13F-HR 1 sassmgt.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scotia Asset Management L.P. Address: Scotia Plaza 40 King Street West, Suite 5200 Toronto, Ontario, M5H 1H1 13F File Number: 28-13705 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: M. Catherine Tuckwell Title: Chief Compliance Officer Phone: 416-814-4096 Signature, Place, and Date of Signing: /s/ Catherine Tuckwell Toronto, ON, Canada November 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 106 Form 13F Information Table Value Total: $1,476,354 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 028-11475 The Bank of Nova Scotia FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 373 5155 0 SH DEFINED 1 5155 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1382 26059 0 SH DEFINED 1 26059 0 0 AGNICO EAGLE MINES LTD COM 008474108 41570 690074 0 SH DEFINED 1 690074 0 0 AGRIUM INC COM 008916108 7628 113736 0 SH DEFINED 1 113736 0 0 APPLE INC COM 037833100 3124 8141 0 SH DEFINED 1 8141 0 0 AT&T INC COM 00206R102 836 29110 0 SH DEFINED 1 29110 0 0 BANK MONTREAL QUE COM 063671101 32387 574144 0 SH DEFINED 1 574144 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 67920 1339855 0 SH DEFINED 1 1339855 0 0 BANK OF AMERICA CORPORATION COM 060505104 1854 300897 0 SH DEFINED 1 300897 0 0 BARRICK GOLD CORP COM 067901108 31995 677660 0 SH DEFINED 1 677660 0 0 BAYTEX ENERGY CORP COM 07317Q105 1720 40827 0 SH DEFINED 1 40827 0 0 BCE INC COM NEW 05534B760 113088 2993418 0 SH DEFINED 1 2993418 0 0 BECTON DICKINSON & CO COM 075887109 438 5930 0 SH DEFINED 1 5930 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 215 2 0 SH DEFINED 1 2 0 0 BOEING CO COM 097023105 1207 19814 0 SH DEFINED 1 19814 0 0 BROADCOM CORP CL A 111320107 383 11427 0 SH DEFINED 1 11427 0 0 BROADWIND ENERGY INC COM 11161T108 3 10000 0 SH DEFINED 1 10000 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 2473 88733 0 SH DEFINED 1 88733 0 0 CAMECO CORP COM 13321L108 17185 928962 0 SH DEFINED 1 928962 0 0 CANADIAN NAT RES LTD COM 136385101 37353 1262602 0 SH DEFINED 1 1262602 0 0 CANADIAN NATL RY CO COM 136375102 54581 810629 0 SH DEFINED 1 810629 0 0 CANADIAN PAC RY LTD COM 13645T100 1649 33977 0 SH DEFINED 1 33977 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 57333 812591 0 SH DEFINED 1 812591 0 0 CENOVUS ENERGY INC COM 15135U109 33388 1076117 0 SH DEFINED 1 1076117 0 0 CENTURYLINK INC COM 156700106 1819 54538 0 SH DEFINED 1 54538 0 0 CHEVRON CORP NEW COM 166764100 2310 24796 0 SH DEFINED 1 24796 0 0 CISCO SYS INC COM 17275R102 4607 295379 0 SH DEFINED 1 295379 0 0 COCA COLA CO COM 191216100 330 4845 0 SH DEFINED 1 4845 0 0 COLGATE PALMOLIVE CO COM 194162103 2189 24517 0 SH DEFINED 1 24517 0 0 CONOCOPHILLIPS COM 20825C104 2526 39623 0 SH DEFINED 1 39623 0 0 CROSSHAIR EXPL & MNG CORP COM NO PAR 22763R408 4 10500 0 SH DEFINED 1 10500 0 0 CVS CAREMARK CORPORATION COM 126650100 2453 72561 0 SH DEFINED 1 72561 0 0 DEJOUR ENERGY INC COM 24486R103 3 12500 0 SH DEFINED 1 12500 0 0 DENISON MINES CORP COM 248356107 16 14800 0 SH DEFINED 1 14800 0 0 DISNEY WALT CO COM DISNEY 254687106 583 19192 0 SH DEFINED 1 19192 0 0 DOVER CORP COM 260003108 1418 30230 0 SH DEFINED 1 30230 0 0 E M C CORP MASS COM 268648102 359 16964 0 SH DEFINED 1 16964 0 0 ENBRIDGE INC COM 29250N105 72460 2252879 0 SH DEFINED 1 2252879 0 0 ENCANA CORP COM 292505104 37328 1924724 0 SH DEFINED 1 1924724 0 0 EXXON MOBIL CORP COM 30231G102 2089 28561 0 SH DEFINED 1 28561 0 0 FAMILY DLR STORES INC COM 307000109 1007 19665 0 SH DEFINED 1 19665 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 208 21315 0 SH DEFINED 1 21315 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2129 69435 0 SH DEFINED 1 69435 0 0 GENERAL DYNAMICS CORP COM 369550108 421 7347 0 SH DEFINED 1 7347 0 0 GENERAL ELECTRIC CO COM 369604103 6409 417674 0 SH DEFINED 1 417674 0 0 GENERAL MTRS CO COM 37045V100 447 22008 0 SH DEFINED 1 22008 0 0 GOLDCORP INC NEW COM 380956409 41589 899779 0 SH DEFINED 1 899779 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 278 2920 0 SH DEFINED 1 2920 0 0 GOODRICH CORP COM 382388106 975 8027 0 SH DEFINED 1 8027 0 0 GOOGLE INC CL A 