0001483272-12-000004.txt : 20120515
0001483272-12-000004.hdr.sgml : 20120515
20120515114011
ACCESSION NUMBER: 0001483272-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Scotia Asset Management L.P.
CENTRAL INDEX KEY: 0001483272
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13705
FILM NUMBER: 12842271
BUSINESS ADDRESS:
STREET 1: SCOTIA PLAZA
STREET 2: 40 KING STREET WEST, 52ND FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5H 1H1
BUSINESS PHONE: 416-933-1900
MAIL ADDRESS:
STREET 1: SCOTIA PLAZA
STREET 2: 40 KING STREET WEST, 52ND FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5H 1H1
FORMER COMPANY:
FORMER CONFORMED NAME: Scotia Asset Management LP
DATE OF NAME CHANGE: 20100203
13F-HR
1
sassmgt.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Scotia Asset Management L.P.
Address: Scotia Plaza
40 King Street West, Suite 5200
Toronto, Ontario, M5H 1H1
13F File Number: 28-13705
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: M. Catherine Tuckwell
Title: Chief Compliance Officer
Phone: 416-814-4096
Signature, Place, and Date of Signing:
/s/ Catherine Tuckwell Toronto, ON, Canada May 11, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 123
Form 13F Information Table Value Total: $1,658,466 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
028-11475 The Bank of Nova Scotia
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 551 6129 0 SH DEFINED 1 6129 0 0
ABBOTT LABS COM 002824100 413 6688 0 SH DEFINED 1 6688 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1909 29373 36 SH DEFINED 1 29373 0 0
AGNICO EAGLE MINES LTD COM 008474108 10570 314805 0 SH DEFINED 1 314805 0 0
AGRIUM INC COM 008916108 9872 113518 0 SH DEFINED 1 113518 0 0
ALDERON IRON ORE CORP COM 01434T100 785 260000 0 SH DEFINED 1 260000 0 0
APPLE INC COM 037833100 5514 9128 0 SH DEFINED 1 9128 0 0
AT&T INC COM 00206R102 779 24750 0 SH DEFINED 1 24750 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 1036 18629 0 SH DEFINED 1 18629 0 0
BANK MONTREAL QUE COM 063671101 37327 623163 0 SH DEFINED 1 623163 0 0
BANK NOVA SCOTIA HALIFAX COM 064149107 71592 1268369 0 SH DEFINED 1 1268369 0 0
BANK OF AMERICA CORPORATION COM 060505104 2334 242043 0 SH DEFINED 1 242043 0 0
BARRICK GOLD CORP COM 067901108 33255 759431 0 SH DEFINED 1 759431 0 0
BAYTEX ENERGY CORP COM 07317Q105 2880 55051 0 SH DEFINED 1 55051 0 0
BCE INC COM NEW 05534B760 110477 2738384 0 SH DEFINED 1 2738384 0 0
BECTON DICKINSON & CO COM 075887109 1250 15976 0 SH DEFINED 1 15976 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 246 2 0 SH DEFINED 1 2 0 0
BOEING CO COM 097023105 1046 13960 0 SH DEFINED 1 13960 0 0
BROADCOM CORP CL A 111320107 202 5104 0 SH DEFINED 1 5104 0 0
BROADWIND ENERGY INC COM 11161T108 5 10000 0 SH DEFINED 1 10000 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 4387 138012 0 SH DEFINED 1 138012 0 0
CAMECO CORP COM 13321L108 441 20368 0 PRN DEFINED 1 20368 0 0
CAMECO CORP COM 13321L108 15631 722794 0 SH DEFINED 1 722794 0 0
CANADIAN NAT RES LTD COM 136385101 37972 1137044 0 SH DEFINED 1 1137044 0 0
CANADIAN NATL RY CO COM 136375102 64138 801020 0 SH DEFINED 1 801020 0 0
CANADIAN PAC RY LTD COM 13645T100 2153 28144 0 SH DEFINED 1 28144 0 0
CDN IMPERIAL BK OF COMMERCE COM 136069101 63998 831022 0 SH DEFINED 1 831022 0 0
CENOVUS ENERGY INC COM 15135U109 44717 1233169 0 SH DEFINED 1 1233169 0 0
