0000899243-17-012474.txt : 20170509 0000899243-17-012474.hdr.sgml : 20170509 20170509163239 ACCESSION NUMBER: 0000899243-17-012474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170508 FILED AS OF DATE: 20170509 DATE AS OF CHANGE: 20170509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capnia, Inc. CENTRAL INDEX KEY: 0001484565 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770523891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1235 RADIO ROAD STREET 2: SUITE 110 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-213-8444 MAIL ADDRESS: STREET 1: 1235 RADIO ROAD STREET 2: SUITE 110 CITY: REDWOOD CITY STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glasheen James Walter CENTRAL INDEX KEY: 0001532830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36593 FILM NUMBER: 17826924 MAIL ADDRESS: STREET 1: TECHNOLOGY PARTNERS STREET 2: 100 SHORELINE HWY, SUITE 282-B CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-08 0 0001484565 Capnia, Inc. CAPN 0001532830 Glasheen James Walter 1235 RADIO ROAD, SUITE 110 REDWOOD CITY CA 94065 1 0 0 0 Employee stock option (right to buy) 0.72 2017-05-08 4 A 0 45139 0.00 A 2027-05-08 Common Stock 45139 45139 D One hundred percent (100%) of the shares subject to the Option shall vest on the one year anniversary on the Vesting Commencement Date (which is May 8, 2017) or the date of the 2018 Annual Shareholder Meeting, whichever is earlier. /s/ David O'Toole, Attorney-In-Fact 2017-05-08