0001221073-20-000153.txt : 20201110 0001221073-20-000153.hdr.sgml : 20201110 20201109203550 ACCESSION NUMBER: 0001221073-20-000153 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201109 EFFECTIVENESS DATE: 20201110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALBERT HARGROVE GLOBAL ADVISORS, LLC CENTRAL INDEX KEY: 0001484205 IRS NUMBER: 330804608 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13854 FILM NUMBER: 201299353 BUSINESS ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 BUSINESS PHONE: 562-435-5657 MAIL ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 FORMER COMPANY: FORMER CONFORMED NAME: Halbert, Hargrove/Russell LLC DATE OF NAME CHANGE: 20100217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001484205 XXXXXXXX 09-30-2020 09-30-2020 false HALBERT HARGROVE GLOBAL ADVISORS, LLC
111 WEST OCEAN BOULEVARD, SUITE 2300 LONG BEACH CA 90802
13F HOLDINGS REPORT 028-13854 N
John Carlos Abusaid President 562-435-5657 /s/ John Carlos Abusaid Long Beach CA 10-15-2020 2 131 1041191 4 0001040197 028-06392 MAI Capital Management 5 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC
INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 608 3796 SH OTR 4,5 0 0 3796 ABBOTT LABS COM 002824100 337 3095 SH OTR 5 0 0 3095 ABBVIE INC COM 00287Y109 226 2578 SH OTR 5 0 0 2578 ADOBE SYSTEMS INCORPORATED COM 00724F101 454 925 SH OTR 5 0 0 925 ADOBE SYSTEMS INCORPORATED COM 00724F101 12 25 SH SOLE 25 0 0 ALPHABET INC CAP STK CL A 02079K305 1006 686 SH OTR 4,5 0 0 686 ALPHABET INC CAP STK CL A 02079K305 10 7 SH SOLE 7 0 0 ALPHABET INC CAP STK CL C 02079K107 715 486 SH OTR 4,5 0 0 486 AMAZON COM INC COM 023135106 3 1 SH SOLE 1 0 0 AMAZON COM INC COM 023135106 3569 1133 SH OTR 4,5 0 0 1133 AMERICAN TOWER CORP NEW COM 03027X100 249 1032 SH OTR 5 0 0 1032 AMGEN INC COM 031162100 285 1123 SH OTR 5 0 0 1123 APPLE INC COM 037833100 7560 65281 SH OTR 4,5 0 0 65281 APPLE INC COM 037833100 27 230 SH SOLE 230 0 0 APPLE INC COM 037833100 232 2000 SH Put OTR 4,5 0 0 2000 AT&T INC COM 00206R102 320 11221 SH OTR 5 0 0 11221 AT&T INC COM 00206R102 11 383 SH SOLE 383 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 593 2784 SH OTR 4,5 0 0 2784 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4 21 SH SOLE 21 0 0 BK OF AMERICA CORP COM 060505104 313 13011 SH OTR 5 0 0 13011 BRISTOL-MYERS SQUIBB CO COM 110122108 226 3746 SH OTR 5 0 0 3746 BROADCOM INC COM 11135F101 220 604 SH OTR 5 0 0 604 CHEVRON CORP NEW COM 166764100 585 8124 SH OTR 4,5 0 0 8124 COCA COLA CO COM 191216100 12 251 SH SOLE 251 0 0 COCA COLA CO COM 191216100 237 4809 SH OTR 5 0 0 4809 COMCAST CORP NEW CL A 20030N101 4 89 SH SOLE 89 0 0 COMCAST CORP NEW CL A 20030N101 293 6344 SH OTR 5 0 0 6344 COSTCO WHSL CORP NEW COM 22160K105 568 1600 SH OTR 4,5 0 0 1600 COSTCO WHSL CORP NEW COM 22160K105 17 49 SH SOLE 49 0 0 DANAHER CORPORATION COM 235851102 7 33 SH SOLE 33 0 0 DANAHER CORPORATION COM 235851102 198 917 SH OTR 5 0 0 917 DISNEY WALT CO COM DISNEY 254687106 400 3225 SH OTR 5 0 0 3225 DISNEY WALT CO COM DISNEY 254687106 9 70 SH SOLE 70 0 0 EXXON