EX-1.01 2 exhibit101-conflictmineral.htm EXHIBIT 1.01 Exhibit
Exhibit 1.01

Quad/Graphics, Inc.
Conflict Minerals Report
for the Year Ended December 31, 2016


This conflict minerals report for the year ended December 31, 2016, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the "Rule").

I.
Introduction

Quad/Graphics, Inc. (the "Company" or "we," "our" or "us") is a leading global provider of print and marketing services. In the vast majority of our business, conflict minerals have not been found to be necessary to the production of any product manufactured or contracted to be manufactured by the Company. However, one of our subsidiary companies, Quad/Tech, Inc. ("QuadTech"), manufactures printing equipment and related products. Certain of the products manufactured by QuadTech contain materials or components that use tin, tantalum, tungsten and/or gold ("3TG").

The Company is far removed from the sources of ore from which these 3TG are produced and the smelters/refiners that process those ores; our efforts undertaken to identify the country(ies) of origin of those ores as described in this Conflict Minerals Report reflect our circumstances and position in the supply chain. We believe the amount of information that is available globally on the traceability and sourcing of these ores is limited at this time.

II.
Reasonable Country of Origin Inquiry

We designed a country of origin inquiry for products manufactured by QuadTech to provide a reasonable basis for us to determine whether we source 3TG from the Democratic Republic of the Congo or an adjoining country (the "Covered Countries"). There are many tiers of suppliers between QuadTech and the smelters and refiners who process 3TG. The number of tiers depends on the components provided to us by suppliers. Therefore, it is inherently difficult to ascertain the ultimate source of 3TG contained in the products we manufacture or contract to manufacture.

We rely on our direct suppliers to provide information on the origin of 3TG contained in components and materials supplied to us, including sources of 3TG that are supplied to them from lower-tier suppliers. We asked our direct suppliers of material that could potentially contain 3TG to provide answers to our Supply Chain Compliance Questionnaire, which we adapted from the Conflict-Free Sourcing Initiative's Conflict Minerals Reporting Template (the "Template") to reflect the Company's position on the supply chain. The Template is generally regarded as the most common reporting tool for conflict minerals content and sourcing information worldwide.

We received responses to the Supply Chain Compliance Questionnaire from approximately 85% of the surveyed suppliers, which represented approximately 85% of QuadTech's calendar year 2016 applicable supplier expenditures. We reviewed the responses both for completeness and internal consistency of the responses contained in each questionnaire. Where necessary, we required suppliers to provide corrections and clarifications to correct any internal inconsistencies in the responses contained in their respective questionnaires.

As such, we believe we conducted our country of origin inquiry in good faith and that our process was reasonably designed to allow us to make our determination.

After reviewing the results of our reasonable country of origin inquiry, we determined that we had reason to believe that some of the 3TG necessary for the functionality or production of QuadTech's products may have originated in a Covered Country during calendar year 2016, all within the meaning of the Rule. Therefore, we determined that the Rule required that we exercise due diligence regarding the source of such 3TG.

III.
Design of Due Diligence Measures

We designed our overall conflict minerals due diligence procedures based on the framework of the Organisation for Economic Co-operation and Development ("OECD") for conducting due diligence regarding the source and chain of custody of conflict minerals. This framework is found in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, and the related supplements on tin, tantalum, tungsten and gold.


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IV.
Due Diligence Measures Performed by the Company

Consistent with the due diligence framework discussed above, we perform the following due diligence measures over our conflict minerals supply chain.

Company Management Systems. As necessary, we establish and strengthen our internal management systems in support of our due diligence efforts:

We adopted a company-wide Policy on Conflict Minerals (our "Conflict Minerals Policy") that can be located on our website at www.qg.com/pdfs/supplier-information/ConflictMinerals.pdf.

We continue to work toward establishing better controls and transparency over our conflict minerals supply chain by increasing awareness internally, specifically within the Purchasing Department, making Conflict Minerals-related expectations a part of regular company communications.

