13F-HR 1 mktc_mde4q2012.txt MDE GROUP, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MDE Group, Inc. Address: 465 South Street, Suite 304 Morristown, NJ 07960 13F File Number: 028-14503 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Emil Coscarelli Title: Chief Compliance Officer Phone: 973-206-7100 Signature, Place, and Date of Signing: /s/ Emil Coscarelli Morristown, NJ January 22, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 62 Form 13F Information Table Value Total: $492,610 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 392 4221 SH SOLE 4221 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 50272 3151861 SH SOLE 3151861 0 0 ALTRIA GROUP INC COM 02209S103 331 10519 SH SOLE 10519 0 0 APPLE INC COM 037833100 1787 3357 SH SOLE 3357 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 378 8005 SH SOLE 8005 0 0 AT&T INC COM 00206R102 426 12638 SH SOLE 12638 0 0 BOEING CO COM 097023105 369 4896 SH SOLE 4896 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 2050 45134 SH SOLE 45134 0 0 CHEVRON CORP NEW COM 166764100 358 3311 SH SOLE 3311 0 0 CISCO SYS INC COM 17275R102 242 12320 SH SOLE 12320 0 0 CONOCOPHILLIPS COM 20825C104 391 6734 SH SOLE 6734 0 0 DENTSPLY INTL INC NEW COM 249030107 436 11000 SH SOLE 11000 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 369 3163 SH SOLE 3163 0 0 DOMINION RES INC VA NEW COM 25746U109 229 4420 SH SOLE 4420 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 265 5895 SH SOLE 5895 0 0 EBAY INC COM 278642103 241 4719 SH SOLE 4719 0 0 EXXON MOBIL CORP COM 30231G102 499 5762 SH SOLE 5762 0 0 GENERAL ELECTRIC CO COM 369604103 589 28044 SH SOLE 28044 0 0 GENUINE PARTS CO COM 372460105 278 4380 SH SOLE 4380 0 0 GILEAD SCIENCES INC COM 375558103 671 9129 SH SOLE 9129 0 0 GOOGLE INC CL A 38259P508 234 331 SH SOLE 331 0 0 HCP INC COM 40414L109 362 8017 SH SOLE 8017 0 0 HEALTH CARE REIT INC COM 42217K106 355 5790 SH SOLE 5790 0 0 HEINZ H J CO COM 423074103 364 6319 SH SOLE 6319 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 331 6240 SH SOLE 6240 0 0 INTEL CORP COM 458140100 502 24343 SH SOLE 24343 0 0 INVESTORS BANCORP INC COM 46146P102 1719 96700 SH SOLE 96700 0 0 ISHARES TR CORE S&P500 ETF 464287200 2335 16311 SH SOLE 16311 0 0 ISHARES TR HIGH YLD CORP 464288513 581 6224 SH SOLE 6224 0 0 ISHARES TR DJ AEROSPACE 464288760 208 3041 SH SOLE 3041 0 0 ISHARES TR DJ OIL EQUIP 464288844 241 4725 SH SOLE 4725 0 0 JOHNSON & JOHNSON COM 478160104 481 6862 SH SOLE 6862 0 0 JPMORGAN CHASE & CO COM 46625H100 379 8611 SH SOLE 8611 0 0 KIMBERLY CLARK CORP COM 494368103 367 4342 SH SOLE 4342 0 0 LILLY ELI & CO COM 532457108 453 9178 SH SOLE 9178 0 0 MERCK & CO INC NEW COM 58933Y105 597 14592 SH SOLE 14592 0 0 MERITOR INC COM 59001K100 124 26174 SH SOLE 26174 0 0 MICROSOFT CORP COM 594918104 601 22504 SH SOLE 22504 0 0 MONDELEZ INTL INC CL A 609207105 277 10869 SH SOLE 10869 0 0 MONSANTO CO NEW COM 61166W101 431 4556 SH SOLE 4556 0 0 NEXTERA ENERGY INC COM 65339F101 376 5439 SH SOLE 5439 0 0 NUPATHE INC COM 67059M100 52 15264 SH SOLE 15264 0 0 PATTERSON COMPANIES INC COM 703395103 342 10000 SH SOLE 10000 0 0 PERRIGO CO COM 714290103 416 4000 SH SOLE 4000 0 0 PFIZER INC COM 717081103 360 14339 SH SOLE 14339 0 0 PHILIP MORRIS INTL INC COM 718172109 327 3910 SH SOLE 3910 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1708 37750 SH SOLE 37750 0 0 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 275 13832 SH SOLE 13832 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 331 13244 SH SOLE 13244 0 0 PROCTER & GAMBLE CO COM 742718109 267 3931 SH SOLE 3931 0 0 RAYTHEON CO COM NEW 755111507 358 6215 SH SOLE 6215 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 317 4478 SH SOLE 4478 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 23290 2533500 SH CALL SOLE 25335 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 13657 2116800 SH PUT SOLE 21168 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 363764 2554342 SH SOLE 2554342 0 0 TRAVELERS COMPANIES INC COM 89417E109 365 5080 SH SOLE 5080 0 0 UNILEVER N V N Y SHS NEW 904784709 444 11593 SH SOLE 11593 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 10589 144494 SH SOLE 144494 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2708 59194 SH SOLE 59194 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 422 9473 SH SOLE 9473 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 431 9972 SH SOLE 9972 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 296 11765 SH SOLE 11765 0 0