0001127602-19-033794.txt : 20191127 0001127602-19-033794.hdr.sgml : 20191127 20191127120126 ACCESSION NUMBER: 0001127602-19-033794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191126 FILED AS OF DATE: 20191127 DATE AS OF CHANGE: 20191127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frankowski Thomas J CENTRAL INDEX KEY: 0001495596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34806 FILM NUMBER: 191254929 MAIL ADDRESS: STREET 1: QUAD/GRAPHICS, INC. STREET 2: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quad/Graphics, Inc. CENTRAL INDEX KEY: 0001481792 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 391152983 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 BUSINESS PHONE: 414-566-6000 MAIL ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-26 0001481792 Quad/Graphics, Inc. QUAD 0001495596 Frankowski Thomas J C/O QUAD/GRAPHICS, INC. N61 W23044 HARRY'S WAY SUSSEX WI 53089 1 Chief Operating Officer Class A Common Stock 2019-11-26 4 P 0 11000 4.2965 A 354195 D Class A Common Stock 6694.0285 I By 401(a) Plan Stock Options (Right to Buy) 41.26 2021-01-01 Class A Common Stock 23929 23929 D Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $4.27 to $4.315. The Reporting Person undertakes to provide the Company, any shareholders of the Company, and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price. Total includes 275,181 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Total adjusted by 19,383 shares that were transferred on 3/17/2011 to Reporting Person's ex-spouse, pursuant to a divorce decree. Shares acquired under the Company Savings Plan, based on information furnished by the Plan Administrator as of 10/31/2019. All options are fully vested and currently exercisable. All options are fully vested and currently exercisable. /s/ Sherilyn R. Whitmoyer, attorney-in-fact for Thomas J. Frankowski 2019-11-27