9999999997-17-005287.txt : 20170404 9999999997-17-005287.hdr.sgml : 20170404 20170404153455 ACCESSION NUMBER: 9999999997-17-005287 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170330 DATE AS OF CHANGE: 20170404 EFFECTIVENESS DATE: 20170330 20160101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLIENT ONE SECURITIES LLC CENTRAL INDEX KEY: 0001482579 IRS NUMBER: 271408998 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-68494 FILM NUMBER: 17009516 BUSINESS ADDRESS: STREET 1: 11460 TOMAHAWK CREEK PARKWAY CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-814-6097 MAIL ADDRESS: STREET 1: 11460 TOMAHAWK CREEK PARKWAY CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: CLIENT ONE SECURITIES, LLC DATE OF NAME CHANGE: 20100128 X-17A-5 1 9999999997-17-005287.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 17009516 for access to the original document.