0001493152-16-010886.txt : 20160616 0001493152-16-010886.hdr.sgml : 20160616 20160616133921 ACCESSION NUMBER: 0001493152-16-010886 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20160616 DATE AS OF CHANGE: 20160616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Surna Inc. CENTRAL INDEX KEY: 0001482541 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 273911608 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1780 55TH ST. SUITE C CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-993-5271 MAIL ADDRESS: STREET 1: 1780 55TH ST. SUITE C CITY: BOULDER STATE: CO ZIP: 80301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keen Brandy Marie CENTRAL INDEX KEY: 0001608502 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-54286 FILM NUMBER: 161717222 MAIL ADDRESS: STREET 1: 840 TURPIN WAY CITY: ERIE STATE: CO ZIP: 80516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keen Stephen Banks CENTRAL INDEX KEY: 0001608505 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-54286 FILM NUMBER: 161717223 MAIL ADDRESS: STREET 1: 840 TURPIN WAY CITY: ERIE STATE: CO ZIP: 80516 5/A 1 form5a.xml X0306 5/A 2014-12-31 2015-09-10 0 0 1 0001482541 Surna Inc. SRNA 0001608502 Keen Brandy Marie 6519 STEEPLE ROCK DR FREDERICK CO 80516 1 1 1 0 VP Sales, Secretary 0001608505 Keen Stephen Banks 6519 STEEPLE ROCK DR FREDERICK CO 80516 1 1 1 0 CEO, President Common Stock 2014-09-12 4 G 0 L 1750000 0 D 35189669 D Common Stock 2014-09-12 4 S 0 L 40000 0.5 D 33439669 D Common Stock 2014-09-12 4 S 0 L 55000 0.75 D 33399669 D Common Stock 2014-09-12 4 S 0 L 20000 0.75 D 33344669 D The incorrect share amount included on the original Form 5 was due to the inadvertent inclusion of (i) an additional 40,000 shares of common stock for each reporting person and (ii) each reporting person's stock options. Shares transferred from joint account of Brandy Keen (VP Sales) and Stephen Keen (CEO). /s/ Brandy M Keen 2016-06-16 /s/ Stephen B Keen 2016-06-16