0001140361-15-013555.txt : 20150330 0001140361-15-013555.hdr.sgml : 20150330 20150330180832 ACCESSION NUMBER: 0001140361-15-013555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150326 FILED AS OF DATE: 20150330 DATE AS OF CHANGE: 20150330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quad/Graphics, Inc. CENTRAL INDEX KEY: 0001481792 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 391152983 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 BUSINESS PHONE: 414-566-6000 MAIL ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ott Nancy CENTRAL INDEX KEY: 0001609221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34806 FILM NUMBER: 15735820 MAIL ADDRESS: STREET 1: QUAD/GRAPHICS, INC. STREET 2: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 4 1 doc1.xml FORM 4 X0306 4 2015-03-26 0 0001481792 Quad/Graphics, Inc. QUAD 0001609221 Ott Nancy C/O QUAD/GRAPHICS, INC. N61 W23044 HARRY'S WAY SUSSEX WI 53089 0 1 0 0 Vice President-Human Resources Class A Common Stock 2015-03-26 4 M 0 1100 13.4708 A 16019 D Class A Common Stock 2015-03-26 4 S 0 1100 22.9018 D 14919 D Class A Common Stock 2015-03-27 4 M 0 6744 13.4708 A 21663 D Class A Common Stock 2015-03-27 4 M 0 1594 14.14 A 23257 D Class A Common Stock 2015-03-27 4 S 0 9518 22.7191 D 13739 D Class A Common Stock 2768 I By 401(a) Plan Stock Options (Right to Buy) 13.4708 2015-03-26 4 M 0 1100 0 D 2021-11-18 Class A Common Stock 1100 650 D Stock Options (Right to Buy) 13.4708 2015-03-27 4 M 0 650 0 D 2021-11-18 Class A Common Stock 650 0 D Stock Options (Right to Buy) 13.4708 2015-03-27 4 M 0 613 0 D 2021-11-18 Class A Common Stock 613 0 D Stock Options (Right to Buy) 13.4708 2015-03-27 4 M 0 1576 0 D 2021-11-18 Class A Common Stock 1576 0 D Stock Options (Right to Buy) 13.4708 2015-03-27 4 M 0 2500 0 D 2021-11-18 Class A Common Stock 2500 0 D Stock Options (Right to Buy) 13.4708 2015-03-27 4 M 0 1405 0 D 2021-11-18 Class A Common Stock 1405 0 D Stock Options (Right to Buy) 14.14 2015-03-27 4 M 0 1594 0 D 2022-01-01 Class A Common Stock 1594 798 D Stock Options (Right to Buy) 23.37 2017-01-31 Class A Common Stock 5000 5000 D Stock Options (Right to Buy) 29.37 2018-01-31 Class A Common Stock 2500 2500 D Stock Options (Right to Buy) 15.37 2019-01-31 Class A Common Stock 2500 2500 D Stock Options (Right to Buy) 16.62 2020-01-31 Class A Common Stock 5000 5000 D Stock Options (Right to Buy) 41.26 2021-01-01 Class A Common Stock 2392 2392 D The price in Column 4 is a weighted average price. The prices actually received ranged from $22.90 to $22.91. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price in Column 4 is a weighted average price. The prices actually received ranged from $22.70 to $22.81. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Portions of these stock options have already vested and become exercisable and the remainder vest and became exercisable on November 18, 2014. Became exercisable in three equal annual installments beginning on January 1, 2013. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014. /s/ Jennifer J. Kent, Attorney-In-Fact for Nancy Ott 2015-03-30