0001493152-17-009785.txt : 20170823
0001493152-17-009785.hdr.sgml : 20170823
20170823205720
ACCESSION NUMBER: 0001493152-17-009785
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170817
FILED AS OF DATE: 20170823
DATE AS OF CHANGE: 20170823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Doucet Aaron Trent
CENTRAL INDEX KEY: 0001663872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54286
FILM NUMBER: 171048108
MAIL ADDRESS:
STREET 1: 3301 ARAPAHOE
STREET 2: APT 404
CITY: BOULDER
STATE: CO
ZIP: 80303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Surna Inc.
CENTRAL INDEX KEY: 0001482541
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 273911608
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1780 55TH STREET, SUITE C
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-993-5271
MAIL ADDRESS:
STREET 1: 1780 55TH STREET, SUITE C
CITY: BOULDER
STATE: CO
ZIP: 80301
4
1
form4.xml
X0306
4
2017-08-17
1
0001482541
Surna Inc.
SRNA
0001663872
Doucet Aaron Trent
1780 55TH STREET
BOULDER
CO
80301
0
0
0
1
Former CEO/President/Director
Restricted Stock Units
0.00
2017-08-17
2017-08-17
4
A
0
9000000
0.00
A
Common Stock
9000000
9000000
D
On August 17, 2017, the Issuer's Board of Directors granted the Reporting Person a total of 9,000,000 restricted stock units, which vest in twelve (12) equal installments (750,000 restricted stock units per installment) commencing on the first business day of January 2018 and continuing on the first business day of each of the next eleven (11) calendar months, provided that the Reporting Person is employed by the Issuer on such vesting date or, if the initial term under the employment agreement between the Issuer and the Reporting Person has expired, the Reporting Person has not materially breached any non-competition, non-solicitation and other post-termination of employment obligations
On August 17, 2017, the Reporting Person resigned as the Issuer's Chief Executive Officer and President and as a member of the Issuer's Board of Directors.
/s/ A. Trent Doucet
2017-08-23