0000899243-16-022517.txt : 20160610
0000899243-16-022517.hdr.sgml : 20160610
20160610195856
ACCESSION NUMBER: 0000899243-16-022517
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160608
FILED AS OF DATE: 20160610
DATE AS OF CHANGE: 20160610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capnia, Inc.
CENTRAL INDEX KEY: 0001484565
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770523891
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1235 RADIO ROAD
STREET 2: SUITE 110
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-213-8444
MAIL ADDRESS:
STREET 1: 1235 RADIO ROAD
STREET 2: SUITE 110
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Toole David D
CENTRAL INDEX KEY: 0001491140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36593
FILM NUMBER: 161709637
MAIL ADDRESS:
STREET 1: 1640 MARENGO STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90033
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-08
0
0001484565
Capnia, Inc.
CAPN
0001491140
O'Toole David D
1235 RADIO ROAD, SUITE 110
REDWOOD CITY
CA
94065
0
1
0
0
See Remarks
Employee stock option (right to buy)
1.20
2016-06-08
4
A
0
90840
0.00
A
2026-06-08
Common Stock
90840
90840
D
The vesting schedule for the option is as follows: twenty-five percent (25%) of the shares subject to the option shall vest immediately, and thereafter one forty-eighth (1/48th) of the remaining shares shall vest each month over the next forty-eight (48) months.
Senior Vice President and Chief Financial Officer
/s/ David O'Toole
2016-06-10