0000919574-13-005162.txt : 20130815
0000919574-13-005162.hdr.sgml : 20130815
20130814180623
ACCESSION NUMBER: 0000919574-13-005162
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130815
DATE AS OF CHANGE: 20130814
EFFECTIVENESS DATE: 20130815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREEN ARROW CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001484068
IRS NUMBER: 260368514
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13792
FILM NUMBER: 131039596
BUSINESS ADDRESS:
STREET 1: C/O MILLENNIUM INTERNATIONAL MGMT. LP
STREET 2: 666 FIFTH AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-841-4100
MAIL ADDRESS:
STREET 1: C/O MILLENNIUM INTERNATIONAL MGMT. LP
STREET 2: 666 FIFTH AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001484068
XXXXXXXX
06-30-2013
06-30-2013
false
GREEN ARROW CAPITAL MANAGEMENT LLC
c/o Millennium International Mgmt. LP
666 Fifth Avenue, 8th Floor
New York
NY
10103
13F HOLDINGS REPORT
028-13792
Y
The Institutional Investment Manager filing this report (the "Institutional Investment Manager") and the Other Included Managers described below are affiliates, and the Other Included Managers Nos.2 and 3 are relying advisers (as such term is used in the SEC Staff No-Action Letter addressed to the American Bar Association, Business Law Section, dated January 18, 2012) of the Institutional Investment Manager filing this report. Each of the holdings described below is held directly or indirectly by Millennium Partners, L.P. or one or more affiliated investment funds that invest a portion of their assets in Millennium Partners, L.P.
Robert Williams
Chief Financial Officer
212-841-4100
/s/ Robert Williams
New York
NY
08-14-2013
3
230
1235762
1
0001017456
028-12506
ENGLANDER ISRAEL A
2
0001426821
028-12854
MILLENNIUM INTERNATIONAL MANAGEMENT LP
3
0001273087
028-10684
MILLENNIUM MANAGEMENT LLC
INFORMATION TABLE
2
infotable.xml
ACCURAY INC
COM
004397105
1148
200000
SH
DFND
1,2,3
0
200000
0
ACTAVIS INC
COM
00507K103
3534
28000
SH
DFND
1,2,3
0
28000
0
ADVANCED MICRO DEVICES INC
COM
007903107
2856
700000
SH
DFND
1,2,3
0
700000
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
1584
25000
SH
DFND
1,2,3
0
25000
0
AFLAC INC
COM
001055102
809
13913
SH
DFND
1,2,3
0
13913
0
ALEXION PHARMACEUTICALS INC
COM
015351109
3505
38000
SH
DFND
1,2,3
0
38000
0
ALIGN TECHNOLOGY INC
COM
016255101
3704
100000
SH
Call
DFND
1,2,3
0
0
100000
ALKERMES PLC
SHS
G01767105
4302
150000
SH
DFND
1,2,3
0
150000
0
ALLIANT ENERGY CORP
COM
018802108
8741
173369
SH
DFND
1,2,3
0
173369
0
ALLSTATE CORP
COM
020002101
3008
62500
SH
DFND
1,2,3
0
62500
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
