0001181431-12-058914.txt : 20121116 0001181431-12-058914.hdr.sgml : 20121116 20121116085420 ACCESSION NUMBER: 0001181431-12-058914 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20121116 DATE AS OF CHANGE: 20121116 EFFECTIVENESS DATE: 20121116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HarbourVest Partners IX-Credit Opportunities Fund L.P. CENTRAL INDEX KEY: 0001485991 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-139160 FILM NUMBER: 121210263 BUSINESS ADDRESS: STREET 1: HARBOURVEST PARTNERS, LLC STREET 2: ONE FINANCIAL CENTER, 44TH FLOOR CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617-348-3707 MAIL ADDRESS: STREET 1: HARBOURVEST PARTNERS, LLC STREET 2: ONE FINANCIAL CENTER, 44TH FLOOR CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: HarbourVest IX-Credit Opportunities Fund L.P. DATE OF NAME CHANGE: 20100302 D/A 1 primary_doc.xml X0706 D/A LIVE 0001485991 HarbourVest Partners IX-Credit Opportunities Fund L.P. HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 617-348-3707 DELAWARE None HarbourVest IX-Credit Opportunities Fund L.P. Limited Partnership true 2009 n/a HarbourVest IX-Credit Opportunities Associates L.P c/o HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Promoter D. Brooks Zug c/o HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) George R. Anson c/o HarbourVest Partners (U.K.) Limited Berkeley Square House, 8 Fl. Berkeley Sq London X0 UNITED KINGDOM W1J 6DB Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Robert M. Wadsworth c/o HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) William A. Johnston c/o HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Frederick C. Maynard c/o HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Ofer Nemirovsky c/o HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Martha D. Vorlicek c/o HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) John G. Morris c/o HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Gregory V. Stento c/o HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Peter G. Wilson c/o HarbourVest Partners (U.K.) Limited Berkeley Square House, 8 Fl. Berkeley Sq London X0 UNITED KINGDOM W1J 6DB Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Michael W. Taylor c/o HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Kathleen M. Bacon c/o HarbourVest Partners (U.K.) Limited Berkeley Square House, 8 Fl. Berkeley Sq London X0 UNITED KINGDOM W1J 6DB Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Brett A. Gordon c/o HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Alex A. Rogers c/o HarbourVest Partners (U.K.) Limited Berkeley Square House, 8 Fl. Berkeley Sq London X0 UNITED KINGDOM W1J 6DB Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) John M. Toomey, Jr. c/o HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Pooled Investment Fund Private Equity Fund false Decline to Disclose 06 3C 3C.7 true 0001181431-11-056369 2010-03-15 true true true false 0 Eliot Kalter None EM Strategies, Inc. None 1042 31 Street, N.W. Washington DC DISTRICT OF COLUMBIA 20007 true Not Applicable None Larrain Vial Investment, Inc. None Av. El Bosque Norte 0177 3rd Floor, Attn: Andres Trivelli Las Condes, Santiago F3 CHILE 00000 true Not Applicable None bfinance UK Ltd. None 15 Bedford Street London X0 UNITED KINGDOM WC2E 9HE true Indefinite 188520000 Indefinite false 14 1000000 true 0 true Placement agents may be paid for soliciting investors for feeder or master fund. Includes sales compensation paid to Warburg Alternative Investments AG, which is no longer acting as a placement agent and, therefore, has been eliminated from Item 12. 0 false HarbourVest Partners IX-Credit Opportunities Fund L.P. /s/ Martha D. Vorlicek Martha D. Vorlicek Managing Director of managing member of GP of GP 2012-11-15