-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LiBU4pzFpfw7LWyzEmKdP6t4qgylDbbYXLPMc3NycwV/G3dAIodUqOtSh0j9OSjV R2vi7eaId+aRf9J+2VdEKA== 0001181431-11-013805.txt : 20110301 0001181431-11-013805.hdr.sgml : 20110301 20110301105230 ACCESSION NUMBER: 0001181431-11-013805 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20110301 DATE AS OF CHANGE: 20110301 EFFECTIVENESS DATE: 20110301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HarbourVest IX-Credit Opportunities Fund L.P. CENTRAL INDEX KEY: 0001485991 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-139160 FILM NUMBER: 11649564 BUSINESS ADDRESS: STREET 1: HARBOURVEST PARTNERS, LLC STREET 2: ONE FINANCIAL CENTER, 44TH FLOOR CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617-348-3707 MAIL ADDRESS: STREET 1: HARBOURVEST PARTNERS, LLC STREET 2: ONE FINANCIAL CENTER, 44TH FLOOR CITY: BOSTON STATE: MA ZIP: 02111 D/A 1 primary_doc.xml X0704 D/A LIVE 0001485991 HarbourVest IX-Credit Opportunities Fund L.P. HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 617-348-3707 DELAWARE None None Limited Partnership true 2009 n/a HarbourVest IX-Credit Opportunities Associates L.P HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Promoter D. Brooks Zug HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) George R. Anson HarbourVest Partners (U.K.) Limited Berkeley Square House, 8 Fl. Berkeley Sq London X0 UNITED KINGDOM W1J 6DB Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Philip M. Bilden HarbourVest Partners (Asia) Limited Citibank Tower Ste1207 3GardenRdCentral Hong Kong K3 HONG KONG 00000 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Robert M. Wadsworth HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) William A. Johnston HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Frederick C. Maynard HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Ofer Nemirovsky HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Martha D. Vorlicek HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) John G. Morris HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Gregory V. Stento HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Peter G. Wilson HarbourVest Partners (U.K.) Limited Berkeley Square House, 8 Fl. Berkeley Sq London X0 UNITED KINGDOM W1J 6DB Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Michael W. Taylor HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Kathleen M. Bacon HarbourVest Partners (U.K.) Limited Berkeley Square House, 8 Fl. Berkeley Sq London X0 UNITED KINGDOM W1J 6DB Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Brett A. Gordon HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Alex A. Rogers HarbourVest Partners (U.K.) Limited Berkeley Square House, 8 Fl. Berkeley Sq London X0 UNITED KINGDOM W1J 6DB Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) John M. Toomey, Jr. HarbourVest Partners, LLC One Financial Center, 44th Floor Boston MA MASSACHUSETTS 02111 Executive Officer of the Managing Member of the general partner of the General Partner (or its affiliates) Pooled Investment Fund Private Equity Fund false Decline to Disclose 06 3C 3C.7 true 0001181431-10-012898 2010-03-15 true true true false 0 Not Applicable None Warburg Alternative Investments AG None Borsenstrasse 26 Zurich V8 SWITZERLAND CH-8001 true Eliot Kalter None EM Strategies, Inc. None 1042 31Street, N.W. Washington DC DISTRICT OF COLUMBIA 20007 true Indefinite 117950000 Indefinite false 8 1000000 true 0 true The placement agents may be paid for soliciting investors for the issuer or a feeder fund. 0 false HarbourVest IX-Credit Opportunities Fund L.P. /s/ Martha D. Vorlicek Martha D. Vorlicek Managing Director of managing member of GP of GP 2011-02-28 -----END PRIVACY-ENHANCED MESSAGE-----