The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AAR CORP | COM | 000361105 | 2,778 | 100,000 | SH | Call | DFND | 1,2 | 0 | 0 | 100,000 |
AAR CORP | COM | 000361105 | 917 | 33,000 | SH | Put | DFND | 1,2 | 0 | 0 | 33,000 |
AAR CORP | COM | 000361105 | 2,111 | 76,000 | SH | DFND | 1,2 | 0 | 76,000 | 0 | |
ABBOTT LABS | COM | 002824100 | 1,126 | 25,000 | SH | Call | DFND | 1,2 | 0 | 0 | 25,000 |
ACCESS MIDSTREAM PARTNERS L | UNIT | 00434L109 | 3,974 | 73,328 | SH | DFND | 1,2 | 0 | 73,328 | 0 | |
ALLERGAN INC | COM | 018490102 | 10,630 | 50,000 | SH | Put | DFND | 1,2 | 0 | 0 | 50,000 |
ALLERGAN INC | COM | 018490102 | 54,955 | 258,500 | SH | DFND | 1,2 | 0 | 258,500 | 0 | |
ALLIANT ENERGY CORP | COM | 018802108 | 6,634 | 99,883 | SH | DFND | 1,2 | 0 | 99,883 | 0 | |
AMEREN CORP | COM | 023608102 | 11,763 | 255,000 | SH | DFND | 1,2 | 0 | 255,000 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 3,824 | 71,304 | SH | DFND | 1,2 | 0 | 71,304 | 0 | |
AMERICAN ELEC PWR INC | COM | 025537101 | 18,974 | 312,486 | SH | DFND | 1,2 | 0 | 312,486 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 3,904 | 47,318 | SH | DFND | 1,2 | 0 | 47,318 | 0 | |
ANGIES LIST INC | COM | 034754101 | 211 | 33,900 | SH | DFND | 1,2 | 0 | 33,900 | 0 | |
ANGIES LIST INC | COM | 034754101 | 935 | 150,000 | SH | Call | DFND | 1,2 | 0 | 0 | 150,000 |
APPLIED MATLS INC | COM | 038222105 | 9,968 | 400,000 | SH | Call | DFND | 1,2 | 0 | 0 | 400,000 |
AVANIR PHARMACEUTICALS INC | CL A NEW | 05348P401 | 1,695 | 100,000 | SH | Call | DFND | 1,2 | 0 | 0 | 100,000 |
BAKER HUGHES INC | COM | 057224107 | 339 | 6,039 | SH | DFND | 1,2 | 0 | 6,039 | 0 | |
BANK KY FINL CORP | COM | 062896105 | 3,538 | 73,300 | SH | DFND | 1,2 | 0 | 73,300 | 0 | |
BAXTER INTL INC | COM | 071813109 | 4,031 | 55,000 | SH | Call | DFND | 1,2 | 0 | 0 | 55,000 |
BEL FUSE INC | CL B | 077347300 | 1,638 | 59,900 | SH | DFND | 1,2 | 0 | 59,900 | 0 | |
BEMIS INC | COM | 081437105 | 277 | 6,126 | SH | DFND | 1,2 | 0 | 6,126 | 0 | |
BERRY PLASTICS GROUP INC | COM | 08579W103 | 5,679 | 180,000 | SH | DFND | 1,2 | 0 | 180,000 | 0 | |
CARBONITE INC | COM | 141337105 | 1,427 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
CAREFUSION CORP | COM | 14170T101 | 25,813 | 435,000 | SH | DFND | 1,2 | 0 | 435,000 | 0 | |
CMS ENERGY CORP | COM | 125896100 | 17,715 | 509,777 | SH | DFND | 1,2 | 0 | 509,777 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 2,901 | 50,000 | SH | Put | DFND | 1,2 | 0 | 0 | 50,000 |
COMCAST CORP NEW | CL A | 20030N101 | 5,049 | 87,044 | SH | DFND | 1,2 | 0 | 87,044 | 0 | |
COPA HOLDINGS SA | CL A | P31076105 | 622 | 6,000 | SH | DFND | 1,2 | 0 | 6,000 | 0 | |
COVANCE INC | COM | 222816100 | 5,711 | 55,000 | SH | DFND | 1,2 | 0 | 55,000 | 0 | |
CSX CORP | COM | 126408103 | 4,152 | 114,604 | SH | DFND | 1,2 | 0 | 114,604 | 0 | |
CSX CORP | COM | 126408103 | 3,261 | 90,000 | SH | Call | DFND | 1,2 | 0 | 0 | 90,000 |
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 3,845 | 38,200 | SH | Call | DFND | 1,2 | 0 | 0 | 38,200 |