3100
100000
SH
Call
DFND
1,2,3
0
0
100000
AMARIN CORP PLC
SPONS ADR NEW
023111206
1160
200000
SH
DFND
1,2,3
0
200000
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
1490
80000
SH
Put
DFND
1,2,3
0
0
80000
AMERICAN CAP MTG INVT CORP
COM
02504A104
5393
300000
SH
DFND
1,2,3
0
300000
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
5478
300000
SH
DFND
1,2,3
0
300000
0
AMERICAN PUBLIC EDUCATION IN
COM
02913V103
301
8100
SH
DFND
1,2,3
0
8100
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
6077
147390
SH
DFND
1,2,3
0
147390
0
ANALOG DEVICES INC
COM
032654105
29750
660220
SH
DFND
1,2,3
0
660220
0
APOLLO GROUP INC
CL A
037604105
5933
334800
SH
DFND
1,2,3
0
334800
0
APPLIED MATLS INC
COM
038222105
2344
157081
SH
DFND
1,2,3
0
157081
0
ARCHER DANIELS MIDLAND CO
COM
039483102
543
15999
SH
DFND
1,2,3
0
15999
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
4411
110000
SH
DFND
1,2,3
0
110000
0
ASM INTL N V
NY REGISTER SH
N07045102
327
10000
SH
DFND
1,2,3
0
10000
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
5409
144697
SH
DFND
1,2,3
0
144697
0
BANK OF AMERICA CORPORATION
COM
060505104
4134
321487
SH
DFND
1,2,3
0
321487
0
BARNES & NOBLE INC
COM
067774109
798
50000
SH
Call
DFND
1,2,3
0
0
50000
BB&T CORP
COM
054937107
4235
125000
SH
DFND
1,2,3
0
125000
0
BED BATH & BEYOND INC
COM
075896100
7618
107367
SH
DFND
1,2,3
0
107367
0
BELO CORP
COM SER A
080555105
1256
90000
SH
DFND
1,2,3
0
90000
0
BERRY PETE CO
CL A
085789105
3174
75000
SH
DFND
1,2,3
0
75000
0
BEST BUY INC
COM
086516101
547
20000
SH
Put
DFND
1,2,3
0
0
20000
BIOGEN IDEC INC
COM
09062X103
3228
15000
SH
DFND
1,2,3
0
15000
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
6967
125000
SH
DFND
1,2,3
0
125000
0
BMC SOFTWARE INC
COM
055921100
2256
50000
SH
DFND
1,2,3
0
50000
0
BORGWARNER INC
COM
099724106
4738
55000
SH
DFND
1,2,3
0
55000
0
BOSTON SCIENTIFIC CORP
COM
101137107
5562
600000
SH
DFND
1,2,3
0
600000
0
BRISTOL MYERS SQUIBB CO
COM
110122108
6704
150000
SH
DFND
1,2,3
0
150000
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
5761
1000200
SH
DFND
1,2,3
0
1000200
0
BROWN & BROWN INC
COM
115236101
2821
87500
SH
DFND
1,2,3
0
87500
0
CAMERON INTERNATIONAL CORP
COM
13342B105
1339
21900
SH
DFND
1,2,3
0
21900
0
CAPITAL ONE FINL CORP
COM
14040H105
2300
36610
SH
DFND
1,2,3
0
36610
0
CBS CORP NEW
CL B
124857202
31761
649900
SH
DFND
1,2,3
0
649900
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
39
5700
SH
DFND
1,2,3
0
5700
0
CERNER CORP
COM
156782104
961
10000
SH
DFND
1,2,3
0
10000
0
CF INDS HLDGS INC
COM
125269100
892
5200
SH
DFND
1,2,3
0
5200
0
CHARTER COMMUNICATIONS INC D
CL A NEW
16117M305
8670
70000