Supply Chain Risk Assessment. As discussed above, our supply chain is complex, with many tiers of suppliers between us and the smelters and refiners. As a result, we use a risk-based approach to carrying out our due diligence, focusing our efforts where we believe the risk is most prevalent. This approach begins with assessing the risk in our supply chain.

First, we attempt to identify, to the best of our efforts, the smelters and refiners that may have processed the 3TG in our products and the countries of origin of such minerals. Because we do not have a direct relationship with smelters or refiners, we rely on information provided by our suppliers to determine the smelters and refiners in our supply chain.

Next, we attempt to identify the risk associated with each smelter or refiner, based on participation with third-party audit programs like the Conflict-Free Sourcing Initiative's Conflict-Free Smelter Program ("CFSP") and other publicly available information. We are largely unable to assess smelters and refiners directly because we have no direct relationship with them.

Risk Management. Once we identify the risks in our supply chain, we undertake a systematic approach to managing that risk.

We report any suppliers using high-risk smelters or refiners to Company management.

We devise and implement a risk management plan specific to the individual supplier's circumstances. Such plans typically include greater engagement with the supplier.

We continue to monitor the supplier for compliance, as necessary.

Support for Independent Third-Party Audit Programs. As mentioned above, because we lack a direct relationship with the smelters and refiners in our supply chain, we have little opportunity to assess smelters' and refiners' due diligence practices directly. Nevertheless, we support third-party audit programs like the CFSP through our own procurement practices and by encouraging our direct suppliers to source only from smelters and refiners verified by such programs.

Report on Supply Chain Due Diligence. Consistent with our framework and our obligations under the Rule, we file this Report on an annual basis to make our due diligence efforts public.


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V.
Due Diligence Results

The large majority of the responses we received pursuant to the due diligence process provided data at the supplier company level or a division/segment level relative to the supplier, rather than at a level directly related to a part number that the supplier supplies to us. Additionally, some suppliers were otherwise unable to specify the smelters or refiners used for components supplied to us.

However, based on information we obtained, we believe that, to the best of our knowledge, the smelters and refiners listed in Annex I to this Report may have been used to process the 3TG contained in the products manufactured by QuadTech. Based on the information we obtained as well as information from the Conflict-Free Sourcing Initiative and other sources, we believe that, to the best of our knowledge, the countries of origin for the 3TG contained in the products manufactured by QuadTech include the countries listed in Annex II to this Report, as well as scrap and recycled sources. Additionally, we cross-checked the list of smelters and refiners in Annex I with the list of smelters and refiners who are compliant with the Conflict-Free Sourcing Initiative's CFSP.

Of the surveys received, thirty-two indicated that their supply chains include material sourced from covered countries. Of those thirty-two responses:

Twenty-seven suppliers listed the same smelter for tin and/or tantalum, Phoenix Metal Ltd., Rwanda. This smelter was listed in Active status on the Conflict Free Sourcing Initiative website in 2016, indicating that they have committed to undergo a CFSP audit or are participating in one of the cross-recognized certification programs. However, our due diligence uncovered that this smelter is no longer in operation and therefore no longer listed in Active status on the Conflict Free Sourcing Initiative website, and will be removed from future versions of the Template. For these suppliers, we will notify them of our findings and ask them to provide accurate information on their current smelters.

The remaining five suppliers listed the same smelter for gold, Universal Precious Metals, Zambia. This smelter is not listed in Active nor Compliant status on the Conflict Free Sourcing Initiative website. For these five suppliers, we will notify them of our findings, reiterate our Conflict Minerals Policy regarding the use of audited smelters and refiners, and ask those suppliers to review their processes for supplier due diligence.

VI.
Actions to Improve Our Due Diligence

During calendar year 2016, we continued to support the following improvements to our due diligence processes:

maintained communication of expectations with internal stakeholders;

confirmed our approach to Conflict Minerals reporting;

continued reviewing those in our supply chain that may have provided 3TG materials; and

maintained tools and processes to better track the progress of suppliers in the Reasonable Country of Origin Inquiry ("RCOI") and due diligence processes.

