0000950170-24-075234.txt : 20240618
0000950170-24-075234.hdr.sgml : 20240618
20240618215026
ACCESSION NUMBER: 0000950170-24-075234
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240615
FILED AS OF DATE: 20240618
DATE AS OF CHANGE: 20240618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAMASWAMI RAJIV
CENTRAL INDEX KEY: 0001483009
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 241053905
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nutanix, Inc.
CENTRAL INDEX KEY: 0001618732
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 270989767
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1740 TECHNOLOGY DRIVE
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-216-8360
MAIL ADDRESS:
STREET 1: 1740 TECHNOLOGY DRIVE
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
ownership.xml
4
X0508
4
2024-06-15
0001618732
Nutanix, Inc.
NTNX
0001483009
RAMASWAMI RAJIV
C/O NUTANIX, INC.
1740 TECHNOLOGY DR., SUITE 150
SAN JOSE
CA
95110
true
true
false
false
President and CEO
true
Class A Common Stock
2024-06-15
4
M
false
23662
0
A
397427
D
Class A Common Stock
2024-06-15
4
M
false
58447
0
A
455874
D
Class A Common Stock
2024-06-15
4
M
false
8627
0
A
464501
D
Class A Common Stock
2024-06-15
4
M
false
17206
0
A
481707
D
Class A Common Stock
2024-06-15
4
M
false
15885
0
A
497592
D
Class A Common Stock
2024-06-15
4
F
false
66561
54.01
D
431031
D
Class A Common Stock
2024-06-18
4
S
false
22824
54.1705
D
408207
D
Class A Common Stock
2024-06-18
4
S
false
1162
54.5181
D
407045
D
Restricted Stock Units
2024-06-15
4
M
false
23662
0
D
Class A Common Stock
23662
47326
D
Restricted Stock Units
2024-06-15
4
M
false
58447
0
D
Class A Common Stock
58447
116893
D
Restricted Stock Units
2024-06-15
4
M
false
8627
0
D
Class A Common Stock
8627
43140
D
Restricted Stock Units
2024-06-15
4
M
false
17206
0
D
Class A Common Stock
17206
154858
D
Restricted Stock Units
2024-06-15
4
M
false
15885
0
D
Class A Common Stock
15885
206498
D
Includes 741 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2024.
Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.484 to $54.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.485 to $54.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.
The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date.
The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
/s/ Raymond Hum, Attorney in Fact
2024-06-18