0001062993-16-009266.txt : 20160428 0001062993-16-009266.hdr.sgml : 20160428 20160428143215 ACCESSION NUMBER: 0001062993-16-009266 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20160428 DATE AS OF CHANGE: 20160428 EFFECTIVENESS DATE: 20160428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sawtooth Asset Management, Inc. CENTRAL INDEX KEY: 0001486066 IRS NUMBER: 264799348 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16582 FILM NUMBER: 161599169 BUSINESS ADDRESS: STREET 1: 3500 AMERICAN BLVD. W STREET 2: SUITE 150 CITY: MINNEAPOLIS STATE: MN ZIP: 55431 BUSINESS PHONE: 952-831-0039 MAIL ADDRESS: STREET 1: 3500 AMERICAN BLVD. W STREET 2: SUITE 150 CITY: MINNEAPOLIS STATE: MN ZIP: 55431 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001486066 XXXXXXXX 12-31-2014 12-31-2014 true 2 RESTATEMENT Sawtooth Asset Management, Inc.

3500 AMERICAN BLVD. W SUITE 150 MINNEAPOLIS MN 55431

13F HOLDINGS REPORT 028-16582 Y Restatement Brad Pries 952 831 0039 x 104 Brad Pries Minneapolis MN 04-25-2016 0 89 84308 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE APPLE INC COM 037833100 713 6461 SH SOLE 0 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 236 4797 SH SOLE 0 0 0 CLEAN HARBORS INC COM 184496107 575 11961 SH SOLE 0 0 0 DYCOM INDS INC COM 267475101 330 9403 SH SOLE 0 0 0 IBIO INC COM 451033104 7 10000 SH SOLE 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 330 3519 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 2764 13360 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 479 4351 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 414 10543 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 6162 55212 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 321 3428 SH SOLE 0 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 3763 35508 SH SOLE 0 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 273 3235 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 276 4540 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2096 14476 SH SOLE 0 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 2501 18156 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2112 17654 SH SOLE 0 0 0 ISHARES TR U.S. TECH ETF 464287721 2498 23926 SH SOLE 0 0 0 ISHARES TR U.S. REAL ES ETF 464287739 492 6401 SH SOLE 0 0 0 ISHARES TR US HLTHCARE ETF 464287762 2505 17380 SH SOLE 0 0 0 ISHARES TR U.S. CNSM GD ETF 464287812 2451 23398 SH SOLE 0 0 0 ISHARES IBOXX HI YD ETF 464288513 1694 18909 SH SOLE 0 0 0 ISHARES MBS ETF 464288588 1994 18240 SH SOLE 0 0 0 ISHARES CORE US CR BD 464288620 717 6410 SH SOLE 0 0 0 ISHARES 3-7 YR TR BD ETF 464288661 1263 10330 SH SOLE 0 0 0 ISHARES MICRO-CAP ETF 464288869 389 5050 SH SOLE 0 0 0 LKQ CORP COM 501889208 758 26963 SH SOLE 0 0 0 LIONBRIDGE TECHNOLOGIES INC COM 536252109 58 10083 SH SOLE 0 0 0 MARTEN TRANS LTD COM 573075108 441 20162 SH SOLE 0 0 0 POLARIS INDS INC COM 731068102 224 1484 SH SOLE 0 0 0 RAND LOGISTICS INC COM 752182105 96 24356 SH SOLE 0 0 0 SPAR GROUP INC COM 784933103 16 11374 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1635 37083 SH SOLE 0 0 0 UNITED DEV FDG IV COM 910187103 551 30038 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 539 6360 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 485 5891 SH SOLE 0 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 553 14589 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 655 16359 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 434 4849 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 433 4262 SH SOLE 0 0 0 VANGUARD INDEX FDS REIT ETF 922908553 405 5000 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 435 3453 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 460 4346 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 465 4458 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 601 7114 SH SOLE 0 0 0 WERNER ENTERPRISES INC COM 950755108 229 7340 SH SOLE 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 296 16894 SH SOLE 0 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 536 3364 SH SOLE 0 0 0 AMER RLTY CAP HEALTHCAR TR I COM 02917R108 225 18879 SH SOLE 0 0 0 CENTERSTATE BANKS INC COM 15201P109 402 33754 SH SOLE 0 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 761 31503 SH SOLE 0 0 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 463 10157 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 1333 37233 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 1351 31730 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1351 58061 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 333 5523 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1574 45620 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 1273 51149 SH SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 621 41211 SH SOLE 0 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 322 4210 SH SOLE 0 0 0 ITERIS INC COM 46564T107 18 10507 SH SOLE 0 0 0 LIMELIGHT NETWORKS INC COM 53261M104 30 10846 SH SOLE 0 0 0 MID-AMER APT CMNTYS INC COM 59522J103 668 8945 SH SOLE 0 0 0 MOBILE MINI INC COM 60740F105 520 12831 SH SOLE 0 0 0 PIMCO ETF TR INV GRD CRP BD 72201R817 260 2525 SH SOLE 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 6097 59048 SH SOLE 0 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 356 14828 SH SOLE 0 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 318 8376 SH SOLE 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 225 1751 SH SOLE 0 0 0 PROSHARES TR ULTR 7-10 TREA 74347R180 207 3731 SH SOLE 0 0 0 PROSHARES TR PSHS ULT MCAP400 74347R404 235 3187 SH SOLE 0 0 0 PROSHARES TR PSHS ULTRUSS2000 74347R842 216 2384 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 748 3638 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 603 5308 SH SOLE 0 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 201 4206 SH SOLE 0 0 0 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 228 3957 SH SOLE 0 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 906 23473 SH SOLE 0 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 6010 33787 SH SOLE 0 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 208 7202 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3416 49953 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 364 14715 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 295 5216 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1305 31569 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 974 20621 SH SOLE 0 0 0 SWIFT TRANSN CO CL A 87074U101 727 25389 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 210 1671 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 518 8501 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 559 7183 SH SOLE 0 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 219 5269 SH SOLE 0 0 0