SH
DFND
1,2,3
0
70000
0
CISCO SYS INC
COM
17275R102
24335
1000000
SH
DFND
1,2,3
0
1000000
0
CLEARWIRE CORP NEW
CL A
18538Q105
2214
443200
SH
DFND
1,2,3
0
443200
0
CLEARWIRE CORP NEW
CL A
18538Q105
2332
466800
SH
Call
DFND
1,2,3
0
0
466800
CLECO CORP NEW
COM
12561W105
4598
99025
SH
DFND
1,2,3
0
99025
0
CMS ENERGY CORP
COM
125896100
15310
563491
SH
DFND
1,2,3
0
563491
0
COACH INC
COM
189754104
7707
135000
SH
DFND
1,2,3
0
135000
0
COMCAST CORP NEW
CL A
20030N101
26997
646629
SH
DFND
1,2,3
0
646629
0
COMCAST CORP NEW
CL A SPL
20030N200
4364
110000
SH
DFND
1,2,3
0
110000
0
COMERICA INC
COM
200340107
797
20000
SH
DFND
1,2,3
0
20000
0
COOPER COS INC
COM NEW
216648402
5953
50000
SH
DFND
1,2,3
0
50000
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
5235
120900
SH
DFND
1,2,3
0
120900
0
CYNOSURE INC
CL A
232577205
5196
200000
SH
DFND
1,2,3
0
200000
0
CYTOKINETICS INC
COM
23282W100
3471
300000
SH
DFND
1,2,3
0
300000
0
D R HORTON INC
COM
23331A109
2128
100000
SH
DFND
1,2,3
0
100000
0
DECKERS OUTDOOR CORP
COM
243537107
1384
27400
SH
DFND
1,2,3
0
27400
0
DELL INC
COM
24702R101
6063
455000
SH
DFND
1,2,3
0
455000
0
DEVRY INC DEL
COM
251893103
4963
160000
SH
DFND
1,2,3
0
160000
0
DISCOVER FINL SVCS
COM
254709108
4169
87500
SH
DFND
1,2,3
0
87500
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
18873
270500
SH
DFND
1,2,3
0
270500
0
DISH NETWORK CORP
CL A
25470M109
15870
373235
SH
DFND
1,2,3
0
373235
0
DOLLAR GEN CORP NEW
COM
256677105
5043
100000
SH
DFND
1,2,3
0
100000
0
DOLLAR TREE INC
COM
256746108
8643
170000
SH
DFND
1,2,3
0
170000
0
DOMINION RES INC VA NEW
COM
25746U109
11076
194925
SH
DFND
1,2,3
0
194925
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
18920
280302
SH
DFND
1,2,3
0
280302
0
EASTMAN CHEM CO
COM
277432100
1148
16400
SH
DFND
1,2,3
0
16400
0
EBIX INC
COM NEW
278715206
134
14500
SH
DFND
1,2,3
0
14500
0
EMCOR GROUP INC
COM
29084Q100
2439
60000
SH
DFND
1,2,3
0
60000
0
ENTERGY CORP NEW
COM
29364G103
16405
235426
SH
DFND
1,2,3
0
235426
0
EOG RES INC
COM
26875P101
3582
27204
SH
DFND
1,2,3
0
27204
0
EQT CORP
COM
26884L109
5159
65000
SH
DFND
1,2,3
0
65000
0
EXPEDIA INC DEL
COM NEW
30212P303
5676
94360
SH
DFND
1,2,3
0
94360
0
EXPEDITORS INTL WASH INC
COM
302130109
3043
80000
SH
DFND
1,2,3
0
80000
0
EXPEDITORS INTL WASH INC
COM
302130109
2853
75000
SH
Put
DFND
1,2,3
0
0
75000
EXTREME NETWORKS INC
COM
30226D106
69
20000
SH
DFND
1,2,3
0
20000
0
FIDELITY NATIONAL FINANCIAL
CL A
31620R105
1191
50000
SH
Call
DFND
1,2,3
0
0
50000
FORD MTR CO DEL
COM PAR $0.01
345370860
1238
80000
SH
Put
DFND
1,2,3
0
0
80000
FRANKLIN RES INC
COM
354613101
1091
8022
SH
DFND
1,2,3
0
8022
0
GAP INC DEL
COM