DANAHER CORP DEL | COM | 235851102 | 673 | 7,851 | SH | DFND | 1,2 | 0 | 7,851 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 3,362 | 68,357 | SH | DFND | 1,2 | 0 | 68,357 | 0 | |
DIGITAL RIV INC | COM | 25388B104 | 141 | 5,700 | SH | DFND | 1,2 | 0 | 5,700 | 0 | |
DIGITAL RIV INC | COM | 25388B104 | 388 | 15,700 | SH | Put | DFND | 1,2 | 0 | 0 | 15,700 |
DIRECTV | COM | 25490A309 | 62,511 | 721,000 | SH | DFND | 1,2 | 0 | 721,000 | 0 | |
DIRECTV | COM | 25490A309 | 2,601 | 30,000 | SH | Call | DFND | 1,2 | 0 | 0 | 30,000 |
DOMINION RES INC VA NEW | COM | 25746U109 | 23,778 | 309,213 | SH | DFND | 1,2 | 0 | 309,213 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 8,180 | 100,000 | SH | Call | DFND | 1,2 | 0 | 0 | 100,000 |
DRESSER-RAND GROUP INC | COM | 261608103 | 33,769 | 412,824 | SH | DFND | 1,2 | 0 | 412,824 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 735 | 8,799 | SH | DFND | 1,2 | 0 | 8,799 | 0 | |
DYNEGY INC NEW DEL | COM | 26817R108 | 13,302 | 438,298 | SH | DFND | 1,2 | 0 | 438,298 | 0 | |
EDISON INTL | COM | 281020107 | 3,262 | 49,819 | SH | DFND | 1,2 | 0 | 49,819 | 0 | |
EMCORE CORP | COM NEW | 290846203 | 134 | 25,200 | SH | DFND | 1,2 | 0 | 25,200 | 0 | |
EQT CORP | COM | 26884L109 | 393 | 5,198 | SH | DFND | 1,2 | 0 | 5,198 | 0 | |
EVINE LIVE INC | CL A | 300487105 | 297 | 45,000 | SH | DFND | 1,2 | 0 | 45,000 | 0 | |
EXELON CORP | COM | 30161N101 | 720 | 19,416 | SH | DFND | 1,2 | 0 | 19,416 | 0 | |
FAMILY DLR STORES INC | COM | 307000109 | 22,608 | 285,413 | SH | DFND | 1,2 | 0 | 285,413 | 0 | |
FAMILY DLR STORES INC | COM | 307000109 | 11,882 | 150,000 | SH | Call | DFND | 1,2 | 0 | 0 | 150,000 |
FEDEX CORP | COM | 31428X106 | 220 | 1,267 | SH | DFND | 1,2 | 0 | 1,267 | 0 | |
FRANKLIN FINL CORP VA | COM | 35353C102 | 1,027 | 48,486 | SH | DFND | 1,2 | 0 | 48,486 | 0 | |
GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 5,730 | 420,718 | SH | DFND | 1,2 | 0 | 420,718 | 0 | |
HALLIBURTON CO | COM | 406216101 | 1,377 | 35,000 | SH | Call | DFND | 1,2 | 0 | 0 | 35,000 |
HEICO CORP NEW | CL A | 422806208 | 2,235 | 47,200 | SH | DFND | 1,2 | 0 | 47,200 | 0 | |
HERITAGE FINL CORP WASH | COM | 42722X106 | 2,248 | 128,107 | SH | DFND | 1,2 | 0 | 128,107 | 0 | |
HUBBELL INC | CL B | 443510201 | 3,031 | 28,374 | SH | DFND | 1,2 | 0 | 28,374 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 626 | 27,493 | SH | DFND | 1,2 | 0 | 27,493 | 0 | |
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 31,272 | 1,812,856 | SH | DFND | 1,2 | 0 | 1,812,856 | 0 | |
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 15,180 | 880,000 | SH | Call | DFND | 1,2 | 0 | 0 | 880,000 |
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 1,642 | 95,200 | SH | Put | DFND | 1,2 | 0 | 0 | 95,200 |
ITC HLDGS CORP | COM | 465685105 | 6,119 | 151,358 | SH | DFND | 1,2 | 0 | 151,358 | 0 | |
JOURNAL COMMUNICATIONS INC | CL A | 481130102 | 3,086 | 270,000 | SH | DFND | 1,2 | 0 | 270,000 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 6,124 | 144,734 | SH | DFND | 1,2 | 0 | 144,734 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 2,116 | 50,000 | SH | Call | DFND | 1,2 | 0 | 0 | 50,000 |