MOBIL CORP COM 30231G102 254 7405 SH OTR 4,5 0 0 7405 EXXON MOBIL CORP COM 30231G102 93 2700 SH Put OTR 4,5 0 0 2700 FACEBOOK INC CL A 30303M102 5 19 SH SOLE 19 0 0 FACEBOOK INC CL A 30303M102 1512 5774 SH OTR 4,5 0 0 5774 HOME DEPOT INC COM 437076102 571 2055 SH OTR 5 0 0 2055 HOME DEPOT INC COM 437076102 12 42 SH SOLE 42 0 0 HONEYWELL INTL INC COM 438516106 362 2200 SH OTR 5 0 0 2200 INTEL CORP COM 458140100 10 191 SH SOLE 191 0 0 INTEL CORP COM 458140100 350 6767 SH OTR 5 0 0 6767 INTUIT COM 461202103 215 659 SH OTR 5 0 0 659 ISHARES INC MSCI EMERG MKT 46434G889 238 5432 SH SOLE 5432 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 719 20191 SH SOLE 20191 0 0 ISHARES INC CORE MSCI EMKT 46434G103 73392 1390004 SH SOLE 1390004 0 0 ISHARES TR MSCI INTL MULTFT 46434V274 472 19443 SH SOLE 19443 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 27176 223081 SH SOLE 223081 0 0 ISHARES TR NATIONAL MUN ETF 464288414 5237 45174 SH SOLE 45174 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 2600 34116 SH SOLE 34116 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 1293 20362 SH SOLE 20362 0 0 ISHARES TR MSCI USA MULTIFT 46434V282 745 22429 SH SOLE 22429 0 0 ISHARES TR CORE MSCI INTL 46435G326 459 8506 SH SOLE 8506 0 0 ISHARES TR CORE MSCI EAFE 46432F842 101741 1687811 SH SOLE 1687811 0 0 ISHARES TR MSCI EAFE ETF 464287465 82955 1303297 SH SOLE 1303297 0 0 ISHARES TR CORE US AGGBD ET 464287226 14218 120430 SH SOLE 120430 0 0 ISHARES TR INTL DEV RE ETF 464288489 10018 418469 SH SOLE 418469 0 0 ISHARES TR RUS 1000 ETF 464287622 100834 538785 SH SOLE 538785 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 62445 1416303 SH SOLE 1416303 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 53348 356152 SH SOLE 356152 0 0 ISHARES TR MSCI GLOBAL IMP 46435G532 646 8030 SH SOLE 8030 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 5 35 SH OTR 5 0 0 35 ISHARES TR ESG AWARE MSCI 46435U663 229 8642 SH SOLE 8642 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 1857 9490 SH SOLE 9490 0 0 ISHARES TR MSCI EAFE ETF 464287465 5 72 SH OTR 5 0 0 72 ISHARES TR EAFE SML CP ETF 464288273 36436 617660 SH SOLE 617660 0 0 ISHARES TR CRE U S REIT ETF 464288521 9432 215638 SH SOLE 215638 0 0 ISHARES TR CORE S&P500 ETF 464287200 153179 455809 SH SOLE 455809 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 1222 44072 SH SOLE 44072 0 0 ISHARES TR MICRO-CAP ETF 464288869 19195 212169 SH SOLE 212169 0 0 J P MORGAN EXCHANGE-TRADED F INTL BD OPP ETF 46641Q852 313 6222 SH SOLE 6222 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1253 24673 SH SOLE 24673 0 0 JOHNSON & JOHNSON COM 478160104 3 18 SH SOLE 18 0 0 JOHNSON & JOHNSON COM 478160104 511 3429 SH OTR 5 0 0 3429 JPMORGAN CHASE & CO COM 46625H100 6 59 SH SOLE 59 0 0 JPMORGAN CHASE & CO COM 46625H100 552 5737 SH OTR 5 0 0 5737 LILLY ELI & CO COM 532457108 253 1708 SH OTR 5 0 0 1708 LOWES COS INC COM 548661107 272 1640 SH OTR 5 0 0 1640 MASTERCARD INCORPORATED CL A 57636Q104 597 1765 SH OTR 5 0 0 1765 MASTERCARD INCORPORATED CL A 57636Q104 18 54 SH SOLE 54 0 0 