364760108
1669
40000
SH
DFND
1,2,3
0
40000
0
GENERAL MTRS CO
COM
37045V100
1666
50000
SH
DFND
1,2,3
0
50000
0
GENESEE & WYO INC
CL A
371559105
3309
39000
SH
DFND
1,2,3
0
39000
0
GENPACT LIMITED
SHS
G3922B107
1449
75300
SH
DFND
1,2,3
0
75300
0
GENTIVA HEALTH SERVICES INC
COM
37247A102
996
100000
SH
Call
DFND
1,2,3
0
0
100000
GIVEN IMAGING
ORD SHS
M52020100
1450
103500
SH
DFND
1,2,3
0
103500
0
GOOGLE INC
CL A
38259P508
22009
25000
SH
DFND
1,2,3
0
25000
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
5418
700000
SH
DFND
1,2,3
0
700000
0
GREAT PLAINS ENERGY INC
COM
391164100
2557
113431
SH
DFND
1,2,3
0
113431
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
5044
119956
SH
DFND
1,2,3
0
119956
0
HALLIBURTON CO
COM
406216101
2077
49777
SH
DFND
1,2,3
0
49777
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
1389
44909
SH
DFND
1,2,3
0
44909
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
2665
105300
SH
DFND
1,2,3
0
105300
0
HEICO CORP NEW
CL A
422806208
2126
57600
SH
DFND
1,2,3
0
57600
0
HESS CORP
COM
42809H107
3325
50000
SH
DFND
1,2,3
0
50000
0
HUDSON CITY BANCORP
COM
443683107
4496
490000
SH
DFND
1,2,3
0
490000
0
HUMANA INC
COM
444859102
6750
80000
SH
DFND
1,2,3
0
80000
0
HUNTINGTON BANCSHARES INC
COM
446150104
438
55593
SH
DFND
1,2,3
0
55593
0
ILLUMINA INC
COM
452327109
1871
25000
SH
DFND
1,2,3
0
25000
0
INGERSOLL-RAND PLC
SHS
G47791101
2498
45000
SH
DFND
1,2,3
0
45000
0
IPC THE HOSPITALIST CO INC
COM
44984A105
2054
40000
SH
DFND
1,2,3
0
40000
0
ISHARES TR
BARCLYS 20+ YR
464287432
6626
60000
SH
Call
DFND
1,2,3
0
0
60000
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
4270
50000
SH
Call
DFND
1,2,3
0
0
50000
KINDER MORGAN INC DEL
W EXP 05/25/201
49456B119
1229
240000
SH
DFND
1,2,3
0
0
240000
KLA-TENCOR CORP
COM
482480100
6353
113996
SH
DFND
1,2,3
0
113996
0
LACLEDE GROUP INC
COM
505597104
7124
156014
SH
DFND
1,2,3
0
156014
0
LAM RESEARCH CORP
COM
512807108
8744
197209
SH
DFND
1,2,3
0
197209
0
LAS VEGAS SANDS CORP
COM
517834107
13762
260000
SH
DFND
1,2,3
0
260000
0
LENDER PROCESSING SVCS INC
COM
52602E102
1618
50000
SH
DFND
1,2,3
0
50000
0
LENNAR CORP
CL A
526057104
6117
169739
SH
DFND
1,2,3
0
169739
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
18828
256200
SH
DFND
1,2,3
0
256200
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
5880
80000
SH
Call
DFND
1,2,3
0
0
80000
LIFE TECHNOLOGIES CORP
COM
53217V109
3700
50000
SH
DFND
1,2,3
0
50000
0
LILLY ELI & CO
COM
532457108
2456
50000
SH
DFND
1,2,3
0
50000
0
LITHIA MTRS INC
CL A
536797103
4531
85000
SH
DFND
1,2,3
0
85000
0
LORILLARD INC
COM
544147101
2184
50000
SH
Put
DFND
1,2,3
0
0
50000
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
