0001085146-21-001607.txt : 20210513
0001085146-21-001607.hdr.sgml : 20210513
20210513112635
ACCESSION NUMBER: 0001085146-21-001607
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210513
DATE AS OF CHANGE: 20210513
EFFECTIVENESS DATE: 20210513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIEDEMANN ADVISORS, LLC
CENTRAL INDEX KEY: 0001483232
IRS NUMBER: 261518088
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13688
FILM NUMBER: 21917952
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-396-5900
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: TIEDEMANN WEALTH MANAGEMENT, LLC
DATE OF NAME CHANGE: 20100203
13F-HR
1
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13F-HR
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03-31-2021
03-31-2021
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TIEDEMANN ADVISORS, LLC
520 MADISON AVENUE
26TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-13688
N
Kevin Moran
General Counsel
212-396-5910
/s/ Kevin Moran
New York
NY
05-10-2021
1
329
2283187
false
1
0001432976
028-13689
Tiedemann Wealth Management Holdings, LLC
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
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2U INC
COM
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371
9700
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DFND
1
0
0
9700
3M CO
COM
88579Y101
1020
5288
SH
DFND
1
4446
0
842
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COM
002824100
2455
20491
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DFND
1
9647
0
10844
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COM
00287Y109
2335
21580
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DFND
1
9136
0
12444
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
413
1492
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DFND
1
373
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1119
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COM
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COM
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DFND
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COM
001055102
404
7893
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DFND
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3893
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COM
009158106
215
760
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COM
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DFND
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COM
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374
3239
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DFND
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DFND
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COM
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736
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DFND
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COM
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3885
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COM
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772
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COM
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272
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DFND
1
120
0
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AMGEN INC
COM
031162100
419
1680
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DFND
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APPLE INC
COM
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DFND
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ARK ETF TR
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DFND
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COM
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COM
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DFND
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CL A
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ORD SHS
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U.S. TECH ETF
464287721
410
4680
SH
DFND
1
4680
0
0
J P MORGAN EXCHANGE-TRADED F
BETABULDRS CDA
46641Q696
267
9029
SH
