The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIRMEDIA GROUP INC | Equity ADR | 009411109 | 810 | 465,403 | SH | DFND | 1 | 0 | 465,403 | 0 | |
| CHINACACHE INTL HLDG LTD | Equity ADR | 16950M107 | 5,512 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
| IFM INVESTMENTS LTD | Equity ADR | 45172L209 | 1,046 | 817,560 | SH | DFND | 1 | 0 | 817,560 | 0 | |
| MECOX LANE LTD | Equity ADR | 58403M201 | 569 | 147,500 | SH | DFND | 1 | 0 | 147,500 | 0 | |
| SKY-MOBI LTD | Equity ADR | 83084G109 | 3,049 | 375,000 | SH | DFND | 1 | 0 | 375,000 | 0 | |
| HIMAX TECHNOLOGIES INC | Equity ADR | 43289P106 | 357 | 35,155 | SH | DFND | 1 | 0 | 35,155 | 0 | |
| TUNIU CORP | Equity ADR | 89977P106 | 937 | 54,615 | SH | DFND | 1 | 0 | 54,615 | 0 | |