0001127602-21-000580.txt : 20210105 0001127602-21-000580.hdr.sgml : 20210105 20210105163406 ACCESSION NUMBER: 0001127602-21-000580 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210101 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quadracci J Joel CENTRAL INDEX KEY: 0001495363 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34806 FILM NUMBER: 21506203 MAIL ADDRESS: STREET 1: QUAD/GRAPHICS, INC. STREET 2: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quad/Graphics, Inc. CENTRAL INDEX KEY: 0001481792 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 391152983 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 BUSINESS PHONE: 414-566-6000 MAIL ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-01-01 0001481792 Quad/Graphics, Inc. QUAD 0001495363 Quadracci J Joel C/O QUAD/GRAPHICS, INC. N61 W23044 HARRY'S WAY SUSSEX WI 53089 1 1 Chairman, Pres & CEO Class A Common Stock 2021-01-01 4 A 0 258551 0 A 1499109 D Class A Common Stock 4092.0535 I By 401(a) Plan Class B Common Stock Class A Common Stock 229364 229364 D Class B Common Stock Class A Common Stock 2354 2354 I As Trustee - AQH Tr Class B Common Stock Class A Common Stock 2354 2354 I As Trustee - EQH Tr Class B Common Stock Class A Common Stock 120009 120009 I As Trustee - HVQ For Joel Class B Common Stock Class A Common Stock 2354 2354 I As Trustee - KBH Tr Class B Common Stock Class A Common Stock 2354 2354 I As Trustee - WVH Tr Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 4410 4410 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 3675 3675 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 6825 6825 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 3938 3938 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 9000 9000 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 5250 5250 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 4250 4250 D Stock Options (Right to Buy) 14.14 2022-01-01 Class A Common Stock 39881 39881 D Includes 258,551 shares of restricted stock granted under the Quad/Graphics, Inc. 2020 Omnibus Incentive Plan that will vest on March 1, 2024. Shares acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 12/31/2020. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. As Trustee for the Alexander Q. Harned 2007 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. As Trustee for the Elizabeth Quadracci Harned 2003 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. As Trustee for the HVQ 1992 Descendants Trust f/b/o J. Joel Quadracci. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. As Trustee for the Kathryn B. Harned 2004 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. As Trustee for the William V. Harned 2006 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. All options are fully vested and currently exercisable. /s/ Sherilyn R. Whitmoyer, attorney-in-fact for J. Joel Quadracci 2021-01-05