0001493152-18-008980.txt : 20180620
0001493152-18-008980.hdr.sgml : 20180620
20180620060516
ACCESSION NUMBER: 0001493152-18-008980
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180619
FILED AS OF DATE: 20180620
DATE AS OF CHANGE: 20180620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keen Stephen Banks
CENTRAL INDEX KEY: 0001608505
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54286
FILM NUMBER: 18908594
MAIL ADDRESS:
STREET 1: 840 TURPIN WAY
CITY: ERIE
STATE: CO
ZIP: 80516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keen Brandy Marie
CENTRAL INDEX KEY: 0001608502
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54286
FILM NUMBER: 18908595
MAIL ADDRESS:
STREET 1: 840 TURPIN WAY
CITY: ERIE
STATE: CO
ZIP: 80516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Surna Inc.
CENTRAL INDEX KEY: 0001482541
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 273911608
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1780 55TH STREET, SUITE C
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-993-5271
MAIL ADDRESS:
STREET 1: 1780 55TH STREET, SUITE C
CITY: BOULDER
STATE: CO
ZIP: 80301
4
1
form4.xml
X0306
4
2018-06-19
0
0001482541
Surna Inc.
SRNA
0001608502
Keen Brandy Marie
6914 PEACE STREET
FREDERICK
CO
80530
0
0
1
0
0001608505
Keen Stephen Banks
6914 PEACE STREET
FREDERICK,
CO
80530
0
0
1
0
Common Stock, par value $0.00001
2018-06-19
2018-06-19
4
J
0
3125000
0.128
D
17159669
D
On June 19, 2018, the Issuer repurchased 3,125,000 shares of the Issuer's common stock from the Reporting Persons pursuant to a Stock Repurchase Agreement dated May 29, 2018, the execution of which was previously reported as an acquisition of derivative securities on a Form 4 filed by the Reporting Persons om 5/31/2018. The execution of the Stock Repurchase Agreement, and the sale of the shares by the Reporting Persons to the Company, are transactions exempt from Section 16(b) of the Exchange Act.
On May 10, 2018, Brandy M. Keen resigned as the Issuer's Vice President and Secretary and as a member of the Issuer's Board of Directors.
/s/ Brandy M. Keen
2018-06-20
/s/ Stephen B. Keen
2018-06-20