITY: MOORPARK
STATE: CA
ZIP: 93021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hendry Gregory L
CENTRAL INDEX KEY: 0001486334
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35916
FILM NUMBER: 161485204
MAIL ADDRESS:
STREET 1: 3300 LAKE AVENUE
CITY: ALTADENA
STATE: CA
ZIP: 91001
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-03-03
0001568669
PENNYMAC FINANCIAL SERVICES, INC.
PFSI
0001486334
Hendry Gregory L
C/O PENNYMAC FINANCIAL SERVICES, INC.
6101 CONDOR DRIVE
MOORPARK
CA
93021
1
MD, Chief Accounting Officer
Class A Common Stock
2016-03-03
4
S
0
173
12.00
D
2793
D
The shares of Class A Common Stock were sold pursuant to a 10b5-1 plan in order to pay estimated tax obligations resulting from the vesting of 303 restricted stock units on March 3, 2016.
The reported amount consists of 1,655 restricted stock units (RSUs) and 1,138 shares of Class A Common Stock. The RSUs are to be settled in an equal number of shares of Class A Common Stock upon vesting.
/s/ Derek W. Stark, attorney-in-fact for Mr. Hendry
2016-03-04