DFND
1
4980
0
4049
J P MORGAN EXCHANGE-TRADED F
BETBULD EUROPE
46641Q720
275
10058
SH
DFND
1
6880
0
3178
J P MORGAN EXCHANGE-TRADED F
BETBULD JAPAN
46641Q712
252
8851
SH
DFND
1
2103
0
6748
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
239
4718
SH
DFND
1
0
0
4718
J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
601
11769
SH
DFND
1
0
0
11769
JANUS HENDERSON GROUP PLC
ORD SHS
G4474Y214
774
24850
SH
DFND
1
949
0
23901
JD.COM INC
SPON ADR CL A
47215P106
1250
14827
SH
DFND
1
14827
0
0
JOHNSON & JOHNSON
COM
478160104
7740
47104
SH
DFND
1
30063
0
17041
JPMORGAN CHASE & CO
COM
46625H100
4883
32076
SH
DFND
1
23068
0
9008
KANSAS CITY SOUTHERN
COM NEW
485170302
2223
8408
SH
DFND
1
4100
0
4308
KIMBERLY-CLARK CORP
COM
494368103
261
1861
SH
DFND
1
214
0
1647
KINDER MORGAN INC DEL
COM
49456B101
511
30692
SH
DFND
1
1990
0
28702
KRANESHARES TR
QUADRTC INT RT
500767736
408
14265
SH
DFND
1
14265
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
404
1586
SH
DFND
1
1578
0
8
LAUDER ESTEE COS INC
CL A
518439104
238
824
SH
DFND
1
545
0
279
LENDINGCLUB CORP
COM NEW
52603A208
1600
96875
SH
DFND
1
96875
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
12177
81097
SH
DFND
1
81097
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
202
7894
SH
DFND
1
7894
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
3531
80105
SH
DFND
1
80105
0
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
4476
101466
SH
DFND
1
101466
0
0
LILLY ELI & CO
COM
532457108
1427
7636
SH
DFND
1
407
0
7229
LIONS GATE ENTMNT CORP
CL A VTG
535919401
192
12857
SH
DFND
1
12857
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
363
28121
SH
DFND
1
28121
0
0
LOWES COS INC
COM
548661107
1299
6831
SH
DFND
1
5769
0
1062
LYFT INC
CL A COM
55087P104
209
3309
SH
DFND
1
2883
0
426
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
4534
104570
SH
DFND
1
4695
0
99875
MARRIOTT INTL INC NEW
CL A
571903202
804
5427
SH
DFND
1
5427
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
2713
7621
SH
DFND
1
6215
0
1406
MCDONALDS CORP
COM
580135101
1710
7631
SH
DFND
1
4608
0
3023
MERCK & CO. INC
COM
58933Y105
1986
25560
SH
DFND
1
3950
0
21610
METLIFE INC
COM
59156R108
201
3308
SH
DFND
1
122
0
3186
MICROSOFT CORP
COM
594918104
10404
44125
SH
DFND
1
24006
0
20119
MIMEDX GROUP INC
COM
602496101
4581
444913
SH
DFND
1
444913
0
0
MONDELEZ INTL INC
CL A
609207105
751
12733
SH
DFND
1
7704
0
5029
MORGAN STANLEY
COM NEW
617446448
521
6713
SH
DFND
1
6681
0
32
NETFLIX INC
COM
64110L106
3247
6221
SH
DFND
1
5887
0
334
NEWMONT CORP
COM
651639106
328
5444
SH
DFND
1
276
0
5168
NEXTERA ENERGY INC
COM
65339F101
1245
16465
SH
DFND
1
6013
0
10452
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
3020
41437
SH
DFND
1
2687
0
38750
NIKE INC
CL B
654106103
498
3739
SH
DFND
1
3099
0
640
NORTHROP GRUMMAN CORP
COM
666807102
213
660
SH
DFND
1
27
0
633
NOVO-NORDISK A S
ADR
670100205
391
5709
SH
DFND
1
5567
0
142
NUSHARES ETF TR
NUVEEN ESG MIDCP
67092P409
26033
519846
SH
DFND
1
505190
0
14656
NVIDIA CORPORATION
COM
67066G104
1580
2960
SH
DFND
1
2269
0
691
NXP SEMICONDUCTORS N V
COM
N6596X109
3137
15542
SH
DFND
1
15200
0
342
ONEOK INC NEW
COM
682680103
1506
29736
SH
DFND
1
2724
0
27012
ORACLE CORP
COM
68389X105
154665
2204146
SH
DFND
1
114389
0
2089757
OTIS WORLDWIDE CORP
COM
68902V107
211
3070
SH
DFND
1
1672
0
1398
PACCAR INC
COM
693718108
67554
727000
SH
DFND
1
726983
0
17
PAYPAL HLDGS INC
COM
70450Y103
892
3672
SH
DFND
1
1366
0
2306
PELOTON INTERACTIVE INC
CL A COM
70614W100
387
3440
SH
DFND
1
3440
0
0
PENUMBRA INC
COM
70975L107
3039
11227
SH
DFND
1
11227
0
0
PEPSICO INC
COM
713448108
2841
20091
SH
DFND
1
8703
0
11388
PFIZER INC
COM
717081103
1549
42807
SH
DFND
1
24026
0
18781
PHILIP MORRIS INTL INC
COM
718172109
1397
15565
SH
DFND
1
10957
0
4608
PHILLIPS 66
COM
718546104
769
9427
SH
DFND
1
9093
0
334
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
571
18044
SH
DFND
1
0
0
18044
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1470
161488
SH
DFND
1
0
0
161488
PRICE T ROWE GROUP INC
COM
74144T108
359
2089
SH
DFND
1
2079
0
10
PROCTER AND GAMBLE CO
COM
742718109
1552
11463
SH
DFND
1
2569
0
8894
PROLOGIS INC.
