0001481827-12-000003.txt : 20120809 0001481827-12-000003.hdr.sgml : 20120809 20120809113212 ACCESSION NUMBER: 0001481827-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120809 DATE AS OF CHANGE: 20120809 EFFECTIVENESS DATE: 20120809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Roc Capital Management, L.P. CENTRAL INDEX KEY: 0001481827 IRS NUMBER: 262980819 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13703 FILM NUMBER: 121019168 BUSINESS ADDRESS: BUSINESS PHONE: 212-607-8317 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 roc2012q213f.txt Q2 13F -----BEGIN PRIVACY-ENHANCED MESSAGE----- ACCESSION NUMBER: 9999999996-10-002465 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120809 DATE AS OF CHANGE: 20120809 EFFECTIVENESS DATE: 20120809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROC CAPITAL CENTRAL INDEX KEY: 0001481827 IRS NUMBER: 26-2980819 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: FILM NUMBER: BUSINESS ADDRESS: STREET 1: 640 FIFTH AVE STREET 2: 10TH FL CITY: NEW YORK CITY STATE: NEW YORK ZIP: 10019 BUSINESS PHONE: 01 212 607 8313 MAIL ADDRESS: STREET 1: 640 FIFTH AVE 10TH FL CITY: NEW YORK CITY STATE: NEW YORK ZIP: 10019 1 roc13f2q12.txt United States Securities and Exchange Commission Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Jun 30, 2012 Check here if Amendment [ ]; Amendment Number: 0 This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: ROC CAPITAL MANAGEMENT L.P. Address: 640 FIFTH AVE 10TH FL, NEW YORK, NEW YORK, 10019 13F File Number: 028-13703 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Shawn Wells Title: General Counsel Phone: 212-607-8313 Signature, Place, and Date of Signing: /s/ Shawn Wells New York, NY Aug 09, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE [X] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-10103 Deutsche Bank AG\ - ------- ------------------------------------------ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 115 Form 13F Information Table Value Total: 28,603 (x1000) List of Other Included Managers: No. 13F File Number Name - --- --------------- -----------------------------------
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT -------VOTING AUTHORITY----- - --------NAME OF ISSUER------ -TITLE OF CLASS- --CUSIP-- -X$1000- -PRN AMT- PRN CALL DISCRTN MANAGERS ---SOLE-- --SHARED- ---NONE- AUTOMATIC DATA PROCESSING IN COM 053015103 262 4703 SH SOLE 4703 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 238 21611 SH SOLE 21611 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 218 6862 SH SOLE 6862 0 0 ALCATEL-LUCENT SPONSORED ADR COM 013904305 23 13815 SH SOLE 13815 0 0 APPLIED MATLS INC COM 038222105 180 15672 SH SOLE 15672 0 0 AEROPOSTALE COM 007865108 264 14789 SH SOLE 14789 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 223 7001 SH SOLE 7001 0 0 AU OPTRONICS CORP SPONSORED A COM 002255107 151 37564 SH SOLE 37564 0 0 AUTOZONE INC COM 053332102 473 1287 SH SOLE 1287 0 0 BOEING CO COM 097023105 645 8687 SH SOLE 8687 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 590 16411 SH SOLE 16411 0 0 BROCADEMUNICATIONS SYS I NEW COM 111621306 167 33939 SH SOLE 33939 0 0 BROADCOM CORP 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861012102 74 13679 SH SOLE 13679 0 0 SUPERVALU INC COM 868536103 75 14545 SH SOLE 14545 0 0 SAFEWAY INC NEW COM 786514208 225 12413 SH SOLE 12413 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 249 6767 SH SOLE 6767 0 0 TERADYNE INC COM 880770102 194 13830 SH SOLE 13830 0 0 TIVO INC COM 888706108 277 33476 SH SOLE 33476 0 0 TALBOTS INC COM 874161102 50 19748 SH SOLE 19748 0 0 TOLL BROTHERS INC COM 889478103 248 8345 SH SOLE 8345 0 0 TYCO INTERNATIONAL LTD SHS COM H89128104 354 6699 SH SOLE 6699 0 0 UNIVERSAL AMERN CORP NEW COM 91338E101 134 12697 SH SOLE 12697 0 0 US BANCORP DEL NEW COM 902973304 495 15396 SH SOLE 15396 0 0 VARIAN MED SYS INC COM 92220P105 208 3425 SH SOLE 3425 0 0 VODAFONE GROUP PLC NEW SPONS COM 92857W209 490 17400 SH SOLE 17400 0 0 VERIZONMUNICATIONS INC COM 92343V104 416 9361 SH SOLE 9361 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 324 6117 SH SOLE 6117 0 0 WESTERN DIGITAL CORP COM 958102105 361 11832 SH SOLE 11832 0 0 WELLS FARGO & CO NEW COM 949746101 447 13373 SH 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