0001828723-23-000063.txt : 20230419
0001828723-23-000063.hdr.sgml : 20230419
20230419085123
ACCESSION NUMBER: 0001828723-23-000063
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230322
FILED AS OF DATE: 20230419
DATE AS OF CHANGE: 20230419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORELL LARS
CENTRAL INDEX KEY: 0001482018
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39798
FILM NUMBER: 23828551
MAIL ADDRESS:
STREET 1: 12 EGGLESTON LANE
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Altus Power, Inc.
CENTRAL INDEX KEY: 0001828723
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 853448396
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 ATLANTIC STREET, 6TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: (203) 698-0090
MAIL ADDRESS:
STREET 1: 2200 ATLANTIC STREET, 6TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06902
FORMER COMPANY:
FORMER CONFORMED NAME: CBRE Acquisition Holdings, Inc.
DATE OF NAME CHANGE: 20201016
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4/A
2023-03-22
2023-03-24
0
0001828723
Altus Power, Inc.
AMPS
0001482018
NORELL LARS
C/O ALTUS POWER, INC.
2200 ATLANTIC STREET, 6TH FLOOR
STAMFORD
CT
06902
1
1
1
0
CO-FOUNDER CO-CEO CO-PRESIDENT
0
Class A Common Stock
2023-03-22
4
A
0
186018
0
A
3431230
D
Class A Common Stock
2023-03-22
4
A
0
258630
0
A
3689860
D
Class A Common Stock
21774907
I
By Start Capital LLC
Class A Common Stock
2854545
I
By Start Capital Trust
Class A Common Stock
1427272
I
By Viola Profectus Trust
Class A Common Stock
1427272
I
By Excelsior Profectus Trust
Class A Common Stock
1427272
I
By Latifolia Profectus Trust
Performance Stock Unit
2023-03-22
4
A
0
86210
0
A
2026-03-22
Class A Common Stock
86210
86210
D
Represents 186,018 restricted stock units ("RSUs") granted to the Reporting Person on the transaction date pursuant to the Altus Power, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive one share of the Issuer's Class A Common Stock. The RSUs are subject the Reporting Person's continued service to the Issuer and vesting as follows: 50% vesting on the first anniversary of the grant date and 50% vesting on the second anniversary of the grant date.
Represents 258,630 RSUs granted to the Reporting Person on the transaction date pursuant to the Plan. Each RSU represents the right to receive one share of Issuer's Class A Common Stock. The RSUs are subject the Reporting Person's continued service to the Issuer and vesting as follows: approximately 33.3% vesting on the first anniversary of the grant date, approximately 33.3% vesting on the second anniversary of the grant date, and approximately 33.4% vesting on the third anniversary of the grant date.
Shares held by Start Capital LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
This Form 4/A is being filed solely to include 100,000 shares that were inadvertently omitted from the holdings of Start Capital LLC.
Shares held by Start Capital Trust, for the benefit of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest, if any, therein.
Shares held in an irrevocable trust for the benefit of the Reporting Person's child. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest, if any, therein.
Represents 86,210 performance stock units, each of which represents the right to receive one share of the Issuer's Class A Common Stock and which vest in one installment on the third anniversary of the grant date based upon the Issuer's total stockholder return when compared to the Invesco Solar ETF ("TAN"), subject to certain adjustments, and the Russell 2000 index, assigning a weight of 50% to each. The number of performance stock units vested, and thus shares of Class A Common Stock issued, could range from 0 to 150% of the amount reported on this Form 4.
/s/ Sophia Lee, as Attorney-in-Fact
2023-04-19