0001828723-23-000063.txt : 20230419 0001828723-23-000063.hdr.sgml : 20230419 20230419085123 ACCESSION NUMBER: 0001828723-23-000063 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230322 FILED AS OF DATE: 20230419 DATE AS OF CHANGE: 20230419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORELL LARS CENTRAL INDEX KEY: 0001482018 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39798 FILM NUMBER: 23828551 MAIL ADDRESS: STREET 1: 12 EGGLESTON LANE CITY: OLD GREENWICH STATE: CT ZIP: 06870 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Altus Power, Inc. CENTRAL INDEX KEY: 0001828723 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 853448396 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 ATLANTIC STREET, 6TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: (203) 698-0090 MAIL ADDRESS: STREET 1: 2200 ATLANTIC STREET, 6TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 FORMER COMPANY: FORMER CONFORMED NAME: CBRE Acquisition Holdings, Inc. DATE OF NAME CHANGE: 20201016 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0407 4/A 2023-03-22 2023-03-24 0 0001828723 Altus Power, Inc. AMPS 0001482018 NORELL LARS C/O ALTUS POWER, INC. 2200 ATLANTIC STREET, 6TH FLOOR STAMFORD CT 06902 1 1 1 0 CO-FOUNDER CO-CEO CO-PRESIDENT 0 Class A Common Stock 2023-03-22 4 A 0 186018 0 A 3431230 D Class A Common Stock 2023-03-22 4 A 0 258630 0 A 3689860 D Class A Common Stock 21774907 I By Start Capital LLC Class A Common Stock 2854545 I By Start Capital Trust Class A Common Stock 1427272 I By Viola Profectus Trust Class A Common Stock 1427272 I By Excelsior Profectus Trust Class A Common Stock 1427272 I By Latifolia Profectus Trust Performance Stock Unit 2023-03-22 4 A 0 86210 0 A 2026-03-22 Class A Common Stock 86210 86210 D Represents 186,018 restricted stock units ("RSUs") granted to the Reporting Person on the transaction date pursuant to the Altus Power, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive one share of the Issuer's Class A Common Stock. The RSUs are subject the Reporting Person's continued service to the Issuer and vesting as follows: 50% vesting on the first anniversary of the grant date and 50% vesting on the second anniversary of the grant date. Represents 258,630 RSUs granted to the Reporting Person on the transaction date pursuant to the Plan. Each RSU represents the right to receive one share of Issuer's Class A Common Stock. The RSUs are subject the Reporting Person's continued service to the Issuer and vesting as follows: approximately 33.3% vesting on the first anniversary of the grant date, approximately 33.3% vesting on the second anniversary of the grant date, and approximately 33.4% vesting on the third anniversary of the grant date. Shares held by Start Capital LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. This Form 4/A is being filed solely to include 100,000 shares that were inadvertently omitted from the holdings of Start Capital LLC. Shares held by Start Capital Trust, for the benefit of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest, if any, therein. Shares held in an irrevocable trust for the benefit of the Reporting Person's child. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest, if any, therein. Represents 86,210 performance stock units, each of which represents the right to receive one share of the Issuer's Class A Common Stock and which vest in one installment on the third anniversary of the grant date based upon the Issuer's total stockholder return when compared to the Invesco Solar ETF ("TAN"), subject to certain adjustments, and the Russell 2000 index, assigning a weight of 50% to each. The number of performance stock units vested, and thus shares of Class A Common Stock issued, could range from 0 to 150% of the amount reported on this Form 4. /s/ Sophia Lee, as Attorney-in-Fact 2023-04-19