In calendar year 2017, we will continue to review our due diligence processes for improvement opportunities.

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Annex I

Listing of Smelters and Refiners
Mineral
Smelter/Refiner
Location
Gold
Advanced Chemical Company
UNITED STATES
Gold
Aida Chemical Industries Co. Ltd.
JAPAN
Gold
Al Etihad Gold LLC
UNITED ARAB EMIRATES
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
Gold
AngloGold Ashanti Mineração Ltda
BRAZIL
Gold
Argor-Heraeus S.A.
SWITZERLAND
Gold
Asahi Pretec Corp
JAPAN
Gold
Asahi Refining Canada Limited
CANADA
Gold
Asahi Refining USA Inc.
UNITED STATES
Gold
Asaka Riken Co Ltd
JAPAN
Gold
ASARCO Incorporated
UNITED STATES
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
Gold
AU Traders and Refiners
SOUTH AFRICA
Gold
Aurubis AG
GERMANY
Gold
Bangalore Refinery
INDIA
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
Gold
Boliden AB
SWEDEN
Gold
C. Hafner GmbH + Co. KG
GERMANY
Gold
Caridad
MEXICO
Gold
CCR Refinery - Glencore Canada Corporation
CANADA
Gold
Cendres & Metaux SA
SWITZERLAND
Gold
Chimet S.p.A.
ITALY
Gold
China National Gold Group Corporation
CHINA
Gold
Chugai Mining Co Ltd
JAPAN
Gold
Codelco - Corporation Nacional Del Combre
CHILE
Gold
Daejin Indus Co. Ltd
REPUBLIC OF KOREA
Gold
Daye Nonferrous Metals Mining Ltd.
CHINA
Gold
DODUCO GmbH
GERMANY
Gold
Dowa
JAPAN
Gold
DSC (Do Sung Corporation)
REPUBLIC OF KOREA
Gold
Eco-System Recycling Co., Ltd.
JAPAN
Gold
Emirates Gold
UNITED ARAB EMIRATES
Gold
Fidelity Printers and Refiners Ltd.
ZIMBABWE
Gold
OJSC Novosibirsk Refinery
RUSSIAN FEDERATION
Gold
Gannon & Scott
UNITED STATES
Gold
Gansu Seemine Material Hi-Tech Co Ltd
CHINA
Gold
Geib Refining Corporation
UNITED STATES
Gold
Gold Refinery of Zijin Mining Group Co., Ltd.
CHINA
Gold
Great Wall Gold Silver Refinery of China
CHINA
Gold
Guangdong Gaoyao Co
CHINA
Gold
Gujarat Gold Center
INDIA
Gold
Heimerle + Meule GmbH
GERMANY
Gold
Heraeus Ltd Hong Kong
HONG KONG
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
Gold
House of Currency of Brazil (Casa da Moeda do Brazil)
BRAZIL
Gold
Hunan Chenzhou Mining Group Co., Ltd.
CHINA
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Ltd.
CHINA
Gold
Ishifuku Metal Industry Co Ltd.
JAPAN

