FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/31/2016 |
3. Issuer Name and Ticker or Trading Symbol
EXPRESS, INC. [ EXPR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.01 | 27,448 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (1) | 12/15/2020 | Common Stock, par value $0.01 | 20,000 | $16.53 | D | |
Employee Stock Option (right to buy) | (2) | 02/18/2021 | Common Stock, par value $0.01 | 10,000 | $18.51 | D | |
Employee Stock Option (right to buy) | (3) | 03/22/2022 | Common Stock, par value $0.01 | 7,400 | $25.25 | D | |
Employee Stock Option (right to buy) | (4) | 04/02/2023 | Common Stock, par value $0.01 | 8,550 | $17.49 | D | |
Employee Stock Option (right to buy) | (5) | 04/01/2024 | Common Stock, par value $0.01 | 6,994 | $15.88 | D | |
Employee Stock Option (right to buy) | (6) | 03/26/2025 | Common Stock, par value $0.01 | 6,181 | $16.28 | D |
Explanation of Responses: |
1. The stock options are fully vested. One-quarter of the stock options became exercisable on each of November 22, 2011, November 22, 2012, November 22, 2013, and November 22, 2014. |
2. The stock options are fully vested. One-quarter of the stock options became exercisable on each of February 18, 2012, February 18, 2013, February 18, 2014, and February 18, 2015. |
3. The stock options vest in four equal annual installments. One-quarter of the stock options became exercisable on each of March 22, 2013, March 22, 2014, and March 22, 2015, and the remainder becomes exercisable on March 22, 2016. |
4. The stock options vest in four equal annual installments. One-quarter of the stock options became exercisable on each of April 2, 2014 and April 2, 2015, and one-quarter of the stock options becomes exercisable on each of April 2, 2016 and April 2, 2017. |
5. The stock options vest in four equal annual installments. One-quarter of the stock options became exercisable on April 15, 2015, and one-quarter of the stock options becomes exercisable on each of April 15, 2016, April 15, 2017, and April 15, 2018. |
6. The stock options vest in four equal annual installments. One-quarter of the stock options becomes exercisable on each of April 15, 2016, April 15, 2017, April 15, 2018, and April 15, 2019. |
Remarks: |
Exhibit List: Exhibit 24 - Power of Attorney |
Lacey J. Bundy, Attorney-in-Fact | 02/05/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |