0001127602-19-026192.txt : 20190806
0001127602-19-026192.hdr.sgml : 20190806
20190806184057
ACCESSION NUMBER: 0001127602-19-026192
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190802
FILED AS OF DATE: 20190806
DATE AS OF CHANGE: 20190806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fowler John C
CENTRAL INDEX KEY: 0001495362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34806
FILM NUMBER: 191003457
MAIL ADDRESS:
STREET 1: QUAD/GRAPHICS, INC.
STREET 2: N61 W23044 HARRY'S WAY
CITY: SUSSEX
STATE: WI
ZIP: 53089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quad/Graphics, Inc.
CENTRAL INDEX KEY: 0001481792
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 391152983
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: N61 W23044 HARRY'S WAY
CITY: SUSSEX
STATE: WI
ZIP: 53089-3995
BUSINESS PHONE: 414-566-6000
MAIL ADDRESS:
STREET 1: N61 W23044 HARRY'S WAY
CITY: SUSSEX
STATE: WI
ZIP: 53089-3995
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-08-02
0001481792
Quad/Graphics, Inc.
QUAD
0001495362
Fowler John C
C/O QUAD/GRAPHICS, INC.
N61 W23044 HARRY'S WAY
SUSSEX
WI
53089
1
Class A Common Stock
2019-08-02
4
S
0
2100
11.53
D
117587
D
Class A Common Stock
2019-08-05
4
S
0
7900
11.1026
D
109687
D
Class B Common Stock
2019-01-08
5
G
0
E
481
0
A
Class A Common Stock
481
7086
I
As Trustee - HVF Tr
Class B Common Stock
2019-01-08
5
G
0
E
482
0
A
Class A Common Stock
482
7087
I
As Trustee - IMF Tr
Class B Common Stock
2019-01-08
5
G
0
E
482
0
A
Class A Common Stock
482
7087
I
As Trustee - KMF Tr
Stock Options (Right to Buy)
41.26
2020-12-31
Class A Common Stock
34218
34218
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $11.50 to $11.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $11.00 to $11.20. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Includes 13,978 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of the two-year anniversary of the grant or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.
Includes 835 additional deferred stock units resulting from payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.
Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
All options are fully vested and currently exercisable.
/s/ Sherilyn R. Whitmoyer, Attorney-in-Fact for John C. Fowler
2019-08-06