0001127602-19-001360.txt : 20190104 0001127602-19-001360.hdr.sgml : 20190104 20190104170410 ACCESSION NUMBER: 0001127602-19-001360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171120 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fowler John C CENTRAL INDEX KEY: 0001495362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34806 FILM NUMBER: 19510948 MAIL ADDRESS: STREET 1: QUAD/GRAPHICS, INC. STREET 2: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quad/Graphics, Inc. CENTRAL INDEX KEY: 0001481792 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 391152983 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 BUSINESS PHONE: 414-566-6000 MAIL ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-11-20 0001481792 Quad/Graphics, Inc. QUAD 0001495362 Fowler John C C/O QUAD/GRAPHICS, INC. N61 W23044 HARRY'S WAY SUSSEX WI 53089 1 Class A Common Stock 2017-11-20 4 S 0 10908 21.7658 D 102833 I As Trustee - HRQ 2010 Tr Class A Common Stock 2017-11-22 4 S 0 56569 21.8271 D 46264 I As Trustee - HRQ 2010 Tr Class A Common Stock 2017-11-28 4 S 0 24039 21.8775 D 22225 I As Trustee - HRQ 2010 Tr Class A Common Stock 2017-11-29 4 S 0 22225 21.8637 D 0 I As Trustee - HRQ 2010 Tr Class A Common Stock 2019-01-01 4 A 0 9058 0 A 118878 D Class B Common Stock Class A Common Stock 1125 1125 I As Trustee - HVF Tr Class B Common Stock Class A Common Stock 1125 1125 I As Trustee - IMF Tr Class B Common Stock Class A Common Stock 1125 1125 I As Trustee - KMF Tr Stock Options (Right to Buy) 29.37 2019-01-31 Class A Common Stock 30000 30000 D Stock Options (Right to Buy) 41.26 2020-12-31 Class A Common Stock 34218 34218 D As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date. Includes 175 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. All options are fully vested and currently exercisable. /s/ Sherilyn R. Whitmoyer, Attorney-in-Fact for John C. Fowler 2019-01-04