0001493152-16-010886.txt : 20160616
0001493152-16-010886.hdr.sgml : 20160616
20160616133921
ACCESSION NUMBER: 0001493152-16-010886
CONFORMED SUBMISSION TYPE: 5/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20160616
DATE AS OF CHANGE: 20160616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Surna Inc.
CENTRAL INDEX KEY: 0001482541
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 273911608
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1780 55TH ST. SUITE C
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-993-5271
MAIL ADDRESS:
STREET 1: 1780 55TH ST. SUITE C
CITY: BOULDER
STATE: CO
ZIP: 80301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keen Brandy Marie
CENTRAL INDEX KEY: 0001608502
FILING VALUES:
FORM TYPE: 5/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54286
FILM NUMBER: 161717222
MAIL ADDRESS:
STREET 1: 840 TURPIN WAY
CITY: ERIE
STATE: CO
ZIP: 80516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keen Stephen Banks
CENTRAL INDEX KEY: 0001608505
FILING VALUES:
FORM TYPE: 5/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54286
FILM NUMBER: 161717223
MAIL ADDRESS:
STREET 1: 840 TURPIN WAY
CITY: ERIE
STATE: CO
ZIP: 80516
5/A
1
form5a.xml
X0306
5/A
2014-12-31
2015-09-10
0
0
1
0001482541
Surna Inc.
SRNA
0001608502
Keen Brandy Marie
6519 STEEPLE ROCK DR
FREDERICK
CO
80516
1
1
1
0
VP Sales, Secretary
0001608505
Keen Stephen Banks
6519 STEEPLE ROCK DR
FREDERICK
CO
80516
1
1
1
0
CEO, President
Common Stock
2014-09-12
4
G
0
L
1750000
0
D
35189669
D
Common Stock
2014-09-12
4
S
0
L
40000
0.5
D
33439669
D
Common Stock
2014-09-12
4
S
0
L
55000
0.75
D
33399669
D
Common Stock
2014-09-12
4
S
0
L
20000
0.75
D
33344669
D
The incorrect share amount included on the original Form 5 was due to the inadvertent inclusion of (i) an additional 40,000 shares of common stock for each reporting person and (ii) each reporting person's stock options.
Shares transferred from joint account of Brandy Keen (VP Sales) and Stephen Keen (CEO).
/s/ Brandy M Keen
2016-06-16
/s/ Stephen B Keen
2016-06-16