0001104659-23-069501.txt : 20230608
0001104659-23-069501.hdr.sgml : 20230608
20230608181816
ACCESSION NUMBER: 0001104659-23-069501
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230606
FILED AS OF DATE: 20230608
DATE AS OF CHANGE: 20230608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morris Richard Steven
CENTRAL INDEX KEY: 0001432303
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36296
FILM NUMBER: 231003298
MAIL ADDRESS:
STREET 1: 397 EAGLEVIEW BOULEVARD
CITY: EXTON
STATE: PA
ZIP: 19341
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carisma Therapeutics Inc.
CENTRAL INDEX KEY: 0001485003
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262025616
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3675 MARKET STREET
STREET 2: SUITE 200
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 2674916422
MAIL ADDRESS:
STREET 1: 3675 MARKET STREET
STREET 2: SUITE 200
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
FORMER COMPANY:
FORMER CONFORMED NAME: Sesen Bio, Inc.
DATE OF NAME CHANGE: 20180516
FORMER COMPANY:
FORMER CONFORMED NAME: Eleven Biotherapeutics, Inc.
DATE OF NAME CHANGE: 20100223
4
1
tm2318219-5_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-06-06
0
0001485003
Carisma Therapeutics Inc.
CARM
0001432303
Morris Richard Steven
3675 MARKET STREET, SUITE 200
PHILADELPHIA
PA
19104
0
1
0
0
Chief Financial Officer
0
Stock Option (Right to Buy)
7.25
2023-06-06
4
A
0
238000
0.00
A
2033-06-06
Common Stock
238000
238000
D
The shares underlying this option vest over four years, with 25% of the shares vesting on June 6, 2024 and the remaining shares vesting over the next three years thereafter in equal monthly installments, subject to continued service to Carisma Therapeutics Inc. through the applicable vesting date.
/s/ Richard Morris
2023-06-08