0001482480-23-000004.txt : 20230522
0001482480-23-000004.hdr.sgml : 20230522
20230522163919
ACCESSION NUMBER: 0001482480-23-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230519
FILED AS OF DATE: 20230522
DATE AS OF CHANGE: 20230522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jackson Rick C
CENTRAL INDEX KEY: 0001482480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34814
FILM NUMBER: 23945111
MAIL ADDRESS:
STREET 1: CAPITOL FEDERAL FINANCIAL
STREET 2: 700 SOUTH KANSAS AVENUE
CITY: TOPEKA
STATE: KS
ZIP: 66603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capitol Federal Financial, Inc.
CENTRAL INDEX KEY: 0001490906
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 700 S KANSAS AVENUE
CITY: TOPEKA
STATE: KS
ZIP: 66603
BUSINESS PHONE: 785-235-1341
MAIL ADDRESS:
STREET 1: 700 S KANSAS AVENUE
CITY: TOPEKA
STATE: KS
ZIP: 66603
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Federal Financial Inc
DATE OF NAME CHANGE: 20100503
4
1
wk-form4_1684787946.xml
FORM 4
X0407
4
2023-05-19
0
0001490906
Capitol Federal Financial, Inc.
CFFN
0001482480
Jackson Rick C
C/O CAPITOL FEDERAL FINANCIAL, INC.
700 SOUTH KANSAS AVENUE
TOPEKA
KS
66603
0
1
0
0
Executive Vice President
0
CFFN common stock
2023-05-19
4
P
0
1800
5.76
A
148438
D
CFFN common stock
18164
I
ESOP
CFFN Phantom Stock 2020
12.50
2023-12-31
2023-12-31
CFFN common stock
1919
1919
D
CFFN Phantom Stock 2021
11.33
2024-12-31
2024-12-31
CFFN common stock
5435
5435
D
CFFN Phantom Stock 2022
8.65
2025-12-31
2025-12-31
CFFN common stock
9147
9147
D
CFFN Non-qualified Stock Option
14.43
2025-01-26
CFFN common stock
55910
55910
D
The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
All options are vested and exercisable.
/s/ Kent G. Townsend, under Power of Attorney
2023-05-22