5215
78708
SH
DFND
1,2,3
0
78708
0
M D C HLDGS INC
COM
552676108
1951
60000
SH
DFND
1,2,3
0
60000
0
MACQUARIE INFRASTR CO LLC
MEMBERSHIP INT
55608B105
4901
91700
SH
DFND
1,2,3
0
91700
0
MARATHON OIL CORP
COM
565849106
178
5150
SH
DFND
1,2,3
0
5150
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
5621
130000
SH
DFND
1,2,3
0
130000
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
74
6300
SH
DFND
1,2,3
0
6300
0
MAXIMUS INC
COM
577933104
5958
80000
SH
DFND
1,2,3
0
80000
0
MCKESSON CORP
COM
58155Q103
8015
70000
SH
DFND
1,2,3
0
70000
0
MEDASSETS INC
COM
584045108
1508
85000
SH
DFND
1,2,3
0
85000
0
MEDICINES CO
COM
584688105
3845
125000
SH
DFND
1,2,3
0
125000
0
MEDIDATA SOLUTIONS INC
COM
58471A105
1936
25000
SH
DFND
1,2,3
0
25000
0
MENS WEARHOUSE INC
COM
587118100
946
25000
SH
Call
DFND
1,2,3
0
0
25000
MICHAEL KORS HLDGS LTD
SHS
G60754101
4962
80000
SH
DFND
1,2,3
0
80000
0
MICRON TECHNOLOGY INC
COM
595112103
1282
89446
SH
DFND
1,2,3
0
89446
0
MICROSOFT CORP
COM
594918104
25125
727298
SH
DFND
1,2,3
0
727298
0
MOHAWK INDS INC
COM
608190104
5382
47845
SH
DFND
1,2,3
0
47845
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
2259
150000
SH
DFND
1,2,3
0
150000
0
MONDELEZ INTL INC
CL A
609207105
2282
80000
SH
DFND
1,2,3
0
80000
0
MORGANS HOTEL GROUP CO
COM
61748W108
806
100000
SH
DFND
1,2,3
0
100000
0
MYLAN INC
COM
628530107
3879
125000
SH
DFND
1,2,3
0
125000
0
MYR GROUP INC DEL
COM
55405W104
1751
90000
SH
DFND
1,2,3
0
90000
0
NATIONSTAR MTG HLDGS INC
COM
63861C109
2666
71200
SH
Put
DFND
1,2,3
0
0
71200
NEKTAR THERAPEUTICS
COM
640268108
1848
160000
SH
DFND
1,2,3
0
160000
0
NETFLIX INC
COM
64110L106
7446
35275
SH
DFND
1,2,3
0
35275
0
NETSUITE INC
COM
64118Q107
2752
30000
SH
DFND
1,2,3
0
30000
0
NEW YORK CMNTY BANCORP INC
COM
649445103
113
8035
SH
DFND
1,2,3
0
8035
0
NEXTERA ENERGY INC
COM
65339F101
15214
186725
SH
DFND
1,2,3
0
186725
0
NISOURCE INC
COM
65473P105
14742
514732
SH
DFND
1,2,3
0
514732
0
NORTHEAST UTILS
COM
664397106
10786
256681
SH
DFND
1,2,3
0
256681
0
NORTHERN TR CORP
COM
665859104
2202
38028
SH
DFND
1,2,3
0
38028
0
NOVARTIS A G
SPONSORED ADR
66987V109
7071
100000
SH
DFND
1,2,3
0
100000
0
NRG ENERGY INC
COM NEW
629377508
5911
221400
SH
DFND
1,2,3
0
221400
0
NXP SEMICONDUCTORS N V
COM
N6596X109
18612
600000
SH
DFND
1,2,3
0
600000
0
NYSE EURONEXT
COM
629491101
21321
515000
SH
DFND
1,2,3
0
515000
0
OCCIDENTAL PETE CORP DEL
COM
674599105
1374
15400
SH
DFND
1,2,3
0
15400
0
OFFICE DEPOT INC
COM
676220106
387
100000
SH
DFND
1,2,3
0
100000
0
OGE ENERGY CORP
COM
670837103
15217
223125
SH
DFND
1,2,3
0
223125
0
OLD DOMINION FGHT LINES INC
COM
679580100
7700
185000
