0001127602-19-026414.txt : 20190812 0001127602-19-026414.hdr.sgml : 20190812 20190812163300 ACCESSION NUMBER: 0001127602-19-026414 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190108 FILED AS OF DATE: 20190812 DATE AS OF CHANGE: 20190812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flores Kathryn Quadracci CENTRAL INDEX KEY: 0001595041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34806 FILM NUMBER: 191016910 MAIL ADDRESS: STREET 1: QUAD/GRAPHICS, INC. STREET 2: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quad/Graphics, Inc. CENTRAL INDEX KEY: 0001481792 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 391152983 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 BUSINESS PHONE: 414-566-6000 MAIL ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-01-08 0001481792 Quad/Graphics, Inc. QUAD 0001595041 Flores Kathryn Quadracci QUAD/GRAPHICS 53089-3995 1 Class A Common Stock 2019-08-08 4 S 0 4974 10.672 D 27922 D Class A Common Stock 4067 I As Trustee - DQ 2008 Trust Class A Common Stock 4067 I As Trustee - HVQ 2003 Trust Class A Common Stock 4067 I As Trustee - MAQ 2001 Trust Class B Common Stock 2019-01-08 5 G 0 E 1445 0 D Class A Common Stock 1445 156 D Class B Common Stock 2019-05-31 5 J 0 E 156 0 D Class A Common Stock 156 0 D Class B Common Stock Class A Common Stock 2868 2868 I As Trustee - DQ 2008 Trust Class B Common Stock Class A Common Stock 14915 14915 I As Trustee - HRQ 2014 Trust Class B Common Stock Class A Common Stock 2870 2870 I As Trustee - HVQ 2003 Trust Class B Common Stock Class A Common Stock 2868 2868 I As Trustee - MAQ 2001 Trust The price in Column 4 is a weighted average price. The prices actually received ranged from $10.67 to $10.68. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Includes 23,241 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the settlement date or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date. Includes 1,661 additional deferred stock units resulting from payment of dividends on the Class A Common Stock underlying deferred stock units previously granted. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. /s/ Sherilyn R. Whitmoyer, as attorney-in-fact for Kathryn Quadracci Flores 2019-08-12