0001484778-21-000100.txt : 20211027
0001484778-21-000100.hdr.sgml : 20211027
20211027170947
ACCESSION NUMBER: 0001484778-21-000100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211025
FILED AS OF DATE: 20211027
DATE AS OF CHANGE: 20211027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rotem Alon
CENTRAL INDEX KEY: 0001850186
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40249
FILM NUMBER: 211353898
MAIL ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ThredUp Inc.
CENTRAL INDEX KEY: 0001484778
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 264009181
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
BUSINESS PHONE: 415-402-5202
MAIL ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
FORMER COMPANY:
FORMER CONFORMED NAME: thredUP
DATE OF NAME CHANGE: 20100222
4
1
wf-form4_163536897362082.xml
FORM 4
X0306
4
2021-10-25
0
0001484778
ThredUp Inc.
TDUP
0001850186
Rotem Alon
C/O THREDUP INC.
969 BROADWAY, SUITE 200
OAKLAND
CA
94607
0
1
0
0
Chief Legal Officer
Class A Common Stock
2021-10-25
4
C
0
400
0
A
20796
D
Class A Common Stock
2021-10-25
4
S
0
400
23
D
20396
D
Class A Common Stock
2021-10-25
4
C
0
20000
0
A
40396
D
Class A Common Stock
2021-10-26
4
C
0
5600
0
A
45996
D
Class A Common Stock
2021-10-26
4
S
0
5600
23.1003
D
40396
D
Stock Option (Right to Buy)
2.05
2021-10-25
4
M
0
400
0
D
2026-11-30
Class B Common Stock
400.0
121435
D
Class B Common Stock
2021-10-25
4
M
0
400
0
A
Class A Common Stock
400.0
400
D
Class B Common Stock
2021-10-25
4
C
0
400
0
D
Class A Common Stock
400.0
0
D
Stock Option (Right to Buy)
2.05
2021-10-25
4
M
0
20000
0
D
2030-02-18
Class B Common Stock
20000.0
145000
D
Class B Common Stock
2021-10-25
4
M
0
20000
0
A
Class A Common Stock
20000.0
20000
D
Class B Common Stock
2021-10-25
4
C
0
20000
0
D
Class A Common Stock
20000.0
0
D
Stock Option (Right to Buy)
2.05
2021-10-26
4
M
0
5600
0
D
2026-11-30
Class B Common Stock
5600.0
115835
D
Class B Common Stock
2021-10-26
4
M
0
5600
0
A
Class A Common Stock
5600.0
5600
D
Class B Common Stock
2021-10-26
4
C
0
5600
0
D
Class A Common Stock
5600.0
0
D
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.04 to $23.145 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The stock option vested over four years after November 3, 2016.
The stock option vests in 48 equal monthly installments after September 1, 2019, subject to the Reporting Person's continued service to the Issuer as of each vesting date.
/s/ Alon Rotem
2021-10-27