KLA-TENCOR CORP | COM | 482480100 | 3,516 | 50,000 | SH | Put | DFND | 1,2 | 0 | 0 | 50,000 |
LACLEDE GROUP INC | COM | 505597104 | 10,905 | 204,980 | SH | DFND | 1,2 | 0 | 204,980 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 1,522 | 31,500 | SH | DFND | 1,2 | 0 | 31,500 | 0 | |
MACQUARIE INFRASTR CO LLC | MEMBERSHIP INT | 55608B105 | 12,079 | 169,909 | SH | DFND | 1,2 | 0 | 169,909 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 2,994 | 33,174 | SH | DFND | 1,2 | 0 | 33,174 | 0 | |
MEDTRONIC INC | COM | 585055106 | 9,717 | 95,000 | SH | DFND | 1,2 | 0 | 95,000 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 4,285 | 57,500 | SH | Call | DFND | 1,2 | 0 | 0 | 57,500 |
MORGANS HOTEL GROUP CO | COM | 61748W108 | 1,568 | 200,000 | SH | DFND | 1,2 | 0 | 200,000 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 5,861 | 79,750 | SH | DFND | 1,2 | 0 | 79,750 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 28,849 | 271,414 | SH | DFND | 1,2 | 0 | 271,414 | 0 | |
NISOURCE INC | COM | 65473P105 | 19,471 | 458,999 | SH | DFND | 1,2 | 0 | 458,999 | 0 | |
OI S.A. | SPN ADR NEW | 670851302 | 1,754 | 523,600 | SH | DFND | 1,2 | 0 | 523,600 | 0 | |
PETSMART INC | COM | 716768106 | 813 | 10,000 | SH | Call | DFND | 1,2 | 0 | 0 | 10,000 |
PLATINUM UNDERWRITER HLDGS L | COM | G7127P100 | 5,506 | 75,000 | SH | DFND | 1,2 | 0 | 75,000 | 0 | |
PORTLAND GEN ELEC CO | COM NEW | 736508847 | 7,108 | 187,882 | SH | DFND | 1,2 | 0 | 187,882 | 0 | |
PPG INDS INC | COM | 693506107 | 6,677 | 28,886 | SH | DFND | 1,2 | 0 | 28,886 | 0 | |
PROTECTIVE LIFE CORP | COM | 743674103 | 7,313 | 105,000 | SH | DFND | 1,2 | 0 | 105,000 | 0 | |
PROTECTIVE LIFE CORP | COM | 743674103 | 6,394 | 91,800 | SH | Call | DFND | 1,2 | 0 | 0 | 91,800 |
QUALCOMM INC | COM | 747525103 | 3,717 | 50,000 | SH | Put | DFND | 1,2 | 0 | 0 | 50,000 |
QUESTAR CORP | COM | 748356102 | 10,102 | 399,590 | SH | DFND | 1,2 | 0 | 399,590 | 0 | |
REALNETWORKS INC | COM NEW | 75605L708 | 810 | 115,000 | SH | DFND | 1,2 | 0 | 115,000 | 0 | |
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 390 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
ROCKWOOD HLDGS INC | COM | 774415103 | 10,081 | 127,936 | SH | DFND | 1,2 | 0 | 127,936 | 0 | |
RPM INTL INC | COM | 749685103 | 793 | 15,638 | SH | DFND | 1,2 | 0 | 15,638 | 0 | |
SAFEWAY INC | COM NEW | 786514208 | 14,030 | 399,500 | SH | Put | DFND | 1,2 | 0 | 0 | 399,500 |
SAFEWAY INC | COM NEW | 786514208 | 4,242 | 120,800 | SH | Call | DFND | 1,2 | 0 | 0 | 120,800 |
SAFEWAY INC | COM NEW | 786514208 | 45,532 | 1,296,475 | SH | DFND | 1,2 | 0 | 1,296,475 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 365 | 8,597 | SH | DFND | 1,2 | 0 | 8,597 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 33,746 | 303,034 | SH | DFND | 1,2 | 0 | 303,034 | 0 | |
SIGMA ALDRICH CORP | COM | 826552101 | 20,316 | 148,000 | SH | DFND | 1,2 | 0 | 148,000 | 0 | |
SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 735 | 20,000 | SH | Call | DFND | 1,2 | 0 | 0 | 20,000 |
SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 2,572 | 70,000 | SH | DFND | 1,2 | 0 | 70,000 | 0 | |