MCDONALDS CORP COM 580135101 4 20 SH SOLE 20 0 0 MCDONALDS CORP COM 580135101 308 1405 SH OTR 5 0 0 1405 MERCK & CO. INC COM 58933Y105 326 3928 SH OTR 5 0 0 3928 MERCK & CO. INC COM 58933Y105 12 140 SH SOLE 140 0 0 MICROSOFT CORP COM 594918104 21 102 SH SOLE 102 0 0 MICROSOFT CORP COM 594918104 904 4300 SH Put OTR 4,5 0 0 4300 MICROSOFT CORP COM 594918104 3644 17327 SH OTR 4,5 0 0 17327 MONDELEZ INTL INC CL A 609207105 236 4102 SH OTR 5 0 0 4102 NETFLIX INC COM 64110L106 805 1611 SH OTR 4,5 0 0 1611 NEXTERA ENERGY INC COM 65339F101 209 751 SH OTR 5 0 0 751 NEXTERA ENERGY INC COM 65339F101 4 16 SH SOLE 16 0 0 NIKE INC CL B 654106103 280 2227 SH OTR 5 0 0 2227 NVIDIA CORPORATION COM 67066G104 596 1100 SH OTR 5 0 0 1100 ORACLE CORP COM 68389X105 305 5115 SH OTR 5 0 0 5115 PAYPAL HLDGS INC COM 70450Y103 429 2176 SH OTR 5 0 0 2176 PEPSICO INC COM 713448108 392 2825 SH OTR 5 0 0 2825 PEPSICO INC COM 713448108 5 35 SH SOLE 35 0 0 PFIZER INC COM 717081103 232 6309 SH OTR 4,5 0 0 6309 PFIZER INC COM 717081103 8 205 SH SOLE 205 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 6024 59078 SH SOLE 59078 0 0 PROCTER AND GAMBLE CO COM 742718109 618 4447 SH OTR 5 0 0 4447 PROCTER AND GAMBLE CO COM 742718109 50 360 SH SOLE 360 0 0 QUALCOMM INC COM 747525103 10 85 SH SOLE 85 0 0 QUALCOMM INC COM 747525103 231 1965 SH OTR 5 0 0 1965 SALESFORCE COM INC COM 79466L302 234 930 SH OTR 5 0 0 930 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 234 2907 SH SOLE 2907 0 0 SHOPIFY INC CL A 82509L107 1228 1200 SH OTR 4 0 0 1200 SPDR S&P 500 ETF TR TR UNIT 78462F103 383 1144 SH SOLE 1144 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5 15 SH OTR 5 0 0 15 STARBUCKS CORP COM 855244109 256 2980 SH OTR 5 0 0 2980 STARBUCKS CORP COM 855244109 4 47 SH SOLE 47 0 0 TESLA INC COM 88160R101 485 1130 SH OTR 5 0 0 1130 TEXAS INSTRS INC COM 882508104 233 1634 SH OTR 5 0 0 1634 THERMO FISHER SCIENTIFIC INC COM 883556102 17 38 SH SOLE 38 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 497 1125 SH OTR 5 0 0 1125 TRANE TECHNOLOGIES PLC SHS G8994E103 898 7409 SH OTR 4,5 0 0 7409 UNION PAC CORP COM 907818108 263 1337 SH OTR 5 0 0 1337 UNITEDHEALTH GROUP INC COM 91324P102 11 34 SH SOLE 34 0 0 UNITEDHEALTH GROUP INC COM 91324P102 405 1300 SH Put OTR 4,5 0 0 1300 UNITEDHEALTH GROUP INC COM 91324P102 841 2699 SH OTR 4,5 0 0 2699 VANGUARD WORLD FD ESG US STK ETF 921910733 1224 19808 SH SOLE 19808 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 450 8718 SH SOLE 8718 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 391 6568 SH OTR 5 0 0 6568 VERIZON COMMUNICATIONS INC COM 92343V104 12 196 SH SOLE 196 0 0 VISA INC COM CL A 92826C839 853 4266 SH OTR 4,5 0 0 4266 WALMART INC COM 931142103 6 40 SH SOLE 40 0 0 WALMART INC COM 931142103 309 2210 SH OTR 5 0 0 2210 WELLS FARGO CO NEW COM 949746101 201 8538 SH OTR 5 0 0 8538 WISDOMTREE TR 90/60 BALNCED FD 97717Y790 228669 6871073 SH SOLE 6871073 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 426 10313 SH SOLE 10313 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 435 20622 SH SOLE 20622 0 0