0001140361-13-041446.txt : 20131108 0001140361-13-041446.hdr.sgml : 20131108 20131108170253 ACCESSION NUMBER: 0001140361-13-041446 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 EFFECTIVENESS DATE: 20131108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trident Investment Management, LLC CENTRAL INDEX KEY: 0001484086 IRS NUMBER: 134014898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13816 FILM NUMBER: 131205584 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-350-4710 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001484086 XXXXXXXX 09-30-2013 09-30-2013 Trident Investment Management, LLC

777 THIRD AVENUE NEW YORK NY 10017

13F HOLDINGS REPORT 028-13816 N Krishnamurthy Narayanan 212-350-4710 /s/ Krishnamurthy Narayanan New York NY 11-08-2013 0 5 13360 false INFORMATION TABLE 2 form13fInfoTable.xml ISHARES TR S&P GBL HLTHCR 464287325 2683 33673 SH SOLE 33673 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 343 13346 SH SOLE 13346 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4199 105480 SH SOLE 105480 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1670 19944 SH SOLE 19944 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4465 87165 SH SOLE 87165 0 0