4


Mineral
Smelter/Refiner
Location
Gold
Istanbul Gold Refinery
TURKEY
Gold
Japan Mint
JAPAN
Gold
Jiangxi Copper Co., Ltd.
CHINA
Gold
Johnson Matthey Gold & Silver Refining Inc.
UNITED STATES
Gold
Johnson Matthey plc
CANADA
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
Gold
JX Nippon Mining & Metals Co Ltd
JAPAN
Gold
Kaloti Jewellery Group
UNITED ARAB EMIRATES
Gold
Kazakhmys plc
KAZAKHSTAN
Gold
KazZinc
KAZAKHSTAN
Gold
Kennecott Utah Copper Corporation
UNITED STATES
Gold
Kojima Chemicals Co., Ltd
JAPAN
Gold
Korea Zinc Co. Ltd.
REPUBLIC OF KOREA
Gold
Kovohutĕ Příbram Nastupnicka, A.S.
CZECH REPUBLIC
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
Gold
L' azurde Company For Jewelry
SAUDI ARABIA
Gold
LS-Nikko Copper Inc.
REPUBLIC OF KOREA
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHINA
Gold
Marsam Metals
BRAZIL
Gold
Materion
UNITED STATES
Gold
Matsuda Sangyo Co. Ltd
JAPAN
Gold
Metalor Technologies (Hong Kong) Ltd
HONG KONG
Gold
Metalor Technologies (Singapore) Pte. Ltd.
SINGAPORE
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
Gold
Metalor Technologies S.A.
SWITZERLAND
Gold
Metalor Technologies S.A.
SWITZERLAND
Gold
Metalor USA Refining Corporation
UNITED STATES
Gold
Metalúrgica Met-Mex Peñoles S.A. De C.V.
MEXICO
Gold
Mitsubishi Materials Corporation
JAPAN
Gold
Mitsui Mining and Smelting Co.
JAPAN
Gold
MMTC-PAMP India Pvt. Ltd
INDIA
Gold
Modeltech Sdn Bhd
MALAYSIA
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
Gold
Nadir Metal Rafineri San. Ve Tic. A.Ş.
TURKEY
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
Gold
Nihon Material Co. LTD
JAPAN
Gold
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
Gold
Ohio Precious Metals, LLC
UNITED STATES
Gold
Ohura Precious Metal Industry Co., Ltd
JAPAN
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
RUSSIAN FEDERATION
Gold
OJSC Kolyma Refinery
RUSSIAN FEDERATION
Gold
OJSC Novosibirsk Integrated Tin Works
RUSSIAN FEDERATION
Gold
PAMP S.A.
SWITZERLAND
Gold
Penglai Penggang Gold Industry Co Ltd
CHINA
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
Gold
PX Précinox S.A.
SWITZERLAND
Gold
Rand Refinery Ltd
SOUTH AFRICA
Gold
Republic Metals Corporation
UNITED STATES
Gold
Royal Canadian Mint
CANADA
Gold
Sabin Metal Corp.
UNITED STATES
Gold
Samduck Precious Metals
KOREA, REPUBLIC OF

5


Mineral
Smelter/Refiner
Location
Gold
SAXONIA Edelmetalle GmbH
GERMANY
Gold
Schone Edelmetaal B.V.
NETHERLANDS
Gold
Sempsa Joyería Platería S.A.
SPAIN
Gold
Shandong Gold Group Co Ltd
CHINA
Gold
Shandong Yanggu Xiangguang Co. Ltd.
CHINA
Gold
Shandong Zhaojin Gold and Silver Refinery Co. Ltd
CHINA
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
Gold
Singway Technology Co., Ltd.
TAIWAN
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
Gold
Solar Applied Materials Technology Corp.
TAIWAN
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
Gold
T.C.A S.p.A
ITALY
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
Gold
The Refinery of Shandong Gold Mining Co. Ltd
CHINA
Gold
Tokuriki Honten Co., Ltd
JAPAN
Gold
Tongling Nonferrous Metals Group Holdings Co., Ltd.
CHINA
Gold
Tony Goetz NV
BELGIUM
Gold
TOO Tau-Ken-Altyn
KAZAKHSTAN
Gold
Torecom
KOREA, REPUBLIC OF
Gold
Umicore Brasil Ltda
BRAZIL
Gold
Umicore Precious Metals Thailand
THAILAND
Gold
Umicore S.A. Business Unit Precious Metals Refining
BELGIUM
Gold
United Precious Metal Refining, Inc.
UNITED STATES
Gold
Universal Precious Metals Refining Zambia
ZAMBIA
Gold
Valcambi S.A.
SWITZERLAND
Gold
Western Australian Mint trading as The Perth Mint
AUSTRALIA
Gold
WIELAND Edelmetalle GmbH
GERMANY
Gold
Yamamoto Precious Metal Co., Ltd.
JAPAN
Gold
Yokohama Metal Co Ltd
JAPAN
Gold
Zhaoyuan Gold Co.
CHINA
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
CHINA
Tantalum
ABS Industrial Resources Ltd
UNITED KINGDOM
Tantalum
Advanced Metallurgical Group
UNITED STATES
Tantalum
AMG Advanced Metallurgical Group NV
BRAZIL
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
Tantalum
Conghua Tantalum & Niobium Smeltry
CHINA
Tantalum
D Block Metals, LLC
UNITED STATES
Tantalum
Duoluoshan
CHINA
Tantalum
Exotech Inc.
UNITED STATES
Tantalum
F&X Electro-Materials Ltd.
CHINA
Tantalum
FIR Metals & Resource Ltd.
CHINA
Tantalum
Gannon & Scott
UNITED STATES
Tantalum
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
Tantalum
Global Advanced Metals Pty Ltd
JAPAN
Tantalum
Global Advanced Metals Pty Ltd
UNITED STATES
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
Tantalum
H.C. Starck (Thailand) Company Ltd.
THAILAND
Tantalum
H.C. Starck GmbH
GERMANY
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
Tantalum
H.C. Starck Inc.
UNITED STATES
Tantalum
H.C. Starck Ltd.
JAPAN
Tantalum
H.C. Starck Smelting GmbH & Co. KG
GERMANY

