0001493152-17-009785.txt : 20170823 0001493152-17-009785.hdr.sgml : 20170823 20170823205720 ACCESSION NUMBER: 0001493152-17-009785 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170817 FILED AS OF DATE: 20170823 DATE AS OF CHANGE: 20170823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doucet Aaron Trent CENTRAL INDEX KEY: 0001663872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54286 FILM NUMBER: 171048108 MAIL ADDRESS: STREET 1: 3301 ARAPAHOE STREET 2: APT 404 CITY: BOULDER STATE: CO ZIP: 80303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Surna Inc. CENTRAL INDEX KEY: 0001482541 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 273911608 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1780 55TH STREET, SUITE C CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-993-5271 MAIL ADDRESS: STREET 1: 1780 55TH STREET, SUITE C CITY: BOULDER STATE: CO ZIP: 80301 4 1 form4.xml X0306 4 2017-08-17 1 0001482541 Surna Inc. SRNA 0001663872 Doucet Aaron Trent 1780 55TH STREET BOULDER CO 80301 0 0 0 1 Former CEO/President/Director Restricted Stock Units 0.00 2017-08-17 2017-08-17 4 A 0 9000000 0.00 A Common Stock 9000000 9000000 D On August 17, 2017, the Issuer's Board of Directors granted the Reporting Person a total of 9,000,000 restricted stock units, which vest in twelve (12) equal installments (750,000 restricted stock units per installment) commencing on the first business day of January 2018 and continuing on the first business day of each of the next eleven (11) calendar months, provided that the Reporting Person is employed by the Issuer on such vesting date or, if the initial term under the employment agreement between the Issuer and the Reporting Person has expired, the Reporting Person has not materially breached any non-competition, non-solicitation and other post-termination of employment obligations On August 17, 2017, the Reporting Person resigned as the Issuer's Chief Executive Officer and President and as a member of the Issuer's Board of Directors. /s/ A. Trent Doucet 2017-08-23