The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,357 | 42,500 | SH | Call | DFND | 42,500 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 2,118 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 529 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
ANTHERA PHARMACEUTICALS INC | COM NEW | 03674U201 | 235 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
ANTHERA PHARMACEUTICALS INC | COM NEW | 03674U201 | 234 | 65,000 | SH | Call | DFND | 65,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 5,449 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
CALLON PETE CO DEL | COM | 13123X102 | 885 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
CALLON PETE CO DEL | COM | 13123X102 | 442 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 1,913 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
CROWN MEDIA HLDGS INC | CL A | 228411104 | 41 | 8,200 | SH | Call | DFND | 8,200 | 0 | 0 | |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 730 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 3,029 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
ISHARES | MSCI BRZ CAP ETF | 464286400 | 1,315 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,532 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 2,891 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 1,239 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
LUMENTUM HLDGS INC | COM | 55024U109 | 1,618 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
NETWORK 1 TECHNOLOGIES INC | COM | 64121N109 | 525 | 275,000 | SH | DFND | 275,000 | 0 | 0 | ||
OCLARO INC | COM NEW | 67555N206 | 1,080 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 3,262 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 1,168 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 4,962 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
SHUTTERFLY INC | COM | 82568P304 | 1,622 | 35,000 | SH | Call | DFND | 35,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 2,583 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 489 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R101 | 1,148 | 5,000 | SH | DFND | 5,000 | 0 | 0 |