0001127602-16-045041.txt : 20160304 0001127602-16-045041.hdr.sgml : 20160304 20160304155357 ACCESSION NUMBER: 0001127602-16-045041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160303 FILED AS OF DATE: 20160304 DATE AS OF CHANGE: 20160304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNYMAC FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001568669 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 800882793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6101 CONDOR DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 6101 CONDOR DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hendry Gregory L CENTRAL INDEX KEY: 0001486334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35916 FILM NUMBER: 161485204 MAIL ADDRESS: STREET 1: 3300 LAKE AVENUE CITY: ALTADENA STATE: CA ZIP: 91001 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-03-03 0001568669 PENNYMAC FINANCIAL SERVICES, INC. PFSI 0001486334 Hendry Gregory L C/O PENNYMAC FINANCIAL SERVICES, INC. 6101 CONDOR DRIVE MOORPARK CA 93021 1 MD, Chief Accounting Officer Class A Common Stock 2016-03-03 4 S 0 173 12.00 D 2793 D The shares of Class A Common Stock were sold pursuant to a 10b5-1 plan in order to pay estimated tax obligations resulting from the vesting of 303 restricted stock units on March 3, 2016. The reported amount consists of 1,655 restricted stock units (RSUs) and 1,138 shares of Class A Common Stock. The RSUs are to be settled in an equal number of shares of Class A Common Stock upon vesting. /s/ Derek W. Stark, attorney-in-fact for Mr. Hendry 2016-03-04