SH
DFND
1,2,3
0
185000
0
ONYX PHARMACEUTICALS INC
COM
683399109
868
10000
SH
DFND
1,2,3
0
10000
0
OPENTABLE INC
COM
68372A104
4221
66011
SH
DFND
1,2,3
0
66011
0
ORTHOFIX INTL N V
COM
N6748L102
2690
100000
SH
Call
DFND
1,2,3
0
0
100000
OWENS ILL INC
COM NEW
690768403
834
30000
SH
Put
DFND
1,2,3
0
0
30000
PANDORA MEDIA INC
COM
698354107
920
50000
SH
DFND
1,2,3
0
50000
0
PERKINELMER INC
COM
714046109
2763
85000
SH
DFND
1,2,3
0
85000
0
PIONEER NAT RES CO
COM
723787107
4343
30000
SH
DFND
1,2,3
0
30000
0
POPULAR INC
COM NEW
733174700
3016
99313
SH
DFND
1,2,3
0
99313
0
PORTLAND GEN ELEC CO
COM NEW
736508847
6937
226765
SH
DFND
1,2,3
0
226765
0
POTASH CORP SASK INC
COM
73755L107
399
10475
SH
DFND
1,2,3
0
10475
0
PRAXAIR INC
COM
74005P104
1727
15000
SH
DFND
1,2,3
0
15000
0
PRECISION CASTPARTS CORP
COM
740189105
997
4412
SH
DFND
1,2,3
0
4412
0
PROVIDENT NEW YORK BANCORP
COM
744028101
140
15000
SH
DFND
1,2,3
0
15000
0
PTC INC
COM
69370C100
5764
234964
SH
DFND
1,2,3
0
234964
0
QLIK TECHNOLOGIES INC
COM
74733T105
4272
151098
SH
DFND
1,2,3
0
151098
0
QUALCOMM INC
COM
747525103
4882
79913
SH
DFND
1,2,3
0
79913
0
REALNETWORKS INC
COM NEW
75605L708
1459
193000
SH
DFND
1,2,3
0
193000
0
RED HAT INC
COM
756577102
4782
100000
SH
DFND
1,2,3
0
100000
0
REGENERON PHARMACEUTICALS
COM
75886F107
3373
15000
SH
DFND
1,2,3
0
15000
0
REPROS THERAPEUTICS INC
COM NEW
76028H209
2311
125275
SH
DFND
1,2,3
0
125275
0
RESTORATION HARDWARE HLDGS I
COM
761283100
1800
24000
SH
DFND
1,2,3
0
24000
0
ROSS STORES INC
COM
778296103
2268
35000
SH
DFND
1,2,3
0
35000
0
RYDER SYS INC
COM
783549108
5471
90000
SH
DFND
1,2,3
0
90000
0
SAFEWAY INC
COM NEW
786514208
14196
600000
SH
DFND
1,2,3
0
600000
0
SANTARUS INC
COM
802817304
4210
200000
SH
DFND
1,2,3
0
200000
0
SAPIENT CORP
COM
803062108
4949
378909
SH
DFND
1,2,3
0
378909
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
7814
117053
SH
DFND
1,2,3
0
117053
0
SEMPRA ENERGY
COM
816851109
14966
183052
SH
DFND
1,2,3
0
183052
0
SENSATA TECHNOLOGIES HLDG BV
SHS
N7902X106
2269
65000
SH
DFND
1,2,3
0
65000
0
SERVICENOW INC
COM
81762P102
12774
316276
SH
DFND
1,2,3
0
316276
0
SILICON LABORATORIES INC
COM
826919102
2354
56837
SH
DFND
1,2,3
0
56837
0
SMITHFIELD FOODS INC
COM
832248108
6157
188000
SH
DFND
1,2,3
0
188000
0
SMITHFIELD FOODS INC
COM
832248108
2293
70000
SH
Call
DFND
1,2,3
0
0
70000
SPECTRA ENERGY CORP
COM
847560109
12929
375200
SH
DFND
1,2,3
0
375200
0
SPECTRANETICS CORP
COM
84760C107
1868
100000
SH
DFND
1,2,3
0
100000
0
SPRINT NEXTEL CORP
COM SER 1
852061100
8143
1160000
SH
DFND
1,2,3
0
1160000
0
SPRINT NEXTEL CORP
COM SER 1
852061100
2808
400000
SH
Call
DFND
1,2,3
0
0
400000