COM
74340W103
26167
246849
SH
DFND
1
246739
0
110
PROSHARES TR
RUSS 2000 DIVD
74347B698
1136
17362
SH
DFND
1
0
0
17362
PROSHARES TR
S&P 500 DV ARIST
74348A467
1362
15787
SH
DFND
1
0
0
15787
PROSPECT CAP CORP
COM
74348T102
91
11750
SH
DFND
1
0
0
11750
PRUDENTIAL FINL INC
COM
744320102
207
2276
SH
DFND
1
2134
0
142
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
1821
30237
SH
DFND
1
5390
0
24847
QUALCOMM INC
COM
747525103
13886
104725
SH
DFND
1
102403
0
2322
RALPH LAUREN CORP
CL A
751212101
712
5786
SH
DFND
1
5786
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
1239
16029
SH
DFND
1
3670
0
12359
REGENERON PHARMACEUTICALS
COM
75886F107
201
427
SH
DFND
1
409
0
18
RELMADA THERAPEUTICS INC
COM
75955J402
1956
55556
SH
DFND
1
55556
0
0
RICHMOND MUT BANCORPORATION
COM
76525P100
348
25630
SH
DFND
1
25630
0
0
ROBLOX CORP
CL A
771049103
879
13566
SH
DFND
1
13566
0
0
ROCKWELL AUTOMATION INC
COM
773903109
1721
6485
SH
DFND
1
54
0
6431
S&P GLOBAL INC
COM
78409V104
231
653
SH
DFND
1
96
0
557
SALESFORCE COM INC
COM
79466L302
4348
20525
SH
DFND
1
19302
0
1223
SCHWAB CHARLES CORP
COM
808513105
322
4941
SH
DFND
1
4784
0
157
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
9085
175856
SH
DFND
1
29154
0
146702
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
1084
21399
SH
DFND
1
0
0
21399
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1176
12255
SH
DFND
1
10643
0
1612
SEI INVTS CO
COM
784117103
1222
20057
SH
DFND
1
18764
0
1293
SELECT SECTOR SPDR TR
ENERGY
81369Y506
3475
70825
SH
DFND
1
69825
0
1000
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
795
11638
SH
DFND
1
11638
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
204
5991
SH
DFND
1
2368
0
3623
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1633
25505
SH
DFND
1
0
0
25505
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
219
1650
SH
DFND
1
1500
0
150
SEMPRA ENERGY
COM
816851109
1054
7894
SH
DFND
1
55
0
7839
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
480
35967
SH
DFND
1
0
0
35967
SHOCKWAVE MED INC
COM
82489T104
1845
14166
SH
DFND
1
14166
0
0
SNOWFLAKE INC
CL A
833445109
5554
24223
SH
DFND
1
22861
0
1362
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
414
1249
SH
DFND
1
463
0
786
SPDR GOLD TR
GOLD SHS
78463V107
2777
17354
SH
DFND
1
17243
0
111
SPDR S&P 500 ETF TR
TR UNIT
78462F103
85419
214821
SH
DFND
1
72545
0
142276
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1159
2431
SH
DFND
1
0
0
2431
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
1822
36757
SH
DFND
1
0
0
36757
SPDR SER TR
PORTFOLIO S&P400
78464A847
350528
7660177
SH
DFND
1
4526740
0
3133437
SPDR SER TR
S&P BIOTECH
78464A870
1142
8419
SH
DFND
1
1239
0
7180
SPDR SER TR
S&P DIVID ETF
78464A763
8033
68067
SH
DFND
1
62553
0
5514
SPDR SER TR
S&P OILGAS EXP
78468R556
324
3979
SH
DFND
1
3979
0
0
SPDR SER TR
S&P REGL BKG
78464A698
202
3055
SH
DFND
1
1250
0
1805
SQUARE INC
CL A
852234103
1107
4876
SH
DFND
1
75
0
4801
STARBUCKS CORP
COM
855244109
3791
34693
SH
DFND
1
30376
0
4317
STITCH FIX INC
COM CL A
860897107
2513
50720
SH
DFND
1
0
0
50720
STONECASTLE FINL CORP
COM
861780104
235
11863
SH
DFND
1
11863
0
0
STRYKER CORPORATION
COM
863667101
322
1322
SH
DFND
1
924
0
398
SUPER LEAGUE GAMING INC
COM
86804F202
78
11034
SH
DFND
1
0
0
11034
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
437
3674
SH
DFND
1
3214
0
460
TARGET CORP
COM
87612E106
207
1051
SH
DFND
1
535
0
516
TC ENERGY CORP
COM
87807B107
4159
90811
SH
DFND
1
4364
0
86447
TESLA INC
COM
88160R101
6956
10414
SH
DFND
1
9585
0
829
TEXAS INSTRS INC
COM
882508104
346
1829
SH
DFND
1
641
0
1188
THERMO FISHER SCIENTIFIC INC
COM
883556102
961
2100
SH
DFND
1
1236
0
864
TRANSDIGM GROUP INC
COM
893641100
390
663
SH
DFND
1
663
0
0
TWITTER INC
COM
90184L102
272
4257
SH
DFND
1
90
0
4167
UBER TECHNOLOGIES INC
COM
90353T100
43992
807040
SH
DFND
1
65994
0
741046
UDR INC
COM
902653104
241
5491
SH
DFND
1
5463
0
28
UNILEVER PLC
