0001493152-18-008980.txt : 20180620 0001493152-18-008980.hdr.sgml : 20180620 20180620060516 ACCESSION NUMBER: 0001493152-18-008980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180619 FILED AS OF DATE: 20180620 DATE AS OF CHANGE: 20180620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keen Stephen Banks CENTRAL INDEX KEY: 0001608505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54286 FILM NUMBER: 18908594 MAIL ADDRESS: STREET 1: 840 TURPIN WAY CITY: ERIE STATE: CO ZIP: 80516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keen Brandy Marie CENTRAL INDEX KEY: 0001608502 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54286 FILM NUMBER: 18908595 MAIL ADDRESS: STREET 1: 840 TURPIN WAY CITY: ERIE STATE: CO ZIP: 80516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Surna Inc. CENTRAL INDEX KEY: 0001482541 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 273911608 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1780 55TH STREET, SUITE C CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-993-5271 MAIL ADDRESS: STREET 1: 1780 55TH STREET, SUITE C CITY: BOULDER STATE: CO ZIP: 80301 4 1 form4.xml X0306 4 2018-06-19 0 0001482541 Surna Inc. SRNA 0001608502 Keen Brandy Marie 6914 PEACE STREET FREDERICK CO 80530 0 0 1 0 0001608505 Keen Stephen Banks 6914 PEACE STREET FREDERICK, CO 80530 0 0 1 0 Common Stock, par value $0.00001 2018-06-19 2018-06-19 4 J 0 3125000 0.128 D 17159669 D On June 19, 2018, the Issuer repurchased 3,125,000 shares of the Issuer's common stock from the Reporting Persons pursuant to a Stock Repurchase Agreement dated May 29, 2018, the execution of which was previously reported as an acquisition of derivative securities on a Form 4 filed by the Reporting Persons om 5/31/2018. The execution of the Stock Repurchase Agreement, and the sale of the shares by the Reporting Persons to the Company, are transactions exempt from Section 16(b) of the Exchange Act. On May 10, 2018, Brandy M. Keen resigned as the Issuer's Vice President and Secretary and as a member of the Issuer's Board of Directors. /s/ Brandy M. Keen 2018-06-20 /s/ Stephen B. Keen 2018-06-20