0001481986-17-000006.txt : 20170815 0001481986-17-000006.hdr.sgml : 20170815 20170814174742 ACCESSION NUMBER: 0001481986-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRW Securities, LLC CENTRAL INDEX KEY: 0001481986 IRS NUMBER: 364202848 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13722 FILM NUMBER: 171031879 BUSINESS ADDRESS: STREET 1: 540 WEST MADISON STREET STREET 2: SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-542-1000 MAIL ADDRESS: STREET 1: 540 WEST MADISON STREET STREET 2: SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60661 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001481986 XXXXXXXX 06-30-2017 06-30-2017 DRW Securities, LLC

540 WEST MADISON STREET SUITE 2500 CHICAGO IL 60661

13F HOLDINGS REPORT 028-13722 N Robert Armour 312-542-3231 Robert Armour Chicago IL 08-14-2017 1 71 573095 false 1 DRW Securities, LLC INFORMATION TABLE 2 compliance.xml ALBANY MOLECULAR RESH INC COM 012423109 291 13400 SH Call OTR 1 0 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 219 1800 SH OTR 1 0 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 1858 54500 SH Call OTR 1 0 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 780 14000 SH Call OTR 1 0 0 0 CALPINE CORP COM NEW 131347304 1813 134000 SH Call OTR 1 0 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 470 23800 SH Call OTR 1 0 0 0 DECKERS OUTDOOR CORP COM 243537107 1515 22200 SH Call OTR 1 0 0 0 GARRISON CAP INC COM 366554103 3587 434262 SH OTR 1 0 0 0 GERON CORP COM 374163103 28 10000 SH OTR 1 0 0 0 GLOBALSTAR INC COM 378973408 89 42000 SH Call OTR 1 0 0 0 HARLEY DAVIDSON INC COM 412822108 718 13300 SH Call OTR 1 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 13230 54352 SH OTR 1 0 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 519 4929 SH OTR 1 0 0 0 ISHARES TR SHRT TRS BD ETF 464288679 3113 28218 SH OTR 1 0 0 0 KRAFT HEINZ CO COM 500754106 1045 12200 SH Call OTR 1 0 0 0 MULTI COLOR CORP COM 625383104 416 5100 SH Call OTR 1 0 0 0 NATIONAL CINEMEDIA INC COM 635309107 142 19182 SH OTR 1 0 0 0 SEATTLE GENETICS INC COM 812578102 207 4000 SH OTR 1 0 0 0 STAPLES INC COM 855030102 1202 119400 SH Call OTR 1 0 0 0 T MOBILE US INC COM 872590104 934 15400 SH Call OTR 1 0 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2318 28329 SH OTR 1 0 0 0 EXPRESS INC COM 30219E103 159 23500 SH Call OTR 1 0 0 0 ZAFGEN INC COM 98885E103 35 10000 SH OTR 1 0 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 22 10000 SH OTR 1 0 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 3913 306700 SH Put OTR 1 0 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 22994 1802000 SH Call OTR 1 0 0 0 BIOGEN INC COM 09062X103 240 1000 SH Put OTR 1 0 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 218 13700 SH OTR 1 0 0 0 CBOE HLDGS INC COM 12503M108 230 2831 SH OTR 1 0 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 202 3300 SH OTR 1 0 0 0 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 2106 51034 SH OTR 1 0 0 0 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 1634 99904 SH OTR 1 0 0 0 ENDOCYTE INC COM 29269A102 17 11000 SH OTR 1 0 0 0 FORWARD PHARMA A/S SPONSORED ADR 34986J105 346 17000 SH OTR 1 0 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1833 42500 SH Call OTR 1 0 0 0 ICAD INC COM NEW 44934S206 64 15244 SH OTR 1 0 0 0 ILG INC COM 44967H101 3348 121800 SH Call OTR 1 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1876 119422 SH OTR 1 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 3065 195100 SH Put OTR 1 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 10706 681500 SH Call OTR 1 0 0 0 MERCK & CO INC COM 58933Y105 1243 19400 SH Put OTR 1 0 0 0 NETWORK 1 TECHNOLOGIES INC COM 64121N109 170 40000 SH OTR 1 0 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 198 23000 SH OTR 1 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 917 9015 SH OTR 1 0 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 1085 85558 SH OTR 1 0 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 4656 138997 SH OTR 1 0 0 0 PROSHARES TR ULTRA 20YR TRE 74347R172 582 7208 SH OTR 1 0 0 0 PROSHARES TR ULTR 7-10 TREA 74347R180 922 15862 SH OTR 1 0 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 649 5627 SH OTR 1 0 0 0 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 308 14339 SH OTR 1 0 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 305 1890 SH OTR 1 0 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 282 2719 SH OTR 1 0 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 2753 157675 SH OTR 1 0 0 0 PROSHARES TR ULTRAPRO SHORT S 74348A442 927 59217 SH OTR 1 0 0 0 PRUDENTIAL SHT DURATION HG Y COM 74442F107 356 23305 SH OTR 1 0 0 0 RETRACTABLE TECHNOLOGIES INC COM 76129W105 58 45600 SH OTR 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 44902 185700 SH OTR 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 136762 565600 SH Put OTR 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 59459 245900 SH Call OTR 1 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 35909 304264 SH OTR 1 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 49391 418500 SH Put OTR 1 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 138980 1177600 SH Call OTR 1 0 0 0 SPDR SERIES TRUST BLMBRG BRC INTRM 78464A672 360 5988 SH OTR 1 0 0 0 SPDR SERIES TRUST BLMBRG BR 1 3 MT 78464A680 477 10433 SH OTR 1 0 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1158 15000 SH Put OTR 1 0 0 0 SHIRE PLC SPONSORED ADR 82481R106 496 3000 SH OTR 1 0 0 0 SIERRA ONCOLOGY INC COM 82640U107 29 25000 SH OTR 1 0 0 0 TEGNA INC COM 87901J105 1078 74800 SH Call OTR 1 0 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 320 23700 SH Call OTR 1 0 0 0 TIVITY HEALTH INC COM 88870R102 287 7200 SH Call OTR 1 0 0 0 BUNGE LIMITED COM G16962105 574 7700 SH Call OTR 1 0 0 0