SPANSION INC | COM CL A NEW | 84649R200 | 8,589 | 251,000 | SH | DFND | 1,2 | 0 | 251,000 | 0 | |
SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | 4,842 | 85,000 | SH | DFND | 1,2 | 0 | 85,000 | 0 | |
STANLEY BLACK & DECKER INC | COM | 854502101 | 1,567 | 16,306 | SH | DFND | 1,2 | 0 | 16,306 | 0 | |
STERIS CORP | COM | 859152100 | 649 | 10,000 | SH | Put | DFND | 1,2 | 0 | 0 | 10,000 |
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 1,462 | 35,000 | SH | DFND | 1,2 | 0 | 35,000 | 0 | |
SUNOCO LP | COM U REP LP | 86765K109 | 5,962 | 119,800 | SH | DFND | 1,2 | 0 | 119,800 | 0 | |
SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | 9,267 | 690,000 | SH | DFND | 1,2 | 0 | 690,000 | 0 | |
SYMMETRY SURGICAL INC | COM | 87159G100 | 253 | 32,500 | SH | DFND | 1,2 | 0 | 32,500 | 0 | |
TALISMAN ENERGY INC | COM | 87425E103 | 1,918 | 245,000 | SH | DFND | 1,2 | 0 | 245,000 | 0 | |
TALISMAN ENERGY INC | COM | 87425E103 | 1,175 | 150,000 | SH | Call | DFND | 1,2 | 0 | 0 | 150,000 |
TARGA RES CORP | COM | 87612G101 | 3,477 | 32,782 | SH | DFND | 1,2 | 0 | 32,782 | 0 | |
TC PIPELINES LP | UT COM LTD PRT | 87233Q108 | 5,306 | 74,500 | SH | DFND | 1,2 | 0 | 74,500 | 0 | |
TEEKAY CORPORATION | COM | Y8564W103 | 531 | 10,432 | SH | DFND | 1,2 | 0 | 10,432 | 0 | |
TIM PARTICIPACOES S A | SPONSORED ADR | 88706P205 | 1,222 | 55,000 | SH | DFND | 1,2 | 0 | 55,000 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 9,124 | 60,000 | SH | Call | DFND | 1,2 | 0 | 0 | 60,000 |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 2,160 | 21,000 | SH | Call | DFND | 1,2 | 0 | 0 | 21,000 |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 6,253 | 60,800 | SH | Put | DFND | 1,2 | 0 | 0 | 60,800 |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 23,656 | 230,000 | SH | DFND | 1,2 | 0 | 230,000 | 0 | |
TYCO INTL PLC | SHS | G91442106 | 2,684 | 61,189 | SH | DFND | 1,2 | 0 | 61,189 | 0 | |
UIL HLDG CORP | COM | 902748102 | 2,580 | 59,245 | SH | DFND | 1,2 | 0 | 59,245 | 0 | |
UNION PAC CORP | COM | 907818108 | 2,397 | 20,121 | SH | DFND | 1,2 | 0 | 20,121 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 3,443 | 51,476 | SH | DFND | 1,2 | 0 | 51,476 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 1,870 | 37,778 | SH | DFND | 1,2 | 0 | 37,778 | 0 | |
VMWARE INC | CL A COM | 928563402 | 7,014 | 85,000 | SH | Call | DFND | 1,2 | 0 | 0 | 85,000 |
VOLCANO CORPORATION | COM | 928645100 | 1,430 | 80,000 | SH | DFND | 1,2 | 0 | 80,000 | 0 | |
WESTAR ENERGY INC | COM | 95709T100 | 8,448 | 204,852 | SH | DFND | 1,2 | 0 | 204,852 | 0 | |
WESTERN REFNG LOGISTICS LP | COM UNIT REP LTP | 95931Q205 | 1,243 | 40,754 | SH | DFND | 1,2 | 0 | 40,754 | 0 | |
WESTLAKE CHEM CORP | COM | 960413102 | 604 | 9,886 | SH | DFND | 1,2 | 0 | 9,886 | 0 | |
WESTLAKE CHEM PARTNERS LP | COM UNIT RP LP | 960417103 | 4,061 | 140,030 | SH | DFND | 1,2 | 0 | 140,030 | 0 | |
WHITING PETE CORP NEW | COM | 966387102 | 1,262 | 38,238 | SH | DFND | 1,2 | 0 | 38,238 | 0 | |
WRIGHT MED GROUP INC | COM | 98235T107 | 806 | 30,000 | SH | DFND | 1,2 | 0 | 30,000 | 0 |