0001484778-21-000135.txt : 20211201
0001484778-21-000135.hdr.sgml : 20211201
20211201201809
ACCESSION NUMBER: 0001484778-21-000135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211028
FILED AS OF DATE: 20211201
DATE AS OF CHANGE: 20211201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reinhart James G.
CENTRAL INDEX KEY: 0001849447
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40249
FILM NUMBER: 211464596
MAIL ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ThredUp Inc.
CENTRAL INDEX KEY: 0001484778
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 264009181
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
BUSINESS PHONE: 415-402-5202
MAIL ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
FORMER COMPANY:
FORMER CONFORMED NAME: thredUP
DATE OF NAME CHANGE: 20100222
4
1
wf-form4_163840787383300.xml
FORM 4
X0306
4
2021-10-28
0
0001484778
ThredUp Inc.
TDUP
0001849447
Reinhart James G.
C/O THREDUP INC.
969 BROADWAY, SUITE 200
OAKLAND
CA
94607
1
1
0
0
Chief Executive Officer
Class A Common Stock
2021-11-29
4
C
0
10000
0
A
10000
I
By Trust
Class A Common Stock
2021-11-29
4
S
0
5857
17.8121
D
4143
I
By Trust
Class A Common Stock
2021-11-29
4
S
0
4143
18.38
D
0
I
By Trust
Class A Common Stock
2021-11-29
4
C
0
600
0
A
600
I
By Trust
Class A Common Stock
2021-11-29
4
S
0
600
17.655
D
0
I
By Trust
Class B Common Stock
2021-10-28
5
G
0
E
11030
0
D
Class A Common Stock
11030.0
233970
I
By Trust
Class B Common Stock
2021-10-28
5
G
0
E
11030
0
A
Class A Common Stock
11030.0
2371364
I
By Trust
Class B Common Stock
2021-10-28
5
G
0
E
13461
0
D
Class A Common Stock
13461.0
28838
I
By Trust
Class B Common Stock
2021-10-28
5
G
0
E
13461
0
A
Class A Common Stock
13461.0
2384825
I
By Trust
Class B Common Stock
2021-10-28
5
G
0
E
28838
0
D
Class A Common Stock
28838.0
0
I
By Trust
Class B Common Stock
2021-10-28
5
G
0
E
28838
0
A
Class A Common Stock
28838.0
328838
I
By Trust
Class B Common Stock
2021-11-29
4
C
0
10000
0
D
Class A Common Stock
10000.0
2374825
I
By Trust
Class B Common Stock
2021-11-29
4
C
0
600
0
D
Class A Common Stock
600.0
116700
I
By Trust
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
Shares held of record by James Reinhart and Michele Reinhart as Trustees of the Costanoa Family Trust dated July 22 2015 as amended (the "2015 Costanoa Trust").
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.07 to $18.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.19 to $18.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are owned directly by a trust for the benefit of Mr. Reinhart's family and of which the trustee is an independent institution. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.31 to $18.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On October 28, 2021, the 2020 Costanoa Trust transferred 11,030 shares of the Issuer's Class B Common Stock to the 2015 Costanoa Trust. This was a bona fide gift with no payment in consideration.
Shares held of record by James Reinhart, Trustee of the Costanoa Trust dated August 7, 2020 (the "2020 Costanoa Trust").
On October 28, 2021, the 2019 Costanoa Trust transferred 13,461 shares of the Issuer's Class B Common Stock to the 2015 Costanoa Trust. This was a bona fide gift with no payment in consideration.
Shares held of record by James Reinhart, Trustee of the Costanoa 2019 Trust dated October 17, 2019 (the "2019 Costanoa Trust").
On October 28, 2021, the 2019 Costanoa Trust transferred 28,838 shares of the Issuer's Class B Common Stock to James Reinhart and Michele Reinhart as Trustees of The Costanoa 2017 Irrevocable GST Trust (the "2017 Costanoa Trust"). This was a bona fide gift with no payment in consideration.
Shares held of record by the 2017 Costanoa Trust.
/s/ Alon Rotem, Attorney-in-Fact
2021-12-01