6


Mineral
Smelter/Refiner
Location
Tantalum
H.C. Starck Tantalum and Niobium GmbH
GERMANY
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
Tantalum
Hi-Temp Specialty Metals, Inc.
UNITED STATES
Tantalum
Hunan Chenzhou Mining Co., Ltd.
CHINA
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
Tantalum
Jiangxi Tuohong New Raw Material
CHINA
Tantalum
Jiujiang Jinxin Nonferrous Metals Co. Ltd.
CHINA
Tantalum
JiuJiang Tanbre's Smeltery
CHINA
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
Tantalum
JX Nippon Mining & Metals Co Ltd
JAPAN
Tantalum
Kemet Blue Powder
MEXICO
Tantalum
Kemet Corp.
UNITED STATES
Tantalum
King-Tan Industry Ltd
CHINA
Tantalum
LSM Brasil S.A.
BRAZIL
Tantalum
Metallurgical Products India (Pvt.) Ltd.
INDIA
Tantalum
Mineração Taboca S.A.
BRAZIL
Tantalum
Mitsui Mining and Smelting Co.
JAPAN
Tantalum
Molycorp Silmet
ESTONIA
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
Tantalum
Phoenix Metal Ltd.
RWANDA
Tantalum
Plansee Group
AUSTRIA
Tantalum
Power Resources Ltd.
MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF)
Tantalum
QuantumClean
UNITED STATES
Tantalum
Resind Indústria e Comércio Ltda.
BRAZIL
Tantalum
RFH Tantalum Smeltry
CHINA
Tantalum
Solikamsk Magnesium Works
RUSSIAN FEDERATION
Tantalum
Taki Chemical Co., Ltd.
JAPAN
Tantalum
Tantalite Resources
SOUTH AFRICA
Tantalum
Telex Metals
UNITED STATES
Tantalum
Tranzact, Inc.
UNITED STATES
Tantalum
Treibacher Industrie AG
AUSTRIA
Tantalum
Ulba Metallurgical Plant
KAZAKHSTAN
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd
CHINA
Tantalum
Zhuzhou Cement Carbide Group Co., Ltd.
CHINA
Tin
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
Tin
Alpha
UNITED STATES
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CHINA
Tin
China Tin Group Co., Ltd.
CHINA
Tin
CNMC (Guangxi) PGMA Co. Ltd.
CHINA
Tin
Complejo Metalurgico Vinto S.A.
BOLIVIA
Tin
Cooperativa Metalurgica de Rondônia Ltda.
BRAZIL
Tin
CSC Pure Technologies
RUSSIAN FEDERATION
Tin
CV Ayi Jaya
INDONESIA
Tin
CV Dua Sekawan
INDONESIA
Tin
CV Duta Putra Bangka
INDONESIA
Tin
CV Gita Pesona
INDONESIA
Tin
CV Makmur Jaya
INDONESIA
Tin
CV Prima Timah Utama
INDONESIA
Tin
CV Serumpun Sebalai
INDONESIA
Tin
CV Tiga Sekawan
INDONESIA
Tin
CV United Smelting
INDONESIA

