0001493152-24-000283.txt : 20240103 0001493152-24-000283.hdr.sgml : 20240103 20240103160459 ACCESSION NUMBER: 0001493152-24-000283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ETTEN NICHOLAS J. CENTRAL INDEX KEY: 0001814418 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41266 FILM NUMBER: 24506256 MAIL ADDRESS: STREET 1: 874 STREET 2: VALLEY ROAD CITY: GLENCOE STATE: IL ZIP: 60022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CEA Industries Inc. CENTRAL INDEX KEY: 0001482541 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 273911608 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1780 55TH STREET, SUITE C CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-993-5271 MAIL ADDRESS: STREET 1: 1780 55TH STREET, SUITE C CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: Surna Inc. DATE OF NAME CHANGE: 20100128 4 1 ownership.xml X0508 4 2024-01-02 0 0001482541 CEA Industries Inc. CEAD 0001814418 ETTEN NICHOLAS J. 681 GREENWOOD AVENUE GLENCOE IL 60022 1 0 0 0 0 Common Stock 2024-01-02 2024-01-02 4 M 0 45455 .55 A 45455 D Common Stock 75213 D Common Stock-RSU 0.55 2024-01-02 2024-01-02 4 A 0 45455 0.00 A 2024-01-02 2024-01-02 Common Stock 45455 45455 D Represents shares of common stock issued on vesting of restricted stock units reported on Table II of Form 4, dated January 2, 2024, of the reporting person. Represents the grant of 45,455 restricted stock units which vested on the date of grant. These shares were granted as an equity retention award in connection with the Reporting Person's service as an independent director of the Issue. /s/ Nicholas J. Etten 2024-01-02