38259P508 1914 3695 0 SH DEFINED 1 3695 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 1263 66637 0 SH DEFINED 1 66637 0 0 ILLINOIS TOOL WKS INC COM 452308109 485 11580 0 SH DEFINED 1 11580 0 0 IMPERIAL OIL LTD COM NEW 453038408 13716 378976 0 SH DEFINED 1 378976 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3694 20964 0 SH DEFINED 1 20964 0 0 ISHARES TR MSCI EAFE INDEX 464287465 2387 49629 0 SH DEFINED 1 49629 0 0 JOHNSON & JOHNSON COM 478160104 7302 113841 0 SH DEFINED 1 113841 0 0 JPMORGAN CHASE & CO COM 46625H100 3411 112470 0 SH DEFINED 1 112470 0 0 MAGNA INTL INC COM 559222401 17021 510874 0 SH DEFINED 1 510874 0 0 MANULIFE FINL CORP COM 56501R106 29889 2603606 0 SH DEFINED 1 2603606 0 0 MCDONALDS CORP COM 580135101 4613 52174 0 SH DEFINED 1 52174 0 0 MCGRAW HILL COS INC COM 580645109 675 16349 0 SH DEFINED 1 16349 0 0 MEDTRONIC INC COM 585055106 979 29259 0 SH DEFINED 1 29259 0 0 METLIFE INC COM 59156R108 1086 38504 0 SH DEFINED 1 38504 0 0 MICROSOFT CORP COM 594918104 3235 129087 0 SH DEFINED 1 129087 0 0 NORFOLK SOUTHERN CORP COM 655844108 2250 36618 0 SH DEFINED 1 36618 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1271 17656 0 SH DEFINED 1 17656 0 0 ORACLE CORP COM 68389X105 4328 149563 0 SH DEFINED 1 149563 0 0 PARKER HANNIFIN CORP COM 701094104 520 8178 0 SH DEFINED 1 8178 0 0 PAYCHEX INC COM 704326107 2595 97740 0 SH DEFINED 1 97740 0 0 PENGROWTH ENERGY CORP COM 70706P104 1141 125252 0 SH DEFINED 1 125252 0 0 PENN WEST PETE LTD NEW COM 707887105 176 11800 0 SH DEFINED 1 11800 0 0 PEPSICO INC COM 713448108 5273 84602 0 SH DEFINED 1 84602 0 0 PFIZER INC COM 717081103 4936 277278 0 SH DEFINED 1 277278 0 0 POTASH CORP SASK INC COM 73755L107 44648 1020626 0 SH DEFINED 1 1020626 0 0 PRAXAIR INC COM 74005P104 4451 47290 0 SH DEFINED 1 47290 0 0 PROCTER & GAMBLE CO COM 742718109 3271 51416 0 SH DEFINED 1 51416 0 0 PRUDENTIAL FINL INC COM 744320102 580 12284 0 SH DEFINED 1 12284 0 0 RESEARCH IN MOTION LTD COM 760975102 1147 55885 0 SH DEFINED 1 55885 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 38838 1126068 0 SH DEFINED 1 1126068 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 121715 2633971 0 SH DEFINED 1 2633971 0 0 RUBICON MINERALS CORP COM 780911103 53 15000 0 SH DEFINED 1 15000 0 0 SCHLUMBERGER LTD COM 806857108 1909 31745 0 SH DEFINED 1 31745 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 6295 307960 0 SH DEFINED 1 307960 0 0 SOLITARIO EXPL & RTY CORP COM 8342EP107 75 43700 0 SH DEFINED 1 43700 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 299 1880 0 SH DEFINED 1 1880 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3381 29674 0 SH DEFINED 1 29674 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 293 6000 0 SH DEFINED 1 6000 0 0 STILLWATER MNG CO COM 86074Q102 88 10289 0 SH DEFINED 1 10289 0 0 SUN LIFE FINL INC COM 866796105 31734 1318604 0 SH DEFINED 1 1318604 0 0 SUNCOR ENERGY INC NEW COM 867224107 56253 2186303 0 SH DEFINED 1 2186303 0 0 SWISHER HYGIENE INC COM 870808102 41 10000 0 SH DEFINED 1 10000 0 0 TALISMAN ENERGY INC COM 87425E103 13009 1050543 0 SH DEFINED 1 1050543 0 0 TARGET CORP COM 87612E106 807 16354 0 SH DEFINED 1 16354 0 0 TECK RESOURCES LTD CL B 878742204 42456 1428205 0 SH DEFINED 1 1428205 0 0 TEXAS INSTRS INC COM 882508104 478 17811 0 SH DEFINED 1 17811 0 0 THOMSON REUTERS CORP COM 884903105 28162 1031320 0 SH DEFINED 1 1031320 0 0 TIM HORTONS INC COM 88706M103 3486 74450 0 SH DEFINED 1 74450 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 155550 2168900 0 SH DEFINED 1 2168900 0 0 TRANSALTA CORP COM 89346D107 1377 62766 0 SH DEFINED 1 62766 0 0 TRANSCANADA CORP COM 89353D107 100435 2455543 0 SH DEFINED 1 2455543 0 0 UNITED TECHNOLOGIES CORP COM 913017109 289 4073 0 SH DEFINED 1 4073 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1048 22571 0 SH DEFINED 1 22571 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1070 28500 0 SH DEFINED 1 28500 0 0 WAL MART STORES INC COM 931142103 813 15562 0 SH DEFINED 1 15562 0 0 WELLS FARGO & CO NEW COM 949746101 3340 137526 0 SH DEFINED 1 137526 0 0 ZIMMER HLDGS INC COM 98956P102 761 14133 0 SH DEFINED 1 14133 0 0