7


Mineral
Smelter/Refiner
Location
Tin
CV Venus Inti Perkasa
INDONESIA
Tin
Dongguan Qiandao Tin Co., Ltd
CHINA
Tin
Dowa
JAPAN
Tin
EFD INC.
UNITED STATES
Tin
Electroloy Metal Pte
SINGAPORE
Tin
Elmet S.L.U.
SPAIN
Tin
EM Vinto
BOLIVIA
Tin
Fenix Metals
POLAND
Tin
Gejiu Fengming Metallurgy Chemical Plant
CHINA
Tin
Gejiu Jinye Mineral Company
CHINA
Tin
Gejiu Non-Ferrous Metal Processing Co. Ltd.
CHINA
Tin
Global Advanced Metals Pty Ltd
AUSTRALIA
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
CHINA
Tin
Guixi Sanyuan Smelting Chemistry CO., Ltd
CHINA
Tin
Heraeus Materials Technology GmbH & Co. KG
SINGAPORE
Tin
Heraeus Precious Metals GmbH & Co. KG
GERMANY
Tin
Hezhou Jinwei Tin Co., Ltd
CHINA
Tin
Hongqiao Metals (Kunshan) Co., Ltd.
CHINA
Tin
HuiChang Hill Tin Industry Co., Ltd.
CHINA
Tin
Hyundai-Steel
REPUBLIC OF KOREA
Tin
Japan New Metals Co., Ltd.
JAPAN
Tin
Jean Goldschmidt International SA
BELGIUM
Tin
Jiangxi Copper Co., Ltd.
CHINA
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CHINA
Tin
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
Tin
JX Nippon Mining & Metals Co Ltd
JAPAN
Tin
Kovohutĕ Příbram Nastupnicka, A.S.
CZECH REPUBLIC
Tin
Kunshan Chengli Tin Co., Ltd.
CHINA
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
Tin
Malaysia Smelting Corp (MSC)
MALAYSIA
Tin
Melt Metais e Ligas S.A.
BRAZIL
Tin
Metallic Resources, Inc.
UNITED STATES
Tin
Metallo-Chimique N.V.
BELGIUM
Tin
Mineração Taboca S.A.
BRAZIL
Tin
Minsur
PERU
Tin
Mitsubishi Materials Corporation
JAPAN
Tin
Mitsui Mining and Smelting Co.
JAPAN
Tin
Nippon Micrometal Corp.
JAPAN
Tin
Novosibirsk
RUSSIAN FEDERATION
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
Tin
Operaciones Metalurgical S.A.
BOLIVIA
Tin
PBT
FRANCE
Tin
Phoenix Metal Ltd.
RWANDA
Tin
Poongsan Corporation
REPUBLIC OF KOREA
Tin
POSCO
REPUBLIC OF KOREA
Tin
Primeyoung Metal Ind. (Zhuhai) Co., Ltd
CHINA
Tin
PT Alam Lestari Kencana
INDONESIA
Tin
PT Aries Kencana Sejahtera
INDONESIA
Tin
PT Artha Cipta Langgeng
INDONESIA
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
Tin
PT Babel Inti Perkasa
INDONESIA
Tin
PT Babel Surya Alam Lestari
INDONESIA

