0001127602-19-001423.txt : 20190104 0001127602-19-001423.hdr.sgml : 20190104 20190104181155 ACCESSION NUMBER: 0001127602-19-001423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flores Kathryn Quadracci CENTRAL INDEX KEY: 0001595041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34806 FILM NUMBER: 19511516 MAIL ADDRESS: STREET 1: QUAD/GRAPHICS, INC. STREET 2: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quad/Graphics, Inc. CENTRAL INDEX KEY: 0001481792 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 391152983 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 BUSINESS PHONE: 414-566-6000 MAIL ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-28 0001481792 Quad/Graphics, Inc. QUAD 0001595041 Flores Kathryn Quadracci QUAD/GRAPHICS 53089-3995 1 Class A Common Stock 2017-02-28 4 S 0 5823 27.43 D 22913 I As Trustee - HRQ 2014 Trust Class A Common Stock 2017-11-17 4 S 0 22913 21.644 D 0 I As Trustee - HRQ 2014 Trust Class A Common Stock 2019-01-01 4 A 0 9058 0 A 31235 D Class A Common Stock 4067 I As Trustee - DQ 2008 Trust Class A Common Stock 4067 I As Trustee - HVQ 2003 Trust Class A Common Stock 4067 I As Trustee - MAQ 2001 Trust Class A Common Stock 0 I By 401(a) Plan Class B Common Stock Class A Common Stock 1601 1601 D Class B Common Stock Class A Common Stock 1468 1468 I As Trustee - DQ 2008 Trust Class B Common Stock Class A Common Stock 14915 14915 I As Trustee - HRQ 2014 Trust Class B Common Stock Class A Common Stock 1468 1468 I As Trustee - HVQ 2003 Trust Class B Common Stock Class A Common Stock 1468 1468 I As Trustee - MAQ 2001 Trust Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2020 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date. Includes 1,300 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted. 192,271 shares previously held by the reporting person directly were transferred to a trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13. This number reflects distributions from the Plan that are exempt transaction exempt from Section 16 reporting. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. /s/ Sherilyn R. Whitmoyer, as attorney in fact for Kathryn Quadracci Flores 2019-01-03