CENTURYLINK INC COM 156700106 3197 82093 0 SH DEFINED 1 82093 0 0
CHEVRON CORP NEW COM 166764100 2207 20422 0 SH DEFINED 1 20422 0 0
CHUBB CORP COM 171232101 527 7560 0 SH DEFINED 1 7560 0 0
CISCO SYS INC COM 17275R102 5955 279406 0 SH DEFINED 1 279406 0 0
COCA COLA CO COM 191216100 353 4730 0 SH DEFINED 1 4730 0 0
COLGATE PALMOLIVE CO COM 194162103 1879 19067 0 SH DEFINED 1 19067 0 0
CONOCOPHILLIPS COM 20825C104 2339 30542 0 SH DEFINED 1 30542 0 0
CROSSHAIR ENERGY CORP COM 22765F105 5 10500 0 SH DEFINED 1 10500 0 0
CVS CAREMARK CORPORATION COM 126650100 3134 69409 0 SH DEFINED 1 69409 0 0
DANAHER CORP DEL COM 235851102 345 6105 0 SH DEFINED 1 6105 0 0
DENISON MINES CORP COM 248356107 16 10000 0 SH DEFINED 1 10000 0 0
DISNEY WALT CO COM DISNEY 254687106 958 21725 0 SH DEFINED 1 21725 0 0
DOVER CORP COM 260003108 1919 30255 35 SH DEFINED 1 30255 0 0
E M C CORP MASS COM 268648102 320 10638 0 SH DEFINED 1 10638 0 0
EMERSON ELEC CO COM 291011104 313 5949 0 SH DEFINED 1 5949 0 0
ENBRIDGE INC COM 29250N105 85316 2180245 0 SH DEFINED 1 2180245 0 0
ENCANA CORP COM 292505104 30495 1541080 0 SH DEFINED 1 1541080 0 0
EXXON MOBIL CORP COM 30231G102 2608 29843 0 SH DEFINED 1 29843 0 0
FAMILY DLR STORES INC COM 307000109 1325 20784 0 SH DEFINED 1 20784 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 181 14415 0 SH DEFINED 1 14415 0 0
FRANCO NEVADA CORP COM 351858105 8429 194561 0 SH DEFINED 1 194561 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 2612 68149 0 SH DEFINED 1 68149 0 0
GENERAL DYNAMICS CORP COM 369550108 361 4882 0 SH DEFINED 1 4882 0 0
GENERAL ELECTRIC CO COM 369604103 8851 437622 0 SH DEFINED 1 437622 0 0
GENERAL MTRS CO COM 37045V100 485 18749 0 SH DEFINED 1 18749 0 0
GOLDCORP INC NEW COM 380956409 57066 1256566 0 SH DEFINED 1 1256566 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 326 2600 0 SH DEFINED 1 2600 0 0
GOOGLE INC CL A 38259P508 2306 3569 15 SH DEFINED 1 3569 0 0
GROUPE CGI INC CL A SUB VTG 39945C109 2296 102241 0 SH DEFINED 1 102241 0 0
HOME DEPOT INC COM 437076102 723 14270 0 SH DEFINED 1 14270 0 0
HONEYWELL INTL INC COM 438516106 1163 18908 0 SH DEFINED 1 18908 0 0
ILLINOIS TOOL WKS INC COM 452308109 921 16006 0 SH DEFINED 1 16006 0 0
IMPERIAL OIL LTD COM NEW 453038408 16173 353308 0 SH DEFINED 1 353308 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 4378 20824 0 SH DEFINED 1 20824 0 0
ISHARES TR MSCI EAFE INDEX 464287465 2427 43868 0 SH DEFINED 1 43868 0 0
JOHNSON & JOHNSON COM 478160104 8630 129838 0 SH DEFINED 1 129838 0 0
JPMORGAN CHASE & CO COM 46625H100 5531 119371 0 SH DEFINED 1 119371 0 0
MAGNA INTL INC COM 559222401 41747 868983 0 SH DEFINED 1 868983 0 0
MANULIFE FINL CORP COM 56501R106 31095 2278632 0 SH DEFINED 1 2278632 0 0
MCDONALDS CORP COM 580135101 4569 46221 0 SH DEFINED 1 46221 0 0
MCGRAW HILL COS INC COM 580645109 459 9402 0 SH DEFINED 1 9402 0 0
MEDTRONIC INC COM 585055106 1088 27546 0 SH DEFINED 1 27546 0 0
METLIFE INC COM 59156R108 887 23572 0 SH DEFINED 1 23572 0 0
MI DEVS INC COM 55304X104 359 10300 0 SH DEFINED 1 10300 0 0
MICROSOFT CORP COM 594918104 5336 164190 0 SH DEFINED 1 164190 0 0
NORFOLK SOUTHERN CORP COM 655844108 1513 22803 0 SH DEFINED 1 22803 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 1704 17753 0 SH DEFINED 1 17753 0 0
ORACLE CORP COM 68389X105 2683 91300 0 SH DEFINED 1 91300 0 0