SPON ADR NEW
904767704
310
5554
SH
DFND
1
1757
0
3797
UNION PAC CORP
COM
907818108
1604
7277
SH
DFND
1
6816
0
461
UNITED PARCEL SERVICE INC
CL B
911312106
330
1952
SH
DFND
1
1365
0
587
UNITEDHEALTH GROUP INC
COM
91324P102
2373
6382
SH
DFND
1
5747
0
635
UPWORK INC
COM
91688F104
4032
90065
SH
DFND
1
0
0
90065
US BANCORP DEL
COM NEW
902973304
256
4582
SH
DFND
1
301
0
4281
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
440
13561
SH
DFND
1
0
0
13561
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
281
1151
SH
DFND
1
310
0
841
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
279
3383
SH
DFND
1
2356
0
1027
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
2921
34474
SH
DFND
1
3823
0
30651
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
438
7661
SH
DFND
1
7661
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
317
1790
SH
DFND
1
705
0
1085
VANGUARD INDEX FDS
GROWTH ETF
922908736
5066
19716
SH
DFND
1
3171
0
16545
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
401
2970
SH
DFND
1
2970
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
4790
21643
SH
DFND
1
5339
0
16304
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
57501
626038
SH
DFND
1
423673
0
202365
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
7208
19787
SH
DFND
1
1118
0
18669
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1250
5839
SH
DFND
1
1799
0
4040
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
120857
584728
SH
DFND
1
406261
0
178467
VANGUARD INDEX FDS
VALUE ETF
922908744
3078
23423
SH
DFND
1
5952
0
17471
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3259
62563
SH
DFND
1
32636
0
29927
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
267
3269
SH
DFND
1
3269
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
4720
48530
SH
DFND
1
37556
0
10974
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
256
2748
SH
DFND
1
0
0
2748
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
2037
38177
SH
DFND
1
38177
0
0
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
7494
121825
SH
DFND
1
119622
0
2203
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
449
3050
SH
DFND
1
3050
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
4132
65884
SH
DFND
1
65437
0
447
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
5911
120382
SH
DFND
1
13607
0
106775
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
1386
13708
SH
DFND
1
13346
0
362
VANGUARD WORLD FD
ESG INTL STK ETF
921910725
372
6052
SH
DFND
1
6052
0
0
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
1532
11791
SH
DFND
1
0
0
11791
VANGUARD WORLD FDS
INF TECH ETF
92204A702
4225
11785
SH
DFND
1
0
0
11785
VERIZON COMMUNICATIONS INC
COM
92343V104
19416
333883
SH
DFND
1
314443
0
19440
VISA INC
COM CL A
92826C839
4648
21954
SH
DFND
1
17146
0
4808
WAITR HLDGS INC
COM
930752100
85
28969
SH
DFND
1
28969
0
0
WALMART INC
COM
931142103
2792
20458
SH
DFND
1
1804
0
18654
WEC ENERGY GROUP INC
COM
92939U106
595
6351
SH
DFND
1
106
0
6245
WELLS FARGO CO NEW
COM
949746101
430
10996
SH
DFND
1
4066
0
6930
WESTLAKE CHEM PARTNERS LP
COM UNIT RP LP
960417103
958
39895
SH
DFND
1
0
0
39895
WEYERHAEUSER CO MTN BE
COM NEW
962166104
209
5886
SH
DFND
1
5886
0
0
WILLIAMS COS INC
COM
969457100
1119
47222
SH
DFND
1
1828
0
45394
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
746
3250
SH
DFND
1
16
0
3234
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
204
2809
SH
DFND
1
0
0
2809
WORLD GOLD TR
SPDR GLD MINIS
98149E204
269
15825
SH
DFND
1
15825
0
0
WYNN RESORTS LTD
COM
983134107
1996
15916
SH
DFND
1
0
0
15916
YUM BRANDS INC
COM
988498101
249
2297
SH
DFND
1
1567
0
730
YUM CHINA HLDGS INC
COM
98850P109
224
3784
SH
DFND
1
2704
0
1080
ZILLOW GROUP INC
CL A
98954M101
1164
8862
SH
DFND
1
5800
0
3062
ZILLOW GROUP INC
CL C CAP STK
98954M200
1127
8699
SH
DFND
1
6560
0
2139
ZOETIS INC
CL A
98978V103
593
3771
SH
DFND
1
174
0
3597
ZUORA INC
COM CL A
98983V106
370
24991
SH
DFND
1
0
0
24991