X-17A-5: Submission Information

Report for the Period Beginning

01-01-2022

and Ending

12-31-2022

Type of Registrant

Broker-dealer

Security-based swap dealer

Major security-based swap participant

OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Firm

CLIENT ONE SECURITIES LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

6330 SPRINT PARKWAY, SUITE 400

City

OVERLAND PARK

State/Country

KANSAS

Mailing Zip/ Portal Code

66211

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Susan Hayes

Telephone Number

609-642-6593

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Moss Adams LLP

Address 1

999 Third Avenue, Suite 2800

City

Seattle

State/Country

WASHINGTON

Mailing Zip/ Postal Code

98104

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Jeff Eisenhauer, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of CLIENT ONE SECURITIES LLC, as of 12-31-2022, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Jeff Eisenhauer

Title

President & Cheif Compliance Officer

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

X-17A-5: Filer Information

Submission Contact Information