PARKER HANNIFIN CORP COM 701094104 420 4935 0 SH DEFINED 1 4935 0 0
PAYCHEX INC COM 704326107 2993 95825 0 SH DEFINED 1 95825 0 0
PENGROWTH ENERGY CORP COM 70706P104 1625 172037 0 SH DEFINED 1 172037 0 0
PEPSICO INC COM 713448108 6353 95010 0 SH DEFINED 1 95010 0 0
PFIZER INC COM 717081103 5874 257258 0 SH DEFINED 1 257258 0 0
PHILIP MORRIS INTL INC COM 718172109 915 10250 29 SH DEFINED 1 10250 0 0
POTASH CORP SASK INC COM 73755L107 54722 1189600 0 SH DEFINED 1 1189600 0 0
PPG INDS INC COM 693506107 817 8465 0 SH DEFINED 1 8465 0 0
PRAXAIR INC COM 74005P104 4411 38179 0 SH DEFINED 1 38179 0 0
PROCTER & GAMBLE CO COM 742718109 5132 75779 0 SH DEFINED 1 75779 0 0
PRUDENTIAL FINL INC COM 744320102 486 7608 0 SH DEFINED 1 7608 0 0
RESEARCH IN MOTION LTD COM 760975102 473 31977 0 SH DEFINED 1 31977 0 0
ROGERS COMMUNICATIONS INC CL B 775109200 45859 1146453 0 SH DEFINED 1 1146453 0 0
ROYAL BK CDA MONTREAL QUE COM 780087102 148496 2542938 0 SH DEFINED 1 2542938 0 0
RUBICON MINERALS CORP COM 780911103 50 15000 0 SH DEFINED 1 15000 0 0
SCHLUMBERGER LTD COM 806857108 2432 34507 0 SH DEFINED 1 34507 0 0
SHAW COMMUNICATIONS INC CL B CONV 82028K200 7336 344055 0 SH DEFINED 1 344055 0 0
SHERWIN WILLIAMS CO COM 824348106 503 4590 0 SH DEFINED 1 4590 0 0
SIRIUS XM RADIO INC COM 82967N108 29 12500 0 SH DEFINED 1 12500 0 0
SOLITARIO EXPL & RTY CORP COM 8342EP107 62 43700 0 SH DEFINED 1 43700 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 339 2074 17 SH DEFINED 1 2074 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 6170 43481 0 SH DEFINED 1 43481 0 0
SPDR SERIES TRUST S&P DIVID ETF 78464A763 342 6000 0 SH DEFINED 1 6000 0 0
STILLWATER MNG CO COM 86074Q102 131 10289 0 SH DEFINED 1 10289 0 0
SUN LIFE FINL INC COM 866796105 20204 845049 0 SH DEFINED 1 845049 0 0
SUNCOR ENERGY INC NEW COM 867224107 70386 2138114 0 SH DEFINED 1 2138114 0 0
SWISHER HYGIENE INC COM 870808102 25 10000 0 SH DEFINED 1 10000 0 0
TALISMAN ENERGY INC COM 87425E103 11990 946509 0 SH DEFINED 1 946509 0 0
TARGET CORP COM 87612E106 1635 27838 0 SH DEFINED 1 27838 0 0
TECK RESOURCES LTD CL B 878742204 47849 1330289 0 SH DEFINED 1 1330289 0 0
TELUS CORP NON-VTG SHS 87971M202 345 6013 0 SH DEFINED 1 6013 0 0
TEXAS INSTRS INC COM 882508104 387 11421 0 SH DEFINED 1 11421 0 0
THOMSON REUTERS CORP COM 884903105 32718 1123092 0 SH DEFINED 1 1123092 0 0
TIM HORTONS INC COM 88706M103 3556 65973 19 SH DEFINED 1 65973 0 0
TORONTO DOMINION BK ONT COM NEW 891160509 177068 2070582 0 SH DEFINED 1 2070582 0 0
TRANSALTA CORP COM 89346D107 1245 65942 0 SH DEFINED 1 65942 0 0
TRANSCANADA CORP COM 89353D107 102002 2357677 0 SH DEFINED 1 2357677 0 0
UNION PAC CORP COM 907818108 612 5651 0 SH DEFINED 1 5651 0 0
UNITED TECHNOLOGIES CORP COM 913017109 313 3745 0 SH DEFINED 1 3745 0 0
UNITEDHEALTH GROUP INC COM 91324P102 874 14720 0 SH DEFINED 1 14720 0 0
US BANCORP DEL COM NEW 902973304 321 10040 0 SH DEFINED 1 10040 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 1448 37578 0 SH DEFINED 1 37578 0 0
VIACOM INC NEW CL B 92553P201 557 11650 5 SH DEFINED 1 11650 0 0
WAL MART STORES INC COM 931142103 1341 21751 7 SH DEFINED 1 21751 0 0
WALGREEN CO COM 931422109 311 9214 8 SH DEFINED 1 9214 0 0
WELLS FARGO & CO NEW COM 949746101 3758 109228 9 SH DEFINED 1 109228 0 0
ZIMMER HLDGS INC COM 98956P102 561 8664 14 SH DEFINED 1 8664 0 0