8


Mineral
Smelter/Refiner
Location
Tin
PT Bangka Kudai Tin
INDONESIA
Tin
PT Bangka Prima Tin
INDONESIA
Tin
PT Bangka Putra Karya
INDONESIA
Tin
PT Bangka Timah Utama Sejahtera
INDONESIA
Tin
PT Bangka Tin Industry
INDONESIA
Tin
PT Belitung Industri Sejahtera
INDONESIA
Tin
PT Billiton Makmur Lestari
INDONESIA
Tin
PT Bukit Timah
INDONESIA
Tin
PT Cipta Persada Mulia
INDONESIA
Tin
PT Donna Kembara Jaya
INDONESIA
Tin
PT DS Jaya Abadi
INDONESIA
Tin
PT Eunindo Usaha Mandiri
INDONESIA
Tin
PT Fang Di MulTindo
INDONESIA
Tin
PT HP Metals Indonesia
INDONESIA
Tin
PT Inti Stania Prima
INDONESIA
Tin
PT Karimun Mining
INDONESIA
Tin
PT Kijang Jaya Mandiri
INDONESIA
Tin
PT Koba Tin
INDONESIA
Tin
PT Lautan Harmonis Sejahtera
INDONESIA
Tin
PT Menara Cipta Mulia
INDONESIA
Tin
PT Mitra Stania Prima
INDONESIA
Tin
PT O.M. Indonesia
INDONESIA
Tin
PT Panca Mega Persada
INDONESIA
Tin
PT Prima Timah Utama
INDONESIA
Tin
PT Refined Bangka Tin
INDONESIA
Tin
PT Sariwiguna Binasentosa
INDONESIA
Tin
PT Stanindo Inti Perkasa
INDONESIA
Tin
PT Sukses Inti Makmur
INDONESIA
Tin
PT Sumber Jaya Indah
INDONESIA
Tin
PT Timah Tbk
INDONESIA
Tin
PT Tinindo Inter Nusa
INDONESIA
Tin
PT Tommy Utama
INDONESIA
Tin
PT Yinchendo Mining Industry
INDONESIA
Tin
Pure Technology
RUSSIAN FEDERATION
Tin
Resind Indústria e Comercio Ltda.
BRAZIL
Tin
Rui Da Hung
TAIWAN
Tin
Senju Metal Industry Co., Ltd.
BOLIVIA
Tin
Senju Metal Industry Co., Ltd.
MALAYSIA
Tin
SGS
BOLIVIA
Tin
Shangrao Xuri Smelting Factory
CHINA
Tin
Shaoxing Tianlong Tin Materials Co., Ltd
CHINA
Tin
Shenzhen Anchen Tin Co., Ltd
CHINA
Tin
Soft Metais Ltda.
BRAZIL
Tin
Solikamsk Magnesium Works
RUSSIAN FEDERATION
Tin
Sumitomo Metal Mining Co., Ltd.
JAPAN
Tin
TaeguTec Ltd.
SOUTH KOREA
Tin
Technic Inc.
UNITED STATES
Tin
Thai Nguyen Nonferrous Metal Co.
VIETNAM
Tin
Thaisarco
THAILAND
Tin
TongLing Nonferrous Metals Group Holdings Co., Ltd.
CHINA
Tin
Umicore SA Business Unit Precious Metals Refining
BELGIUM
Tin
Vale Inco, Ltd.
CANADA
Tin
VQB Mineral and Trading Group JSC
VIETNAM