SPRINT NEXTEL CORP
COM SER 1
852061100
2795
398100
SH
Put
DFND
1,2,3
0
0
398100
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
3791
60000
SH
Put
DFND
1,2,3
0
0
60000
STERLING BANCORP
COM
859158107
2346
201897
SH
DFND
1,2,3
0
201897
0
STIFEL FINL CORP
COM
860630102
1144
32079
SH
DFND
1,2,3
0
32079
0
SUNESIS PHARMACEUTICALS INC
COM NEW
867328601
778
150000
SH
DFND
1,2,3
0
150000
0
SUPERIOR ENERGY SVCS INC
COM
868157108
3502
135000
SH
DFND
1,2,3
0
135000
0
SYMANTEC CORP
COM
871503108
6708
298420
SH
DFND
1,2,3
0
298420
0
TE CONNECTIVITY LTD
REG SHS
H84989104
27743
609211
SH
DFND
1,2,3
0
609211
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
3286
80000
SH
DFND
1,2,3
0
80000
0
TENNECO INC
COM
880349105
6113
135000
SH
DFND
1,2,3
0
135000
0
TERADATA CORP DEL
COM
88076W103
6053
120500
SH
DFND
1,2,3
0
120500
0
TESORO CORP
COM
881609101
104
1991
SH
DFND
1,2,3
0
1991
0
TIME WARNER CABLE INC
COM
88732J207
3374
30000
SH
Call
DFND
1,2,3
0
0
30000
TIME WARNER INC
COM NEW
887317303
20767
359167
SH
DFND
1,2,3
0
359167
0
TIVO INC
COM
888706108
939
85000
SH
DFND
1,2,3
0
85000
0
TOTAL SYS SVCS INC
COM
891906109
2938
120014
SH
DFND
1,2,3
0
120014
0
TRONOX LTD
SHS CL A
Q9235V101
605
30000
SH
Call
DFND
1,2,3
0
0
30000
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
831
12500
SH
DFND
1,2,3
0
12500
0
U S AIRWAYS GROUP INC
COM
90341W108
739
45000
SH
DFND
1,2,3
0
45000
0
U S AIRWAYS GROUP INC
COM
90341W108
493
30000
SH
Call
DFND
1,2,3
0
0
30000
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
5864
50000
SH
DFND
1,2,3
0
50000
0
UNION PAC CORP
COM
907818108
2145
13900
SH
DFND
1,2,3
0
13900
0
UNITED RENTALS INC
COM
911363109
2870
57500
SH
DFND
1,2,3
0
57500
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
3348
50000
SH
DFND
1,2,3
0
50000
0
VERIZON COMMUNICATIONS INC
COM
92343V104
33539
666256
SH
DFND
1,2,3
0
666256
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
4003
50000
SH
Call
DFND
1,2,3
0
0
50000
VMWARE INC
CL A COM
928563402
5214
77836
SH
DFND
1,2,3
0
77836
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
4168
145000
SH
Call
DFND
1,2,3
0
0
145000
WESCO INTL INC
COM
95082P105
680
10000
SH
Put
DFND
1,2,3
0
0
10000
WESTERN DIGITAL CORP
COM
958102105
9314
150000
SH
DFND
1,2,3
0
150000
0
WESTERN REFNG INC
COM
959319104
1229
43800
SH
DFND
1,2,3
0
43800
0
WHITEWAVE FOODS CO
COM CL B
966244204
1444
95000
SH
DFND
1,2,3
0
95000
0
WILLIAMS COS INC DEL
COM
969457100
4883
150372
SH
DFND
1,2,3
0
150372
0
WRIGHT MED GROUP INC
COM
98235T107
1311
50000
SH
DFND
1,2,3
0
50000
0
XILINX INC
COM
983919101
29906
755000
SH
DFND
1,2,3
0
755000
0
YAHOO INC
COM
984332106
14575
580000
SH
DFND
1,2,3
0
580000
0