0000950170-24-075234.txt : 20240618 0000950170-24-075234.hdr.sgml : 20240618 20240618215026 ACCESSION NUMBER: 0000950170-24-075234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240615 FILED AS OF DATE: 20240618 DATE AS OF CHANGE: 20240618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAMASWAMI RAJIV CENTRAL INDEX KEY: 0001483009 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 241053905 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nutanix, Inc. CENTRAL INDEX KEY: 0001618732 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 270989767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-216-8360 MAIL ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 ownership.xml 4 X0508 4 2024-06-15 0001618732 Nutanix, Inc. NTNX 0001483009 RAMASWAMI RAJIV C/O NUTANIX, INC. 1740 TECHNOLOGY DR., SUITE 150 SAN JOSE CA 95110 true true false false President and CEO true Class A Common Stock 2024-06-15 4 M false 23662 0 A 397427 D Class A Common Stock 2024-06-15 4 M false 58447 0 A 455874 D Class A Common Stock 2024-06-15 4 M false 8627 0 A 464501 D Class A Common Stock 2024-06-15 4 M false 17206 0 A 481707 D Class A Common Stock 2024-06-15 4 M false 15885 0 A 497592 D Class A Common Stock 2024-06-15 4 F false 66561 54.01 D 431031 D Class A Common Stock 2024-06-18 4 S false 22824 54.1705 D 408207 D Class A Common Stock 2024-06-18 4 S false 1162 54.5181 D 407045 D Restricted Stock Units 2024-06-15 4 M false 23662 0 D Class A Common Stock 23662 47326 D Restricted Stock Units 2024-06-15 4 M false 58447 0 D Class A Common Stock 58447 116893 D Restricted Stock Units 2024-06-15 4 M false 8627 0 D Class A Common Stock 8627 43140 D Restricted Stock Units 2024-06-15 4 M false 17206 0 D Class A Common Stock 17206 154858 D Restricted Stock Units 2024-06-15 4 M false 15885 0 D Class A Common Stock 15885 206498 D Includes 741 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2024. Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.484 to $54.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.485 to $54.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. /s/ Raymond Hum, Attorney in Fact 2024-06-18