0001140361-16-075981.txt : 20160811 0001140361-16-075981.hdr.sgml : 20160811 20160811190846 ACCESSION NUMBER: 0001140361-16-075981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160809 FILED AS OF DATE: 20160811 DATE AS OF CHANGE: 20160811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quad/Graphics, Inc. CENTRAL INDEX KEY: 0001481792 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 391152983 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 BUSINESS PHONE: 414-566-6000 MAIL ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frankowski Thomas J CENTRAL INDEX KEY: 0001495596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34806 FILM NUMBER: 161825859 MAIL ADDRESS: STREET 1: QUAD/GRAPHICS, INC. STREET 2: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089 4 1 doc1.xml FORM 4 X0306 4 2016-08-09 0 0001481792 Quad/Graphics, Inc. QUAD 0001495596 Frankowski Thomas J C/O QUAD/GRAPHICS, INC. N61 W23044 HARRY'S WAY SUSSEX WI 53089 0 1 0 0 Chief Operating Officer Class A Common Stock 2016-08-09 4 S 0 25490 29.0369 D 206590 D Class A Common Stock 2016-08-11 4 M 0 28500 15.37 A 235090 D Class A Common Stock 2016-08-11 4 S 0 28500 29.0454 D 206590 D Class A Common Stock 6322 I By 401(a) Plan Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 3583 3583 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 6038 6038 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 3281 3281 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 3544 3544 D Stock Options (Right to Buy) 19.12 2021-11-18 Class A Common Stock 1200 1200 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 7750 7750 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 3875 3875 D Stock Options (Right to Buy) 29.37 2018-01-31 Class A Common Stock 20000 20000 D Stock Options (Right to Buy) 15.37 2016-08-11 4 M 0 28500 0 D 2019-01-31 Class A Common Stock 28500 0 D Stock Options (Right to Buy) 16.62 2020-01-31 Class A Common Stock 20000 20000 D Stock Options (Right to Buy) 41.26 2021-01-01 Class A Common Stock 23929 23929 D Stock Options (Right to Buy) 14.14 2022-01-01 Class A Common Stock 23929 23929 D The price in Column 4 is a weighted average price. The prices actually received ranged from $28.97 to $29.17. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price in Column 4 is a weighted average price. The prices actually received ranged from $29.00 to $29.14. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price Became exercisable as to 3,859 shares on May 14, 2012, and become exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 3,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 1,838 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 1,837 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable on May 14, 2012. Became exercisable as to 3,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 1,750 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 8,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 9,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 4,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014. /s/ Jennifer J. Kent, Attorney-In-Fact for Thomas J. Frankowski 2016-08-11