9


Mineral
Smelter/Refiner
Location
Tin
White Solder Metalurgia e Mineracao Ltda.
BRAZIL
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
Tin
Yunnan Geiju Zili Metallurgy Co. Ltd.
CHINA
Tin
Yunnan Tin Co., Ltd
CHINA
Tin
Zhongshan Jinye Smelting Co., Ltd
CHINA
Tungsten
A.L.M.T corp
JAPAN
Tungsten
Air Products
UNITED STATES
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIETNAM
Tungsten
ATI Metalworking Products
UNITED STATES
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
Tungsten
China Minmetals Nonferrous Metals Co., Ltd.
CHINA
Tungsten
Chongyi Zhangyuan Tungsten Co Ltd
CHINA
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
Tungsten
Ganzhou Haichuang Tungsten Industry Co., Ltd.
CHINA
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CHINA
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
Tungsten
Ganzhou Sinda W&Mo Co. Ltd.
CHINA
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES
Tungsten
GuangDong XiangLu Tungsten Co., Ltd.
CHINA
Tungsten
H.C. Starck Tungsten GmbH
GERMANY
Tungsten
H.C. Stark Group
GERMANY
Tungsten
Hunan Chuangda Metallurgy Group Co. Ltd.
CHINA
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
Tungsten
Hunan Chun-chang Non-ferrous Smelting & Concentrating Co., Ltd.
CHINA
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
Tungsten
Izawa Metal Co., Ltd
JAPAN
Tungsten
Japan New Metals Co., Ltd.
JAPAN
Tungsten
Jiangsu Hetian Technological Material Co., Ltd
CHINA
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
Tungsten
Jiangxi Richsea New Materials Co., Ltd.
CHINA
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
Tungsten
Jiangxi Tungsten Co.,Ltd
CHINA
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CHINA
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
Tungsten
Jiujiang Tanbre Co., Ltd.
CHINA
Tungsten
JX Nippon Mining & Metals Co Ltd
JAPAN
Tungsten
Kennametal Fallon
UNITED STATES
Tungsten
Kennametal Inc.
UNITED STATES
Tungsten
Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd
CHINA
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
Tungsten
Materion
UNITED STATES
Tungsten
Mitsubishi Materials Corporation
JAPAN
Tungsten
Moliren Ltd
RUSSIAN FEDERATION
Tungsten
Niagara Refining PVT LTD
UNITED STATES
Tungsten
North American Tungsten
CANADA
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIETNAM

10


Mineral
Smelter/Refiner
Location
Tungsten
Philippine Chuangxin Industrial Co., Inc.
PHILIPPINES
Tungsten
Sanher Tungsten Vietnam Co., Ltd.
VIETNAM
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City
CHINA
Tungsten
Sumitomo Metal Mining Co., Ltd.
JAPAN
Tungsten
TaeguTec Ltd.
SOUTH KOREA
Tungsten
Tamano Smelter, Hibi Kyodo Smelting Co., Ltd
JAPAN
Tungsten
Tejing (Vietnam) Tungsten Co Ltd
VIETNAM
Tungsten
Unecha Refractory metals plant
RUSSIAN FEDERATION
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd
VIETNAM
Tungsten
Voss Metals Company, Inc.
UNITED STATES
Tungsten
Wolfram Bergbau und Hütten AG
AUSTRIA
Tungsten
Woltech Korea Co., Ltd.
KOREA, REPUBLIC OF
Tungsten
Xiamen Honglu Tungsten Molybdenum Industry Co.Ltd
CHINA
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
Tungsten
Xiamen Tungsten Co Ltd
CHINA
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CHINA
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA
Tungsten
Zhangyuan Tungsten Co.,Ltd
CHINA
Tungsten
Zhuzhou Cement Carbide Group Co., Ltd.
CHINA
Tungsten
Zhuzhou Cement Carbide Group Co., Ltd.
CHINA
Tungsten
Zigong Cemented Carbide Co., Ltd.
CHINA

11


Annex II

List of Countries of Origin for 3TG
AUSTRALIA
AUSTRIA
BELGIUM
BOLIVIA
BRAZIL
CANADA
CHILE
CHINA
CZECH REPUBLIC
ESTONIA
FRANCE
GERMANY
HONG KONG
INDIA
INDONESIA
ITALY
JAPAN
KAZAKHSTAN
KYRGYZSTAN
MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF)
MALAYSIA
MEXICO
NETHERLANDS
PERU
PHILIPPINES
POLAND
REPUBLIC OF KOREA
RUSSIAN FEDERATION
RWANDA
SAUDI ARABIA
SINGAPORE
SOUTH AFRICA
SPAIN
SWEDEN
SWITZERLAND
TAIWAN
THAILAND
TURKEY
UNITED ARAB EMIRATES
UNITED KINGDOM
UNITED STATES
UZBEKISTAN
VIETNAM
ZAMBIA
ZIMBABWE



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